STOCK TITAN

Ronald Lauder (NYSE: EL) transfers 4,768,846 Class B shares to trusts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ronald S. Lauder, a ten percent owner and Chairman, Clinique Labs, LLC at Estée Lauder Companies Inc., reported a bona fide gift of 4,768,846 shares of Class B Common Stock on April 8, 2026. These shares were transferred for no consideration to the RSL Shares Trust u/a/d March 2, 2026, which now holds them indirectly for his benefit.

Following the transfer, his directly held Class B shares reported in this filing were reduced to zero, while indirect holdings are shown as 4,768,846 shares owned by the RSL Shares Trust and 6,364 shares owned by The Descendants of RSL 1966 Trust. He is grantor of both trusts and disclaims beneficial ownership to the extent he lacks a pecuniary interest.

Positive

  • None.

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Insider LAUDER RONALD S
Role Chairman, Clinique Labs, LLC
Type Security Shares Price Value
Gift Class B Common Stock 4,768,846 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 0 shares (Direct); Class B Common Stock — 4,768,846 shares (Indirect, by RSL Shares Trust)
Footnotes (1)
  1. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. The Reporting Person transferred shares to RSL Shares Trust u/a/d March 2, 2026 ('RSL Shares Trust') for no consideration. Not applicable. The Reporting Person disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities. Owned directly by RSL Shares Trust. Reporting person is grantor. Owned directly by The Descendants of RSL 1966 Trust ('RSL 1966 Trust'). Reporting person is grantor and trustee.
Gifted shares 4,768,846 shares Class B Common Stock gifted on April 8, 2026
Gift price per share $0.0000 per share Reported transaction price for bona fide gift
Direct holdings after transaction 0 shares Total Class B Common Stock held directly post-gift
Indirect holdings via RSL Shares Trust 4,768,846 shares Class B Common Stock owned directly by RSL Shares Trust
Indirect holdings via RSL 1966 Trust 6,364 shares Class B Common Stock owned by The Descendants of RSL 1966 Trust
bona fide gift financial
"transaction_code_description: "Bona fide gift""
Class B Common Stock financial
"security_title: "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"underlying_security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Permitted Transferee regulatory
"not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation)"
Restated Certificate of Incorporation regulatory
"as defined in Issuer's Restated Certificate of Incorporation"
A restated certificate of incorporation is an updated, single-document version of a company’s founding rules that folds together the original charter and all later changes into one clear set of terms — like replacing a patchwork manual with a clean, revised edition. Investors care because it clarifies ownership details, voting rights, share classes and other legal rules that affect control, dividends and how value is created or diluted, so it can change the risks and benefits of owning the stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAUDER RONALD S

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORK NEW YORK 10153

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman, Clinique Labs, LLC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)04/08/2026G(2)4,768,846 (1) (1)Class A Common Stock4,768,846(3)0D
Class B Common Stock(1) (1) (1)Class A Common Stock4,768,8464,768,846I(4)by RSL Shares Trust(5)
Class B Common Stock(1) (1) (1)Class A Common Stock6,3646,364I(4)by RSL 1966 Trust(6)
Explanation of Responses:
1. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
2. The Reporting Person transferred shares to RSL Shares Trust u/a/d March 2, 2026 ('RSL Shares Trust') for no consideration.
3. Not applicable.
4. The Reporting Person disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.
5. Owned directly by RSL Shares Trust. Reporting person is grantor.
6. Owned directly by The Descendants of RSL 1966 Trust ('RSL 1966 Trust'). Reporting person is grantor and trustee.
Remarks:
Ronald S. Lauder, by Annalisa Loeffler, attorney-in-fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ronald S. Lauder report at Estée Lauder (EL)?

Ronald S. Lauder reported a bona fide gift of 4,768,846 shares of Class B Common Stock on April 8, 2026. The shares were transferred for no consideration to the RSL Shares Trust as part of his indirect holdings structure.

How many Estée Lauder (EL) shares did Ronald S. Lauder gift, and at what price?

He gifted 4,768,846 shares of Class B Common Stock at a reported price of $0.0000 per share. The filing characterizes this as a bona fide gift, meaning there was no sale and no consideration paid for the transfer.

To whom were Ronald S. Lauder’s gifted Estée Lauder (EL) shares transferred?

The 4,768,846 Class B shares were transferred to the RSL Shares Trust u/a/d March 2, 2026. The filing notes the trust now owns these shares directly, with Ronald S. Lauder identified as the grantor of the trust structure.

What are Ronald S. Lauder’s indirect holdings in Estée Lauder (EL) after this filing?

After the reported gift, indirect holdings include 4,768,846 Class B shares owned by the RSL Shares Trust and 6,364 Class B shares owned by The Descendants of RSL 1966 Trust. Ronald S. Lauder is grantor, and for the latter trust also trustee.

Does Ronald S. Lauder still have direct ownership of Estée Lauder (EL) Class B shares?

Following the April 8, 2026 gift transaction, the filing shows total directly held Class B Common Stock as zero shares. His reported economic exposure now comes through indirect holdings via the RSL Shares Trust and The Descendants of RSL 1966 Trust.

How are Ronald S. Lauder’s beneficial ownership rights described in this Estée Lauder (EL) filing?

The filing states that Ronald S. Lauder disclaims beneficial ownership of the shares to the extent he does not have a pecuniary interest. This language limits his reported economic claim over certain trust-held securities associated with him.