Enterprise Financial (EFSC) Director Awarded 1,032 Shares Under Director Plan

Rhea-AI Filing Summary

The filing shows Director Nevada A. Kent of Enterprise Financial Services Corp. (EFSC) received 1,032 shares of common stock on 08/22/2025 under the companys Non-Management Director Stock Plan at a reported price of $0, bringing his direct holdings to 9,332 shares. The filing also reports an indirect holding of 5,180 shares in an IRA, for a combined beneficial position disclosed on the form. The form is signed by the reporting person on 08/26/2025. No option exercises, sales, or cash purchases are reported in this Form 4.

Positive

• Director alignment: Receipt of 1,032 shares under the Non-Management Director Stock Plan increases the directors equity stake, aligning interests with shareholders.
• Transparent reporting: Form 4 discloses transaction date, amount, ownership form, and explanatory note, indicating compliance with Section 16 reporting.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: A routine director equity award was reported under the Non-Management Director Stock Plan, increasing direct holdings modestly.

The reported receipt of 1,032 shares as compensation is a common practice to align director incentives with shareholders without an immediate cash outlay by the director. The $0 price reflects issuance under a director compensation plan rather than a market purchase. The directors combined disclosed holdings (direct plus IRA) total 14,512 shares, which is useful for understanding director alignment but appears immaterial relative to company-wide float absent additional context on outstanding shares.

Securities Compliance Analyst

TL;DR: Filing appears complete and timely, documenting an award and proper Section 16 reporting.

The Form 4 includes required fields: issuer, reporting person, transaction date, code (A for acquisition), quantity, and an explanation that shares were issued under the Non-Management Director Stock Plan. Signature and dates are present. There are no derivative transactions or dispositions reported, so no further compliance flags are evident from this filing alone.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider KENT NEVADA A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,032	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 9,332 shares (Direct); Common Stock — 5,180 shares (Indirect, IRA)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KENT NEVADA A

(Last) (First) (Middle)

150 N. MERAMEC

(Street)

ST. LOUIS MO 63105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ENTERPRISE FINANCIAL SERVICES CORP [ EFSC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/22/2025		A		1,032	A	$0(1)	9,332	D
Common Stock								5,180	I	IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares issued under the Non-Management Director Stock Plan.

	/s/ Nevada A. Kent	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did EFSC director Nevada A. Kent report on Form 4?

The director reported receiving 1,032 shares on 08/22/2025 under the Non-Management Director Stock Plan, and holds 9,332 shares directly.

Was there any sale or exercise reported by Nevada A. Kent in this Form 4?

No. The Form 4 shows an acquisition (code A) of 1,032 shares and does not report any sales or derivative exercises.

What does the reported price of $0 mean on the Form 4?

The $0 price indicates the shares were issued as compensation under the companys Non-Management Director Stock Plan, not purchased for cash.

How many shares does Nevada A. Kent beneficially own after this transaction?

The filing reports 9,332 shares owned directly and 5,180 shares indirectly via an IRA, totaling 14,512 shares disclosed on the form.

When was the Form 4 signed by the reporting person?

The form bears the reporting persons signature dated 08/26/2025.