Estée Lauder director trust plans $373K stock sale

A director-affiliated trust filed a Rule 144 notice to sell 3,775 shares of Estee Lauder common stock following a stock option exercise.

Available on EDGAR 09/09/2026 - 04:42 PM EDT Accepted by SEC EDGAR 09/09/2026 - 04:42 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ESTEE LAUDER COMPANIES INC (EL) received a Rule 144 notice for a proposed sale of its common stock. The Charlene Barshefsky 2012 Family U/A trust filed to sell up to 3,775 shares of EL common stock, with an approximate aggregate market value of $373,045.50, through Morgan Stanley Smith Barney LLC on the NYSE on September 9, 2026. The shares are to be issued upon a stock option exercise for cash from the issuer and then sold.

Key Figures

Shares proposed for sale: 3,775 shares Aggregate market value of shares: $373,045.50 Proposed sale date: September 9, 2026 +3 more

6 metrics

Shares proposed for sale 3,775 shares Common stock covered by the Rule 144 notice

Aggregate market value of shares $373,045.50 Approximate market value of 3,775 EL common shares to be sold

Proposed sale date September 9, 2026 Date of proposed NYSE sale under Rule 144

Security type Common stock Class of EL securities to be sold

Trading market NYSE Exchange where the shares are proposed to be sold

Broker Morgan Stanley Smith Barney LLC Broker-dealer handling the proposed sale

Key Terms

Rule 144, Stock Option Exercise, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Option Exercise financial

"Common | 09/09/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

aggregate market value financial

"Common | Morgan Stanley Smith Barney LLC ... | 3775 | 373045.50"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for ESTEE LAUDER COMPANIES INC (EL)?

The filing reports a proposed sale of 3,775 shares of EL common stock under Rule 144 by a director-affiliated trust. It is a notice of intent to sell restricted or control securities, not a confirmation that the sale has occurred.

How many EL shares are planned to be sold under this Form 144?

The Charlene Barshefsky 2012 Family U/A trust filed to sell up to 3,775 shares of Estee Lauder common stock. This is the maximum amount covered by the notice for the proposed Rule 144 sale.

What is the approximate value of the EL shares in this Form 144 filing?

The proposed sale covers EL common stock with an approximate aggregate market value of $373,045.50. This amount reflects the total value of the 3,775 shares referenced in the notice of proposed sale.

Who is selling the EL shares reported in this Form 144?

The seller is the Charlene Barshefsky 2012 Family U/A DTD 12/31/2012 trust, identified as being associated with a director of Estee Lauder Companies Inc. The filing is made for the account of this trust under Rule 144.

How will the EL shares be obtained and sold according to the filing?

The shares are to be issued upon a stock option exercise from the issuer for cash and then sold as common stock through Morgan Stanley Smith Barney LLC on the NYSE, with a proposed sale date of September 9, 2026.

On which market will the EL shares in this Form 144 be sold?

The notice states that the 3,775 shares of EL common stock are proposed to be sold on the NYSE. Morgan Stanley Smith Barney LLC Executive Financial Services is listed as the broker handling the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001145766
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	THE ESTEE LAUDER COMPANIES INC.
SEC File Number	001-14064
Address of Issuer	767 Fifth Avenue New York NEW YORK 10153
Phone	(212) 572-4200
Name of Person for Whose Account the Securities are To Be Sold	CHARLENE BARSHEFSKY 2012 FAMIL U/A DTD 12/31/2012
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3775	373045.50	247291223	09/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/09/2026	Stock Option Exercise	Issuer			3775	09/09/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charlene Barshefsky
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)