Fidelity files to sell 3,500 DUK shares

Fidelity Brokerage Services LLC notified a proposed sale of 3,500 shares of common stock of DUK with an aggregate offering price of $438,025.00 (coverage shows NYSE, CUSIP 779596217, trade date 05/11/2026).

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC notified a proposed sale of 3,500 shares of common stock of DUK with an aggregate offering price of $438,025.00 (coverage shows NYSE, CUSIP 779596217, trade date 05/11/2026). The filing lists restricted stock vesting of 394 shares (vested 02/23/2025) and 3,106 shares (vested 02/05/2026) as compensation. The excerpt also shows a prior sale of 6,800 shares by Louis E. Renjel Jr on 02/12/2026 for $868,156.68.

Insights

Securities Attorney

Notice of proposed resale under Rule 144 for 3,500 DUK shares.

The filing records a broker-dealer placement by Fidelity Brokerage Services LLC to sell 3,500 shares of common stock at an aggregate price of $438,025.00. The entry includes vesting schedules showing 394 and 3,106 compensation-related shares that vested on the dates provided.

Cash-flow treatment and exact transfer mechanics are not detailed in the excerpt. Subsequent trade activity by named holders, such as the 6,800-share sale for $868,156.68, is disclosed as prior activity and may affect available resale volumes under Rule 144.

Key Figures

Proposed shares to sell: 3,500 shares Aggregate offering price: $438,025.00 Restricted shares vested: 394 shares +4 more

7 metrics

Proposed shares to sell 3,500 shares coverage entry dated <date>05/11/2026</date>

Aggregate offering price $438,025.00 aggregate price listed with 3,500-share entry

Restricted shares vested 394 shares vested <date>02/23/2025</date> as compensation

Restricted shares vested 3,106 shares vested <date>02/05/2026</date> as compensation

Prior sale by Louis E. Renjel Jr 6,800 shares sold on <date>02/12/2026</date>

Proceeds from Renjel sale $868,156.68 aggregate amount reported for 6,800-share sale

CUSIP 779596217 identifier shown with the broker-dealer line

Key Terms

Restricted Stock Vesting, Aggregate offering price, Form 144

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 394 | 02/23/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Aggregate offering price financial

"Common | Fidelity Brokerage Services LLC ... | 3500 | 438025.00"

The aggregate offering price is the total dollar amount that will be raised if all the securities in an offering are sold at the stated offering price, before fees or expenses are taken out. Investors use it to gauge the size of the fundraising and its potential effects—such as how much cash the company will get and how much existing ownership might be reduced—similar to totaling every item’s price in a shopping cart to see the full bill.

Form 144 regulatory

"form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for DUK report?

The filing reports a proposed sale of 3,500 shares of DUK common stock with an aggregate price of $438,025.00. It lists vesting of 394 and 3,106 shares as compensation on the dates shown.

Who is the registered broker-dealer in the DUK Form 144?

The registered broker-dealer is Fidelity Brokerage Services LLC at the address provided. The filing shows the broker-dealer listed with the 3,500-share proposed sale and NYSE trading information.

Does the filing show recent insider sales for DUK?

Yes. The excerpt shows Louis E. Renjel Jr sold 6,800 shares on 02/12/2026 for $868,156.68. That sale is reported under "Securities Sold During The Past 3 Months."

What restricted stock vesting is included in the filing for DUK?

The filing lists compensation-related restricted stock vesting of 394 shares vested on 02/23/2025 and 3,106 shares vested on 02/05/2026. These appear as issuer compensation vesting events.

What is the CUSIP and filing date shown in the excerpt?

The excerpt includes CUSIP 779596217 and a trade or coverage date of 05/11/2026 associated with the listed broker-dealer entry and the proposed sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/11/2026 - 02:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001861032
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Duke Energy CORP
SEC File Number	001-32853
Address of Issuer	525 SOUTH TRYON STREET CHARLOTTE NORTH CAROLINA 28202-1803
Phone	800-488-3853
Name of Person for Whose Account the Securities are To Be Sold	Renjel Louis E.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3500	438025.00	779596217	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/23/2025	Restricted Stock Vesting	Issuer			394	02/23/2025	Compensation
Common	02/05/2026	Restricted Stock Vesting	Issuer			3106	02/05/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Louis E. Renjel Jr 525 South Tryon Street Charlotte NC 28202	Common	02/12/2026	6800	868156.68

144: Remarks and Signature

Remarks
Date of Notice	05/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Louis E. Renjel Jr
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)