Welcome to our dedicated page for Duke Energy SEC filings (Ticker: DUKB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duke Energy Corporation filings document the issuer behind DUKB, the company’s 5.625% Junior Subordinated Debentures due September 15, 2078. The records identify Duke Energy’s registered securities, including common stock, preferred depositary shares, senior notes and the DUKB junior subordinated debentures, and include material-event disclosures and capital-structure information.
Proxy and current-report filings also describe governance and annual meeting matters for Duke Energy and reference its regulated utility and natural gas subsidiaries, including Duke Energy Carolinas, Duke Energy Progress, Duke Energy Florida, Duke Energy Ohio, Duke Energy Indiana and Piedmont Natural Gas. These disclosures cover shareholder voting matters, board and governance topics, operating-company structure, energy infrastructure investment, generation resources and related risk and regulatory subjects.
Duke Energy director Michael J. Pacilio reported a compensation-related grant of 1,602 Director Savings Plan restricted stock unit deferrals on Common Stock at a reference value of $124.87 per unit. These units convert into Common Stock on a 1-for-1 basis and are generally payable upon his termination of service. Following this award, his deferred balance under this plan totals 7,347 units. This is a routine grant/award acquisition rather than an open-market share purchase or sale.
Duke Energy Corp director Derrick Burks received an equity award through the company’s Director Savings Plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit Deferrals tied to Duke Energy common stock at a reference value of $124.87 per unit.
The units convert to common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this grant, Burks has 7,681 restricted stock unit deferrals recorded as directly owned.
Duke Energy CORP director Caroline Dorsa reported receiving a grant of 1,602 shares of Common Stock on May 7, 2026. The grant is recorded at a reference price of $124.87 per share and is classified as a grant, award, or other acquisition. After this award, Dorsa directly holds 12,723 shares of Duke Energy common stock.
Duke Energy director John T. Herron reported an automatic acquisition of 1,602 shares of Common Stock, classified as a grant or award at $124.87 per share. The increase was due to dividend reinvestment. After this transaction, he directly owns 34,525 shares, including 33,166 held in a revocable joint trust.
Davis Robert M reported acquisition or exercise transactions in this Form 4 filing.
Duke Energy director Robert M. Davis received a grant of company stock. On this date, he was awarded 1,602 shares of Duke Energy common stock at a value of $124.87 per share. After this compensation-related award, he directly holds a total of 14,262 Duke Energy shares.
Duke Energy director Thomas E. Skains received an automatic compensation-related award under the Director Savings Plan, acquiring 1,602 restricted stock unit deferrals linked to common stock at a reference price of $124.87 per unit. These units convert into Duke Energy common stock on a 1-for-1 basis and are generally payable when his board service ends. Following this award, Skains holds a total of 9,276 director savings plan restricted stock unit deferrals, reflecting deferred equity compensation rather than an open-market share purchase or sale.
Duke Energy director Theodore F. Craver Jr. reported receiving a grant of 2,402 shares of Duke Energy common stock on May 7, 2026. The shares were acquired as a grant or award at a reported price of $124.87 per share, increasing his direct holdings to 19,193 shares.
The reported total includes 16,790 shares held in a joint trust, reflecting both directly held shares and those held through this shared trust arrangement.
Duke Energy President and CEO Harry K. Sideris reported an open-market sale of 20,000 shares of common stock at a weighted average price of $124.37 per share, in multiple trades between $124.08 and $124.53 on May 8, 2026. Following the sale, he directly holds 96,102 shares and indirectly holds 2,540 shares through a 401(k) stock fund.
Duke Energy director Dunbar Webster Roy reported an automatic equity award under the company’s director savings plan. On May 7, 2026, he acquired 1,602 Director Savings Plan Restricted Stock Unit deferrals, each tied on a 1-for-1 basis to Duke Energy common stock at a reference price of $124.87 per unit.
These RSU deferrals are generally payable upon his termination of board service rather than being settled immediately. Following this award, his directly held director savings plan RSU balance increased to 7,347 units. This is a compensation-related grant, not an open-market stock purchase or sale.
Duke Energy Corp director William E. Webster Jr. received a grant of 1,602 Director Savings Plan Restricted Stock Unit deferrals on May 7, 2026. These units reference a price of $124.87 per unit and each unit converts into one share of Duke Energy common stock.
The units are generally payable when the director’s service ends, so this is a deferred, compensation-related award rather than an open‑market purchase. After this grant, Webster holds a total of 19,708 restricted stock unit deferrals linked to Duke Energy common stock.