Welcome to our dedicated page for Ellington Financial SEC filings (Ticker: EFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ellington Financial Inc. filings document formal disclosures for a specialty finance company with an investment portfolio segment and a Longbridge segment focused on reverse mortgage loan origination and servicing. Form 8-K reports cover quarterly operating results, Regulation FD book value updates, common stock dividends, and dividends on Series B, Series C, and Series D preferred stock.
Proxy materials describe board and shareholder-voting matters, executive compensation, equity awards, and pay-versus-performance disclosures. The filings also identify the company's reported common and preferred equity classes and provide recurring records of financial condition, portfolio valuation disclosures, capital-return actions, governance, and risk-related forward-looking statements.
Ellington Financial Inc. announced the pricing of a $400 million offering of 7.375% senior unsecured notes due 2030 through certain subsidiaries, with expected closing on October 6, 2025, subject to customary conditions. The company plans to use net proceeds for general corporate purposes, including repaying part of borrowings under its repurchase agreements and funding purchases of additional assets aligned with its investment objectives.
The Notes were offered only to qualified institutional buyers under Rule 144A and to non-U.S. persons pursuant to Regulation S and are not registered under the Securities Act. A press release dated September 30, 2025, is furnished as Exhibit 99.1.
Ellington Financial Inc. announced a planned $400,000,000 offering of senior unsecured notes due 2030 to be issued through certain subsidiaries and fully and unconditionally guaranteed by the company. The company said it expects to use net proceeds for general corporate purposes, including repaying a portion of borrowings under its repurchase agreements and funding purchases of additional assets aligned with its investment strategy. The notes will be offered only to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S and are not registered under the Securities Act. A press release dated September 29, 2025 is furnished as an exhibit.
Ellington Financial Inc. filed a current report to share an update on its net asset position. On September 25, 2025, the company furnished a press release announcing its estimated book value per share of common stock as of August 31, 2025, under Regulation FD. The press release is included as Exhibit 99.1.
The company notes that the information provided under Item 7.01, including the press release, is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings unless specifically referenced.
Ellington Financial Inc. announced on September 8, 2025 that its Board declared a $0.13 monthly dividend on common stock payable October 31, 2025 to holders of record as of September 30, 2025. The company also declared quarterly dividends on four preferred series: $0.624039 per share for Series A (floating rate) payable October 30, 2025; $0.390625 per share for 6.250% Series B payable October 30, 2025; $0.5390625 per share for 8.625% Series C payable October 30, 2025; and $0.4375 per share for 7.00% Series D payable September 30, 2025 to holders of record as of September 20, 2025. A press release dated September 8, 2025 is filed as Exhibit 99.1 and incorporated by reference.
Ellington Financial Inc. furnished a Current Report on Form 8-K to provide a press release announcing its estimated book value per share as of July 31, 2025. The press release dated August 27, 2025 is attached as Exhibit 99.1 and is being furnished under Item 7.01 for Regulation FD purposes. The filing clarifies that the disclosed material is being furnished (not "filed") and therefore is not subject to the liabilities of Section 18 of the Exchange Act and is not incorporated by reference into other filings except by specific reference. The exhibit list also includes the Inline XBRL cover page file as itemized in Item 9.01.
Ellington Financial Inc. reported consolidated assets of $17,071,895 (in thousands) and total liabilities of $15,382,385 as of June 30, 2025, up from $16,317,028 and $14,726,206 at December 31, 2024, respectively. The Company held $211,013 of cash and $19,617 of restricted cash (in thousands) and recorded $14,668,365 in loans, at fair value. Investments in unconsolidated entities increased to $307,722 from $220,078.
For the three months ended June 30, 2025 the Company reported net interest income of $43,343 (in thousands) and total other income (loss) of $49,199. Total expenses were $57,066, producing net income of $51,073 and net income attributable to common stockholders of $42,923. Basic and diluted EPS for the quarter were $0.45 (compared with $0.62 a year earlier). For the six months, net income was $90,397 and EPS was $0.80.
Key balance sheet and financing items include HMBS-related obligations of $9,814,811, repurchase agreements and reverse repurchase activity supporting portfolio financings, and total equity of $1,689,510. The registrant reported 99,893,894 common shares outstanding as of August 8, 2025. (All dollar amounts presented in the filings are expressed in thousands.)