Form 144: 10,000 Schwab shares listed for disposition

Rhea-AI Filing Summary

Form 144 filing reports proposed dispositions of Common Stock linked to Charles Schwab Corp. The filing lists 10,000 shares described under "Securities To Be Sold" dated 08/04/2024 as "Compensation For Position of CEO." The excerpt also shows a prior sale of 16,072 shares on 04/10/2026 for $96,753.44 by Daniel Goldberger. The filing lists the issuer address and NASDAQ as the market.

Insights

Securities Compliance Analyst

Routine Rule 144 notice of proposed sale and recent disposition; no material corporate action disclosed.

The filing lists a proposed disposition of 10,000 shares dated 08/04/2024 described as "Compensation For Position of CEO." It also records a prior sale of 16,072 shares on 04/10/2026 valued at $96,753.44.

These items are procedural disclosures under resale rules. Cash‑flow treatment and whether the 10,000 shares will be sold now or later are not stated in the excerpt; subsequent filings would show execution details.

Key Figures

Proposed shares to be sold: 10,000 shares Shares sold in past 3 months: 16,072 shares Value of prior sale: $96,753.44

3 metrics

Proposed shares to be sold 10,000 shares listed under "Securities To Be Sold" dated 08/04/2024

Shares sold in past 3 months 16,072 shares sale by Daniel Goldberger on 04/10/2026

Value of prior sale $96,753.44 proceeds reported for 16,072 shares sold on 04/10/2026

Key Terms

Form 144, Compensation For Position of CEO, Securities To Be Sold

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Compensation For Position of CEO other

"Common | 08/04/2024 | Compesation For Postion of CEO"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the ECOR Form 144 report show?

It reports proposed and recent dispositions of common stock. The excerpt lists a proposed sale of 10,000 shares (08/04/2024) and a prior sale of 16,072 shares on 04/10/2026 for $96,753.44.

Who reported the prior sale in the filing?

Daniel Goldberger is shown as the reporting party for the prior sale. The excerpt records his address and a sale of 16,072 shares on 04/10/2026 valued at $96,753.44.

What is the 10,000-share entry labeled in the Form 144?

It is labeled "Compensation For Position of CEO" dated 08/04/2024. The excerpt places that quantity under "Securities To Be Sold" associated with the issuer entry.

Does the filing state proceeds recipient or sale timing?

The excerpt does not state proceeds recipient or current sale timing. The filing lists quantities and dates but provides no explicit cash‑flow recipient or execution date details in the provided text.

Which issuer and market are named in the excerpt?

The issuer line names Charles Schwab Corp. and lists NASDAQ as the market. The excerpt shows an issuer address at 3000 Schwab Way, Westlake, TX and NASDAQ as the exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 12:43 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001382042
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	electroCore, Inc.
SEC File Number	001-38538
Address of Issuer	200 FORGE WAY SUITE 205 ROCKAWAY NEW JERSEY 07866
Phone	973-290-0097
Name of Person for Whose Account the Securities are To Be Sold	Goldberger Daniel S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former CEO

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	10000	61300.00	8083558	04/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/04/2024	Compesation For Postion of CEO	Issuer			10000	08/04/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DANIEL GOLDBERGER 200 FORGE WAY, SUITE 205 ROCKWAY NJ 07866	Common	04/10/2026	16072	96753.44

144: Remarks and Signature

Remarks	Shares being sold from account: Daniel S. Goldberger Revocable Trust, D Goldberger & K Karsh TTEEs
Date of Notice	04/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel Goldberger
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)