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RSL Shares Trust (EL) reports 4.77M convertible Class B Estée Lauder shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

RSL Shares Trust u/a/d March 2, 2026 filed an initial ownership report for Estée Lauder Companies Inc., showing it directly holds 4,768,846 shares of Class B Common Stock. This Class B stock is convertible into Class A Common Stock on a one-for-one basis.

The Class B shares may be converted at any time by the holder and are automatically converted into Class A shares if transferred to a non‑Permitted Transferee or after a record date when Class B falls below 10% of total common stock.

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Insider RSL Shares Trust u/a/d March 2, 2026
Role 10% Owner
Type Security Shares Price Value
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 4,768,846 shares (Direct)
Footnotes (1)
  1. [object Object]
Class B shares held 4,768,846 shares Directly held by RSL Shares Trust on initial Form 3
Underlying Class A shares 4,768,846 shares One‑for‑one conversion from Class B Common Stock
Exercise/Conversion price $0.0000 No exercise or conversion price for Class B Common Stock
Class B Common Stock financial
"There is no exercise or conversion price for the Class B Common Stock."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Class A Common Stock financial
"may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Permitted Transferee regulatory
"automatically converted into Class A Common Stock ... upon transfer to a person or entity that is not a "Permitted Transferee""
Restated Certificate of Incorporation regulatory
""Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation)"
A restated certificate of incorporation is an updated, single-document version of a company’s founding rules that folds together the original charter and all later changes into one clear set of terms — like replacing a patchwork manual with a clean, revised edition. Investors care because it clarifies ownership details, voting rights, share classes and other legal rules that affect control, dividends and how value is created or diluted, so it can change the risks and benefits of owning the stock.
10% owner financial
""is_ten_percent_owner": 1"

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FAQ

What does the RSL Shares Trust Form 3 disclose for Estée Lauder (EL)?

The Form 3 shows RSL Shares Trust directly owns 4,768,846 shares of Estée Lauder Class B Common Stock. These Class B shares are initially reported as a holding, not as a new purchase or sale, and establish the trust as a 10% beneficial owner.

How many Estée Lauder Class B shares does RSL Shares Trust hold?

RSL Shares Trust reports holding 4,768,846 shares of Estée Lauder Class B Common Stock. The filing also shows an equivalent 4,768,846 underlying Class A shares on a one‑for‑one conversion basis, reflecting the full potential common equity position tied to this Class B stake.

Can the Estée Lauder (EL) Class B shares be converted into Class A shares?

Yes. The Class B Common Stock may be converted immediately into Class A Common Stock on a one‑for‑one basis at the holder’s option. The shares also automatically convert on the same ratio in certain situations involving non‑Permitted Transferees or when Class B falls below 10% of total common stock.

Is there an exercise or conversion price on Estée Lauder’s Class B stock held by the trust?

The filing states there is no exercise or conversion price for the Class B Common Stock. Conversion into Class A Common Stock occurs on a one‑for‑one basis without any stated cash payment, making it a straightforward share‑for‑share conversion structure for the reported holdings.

Why is RSL Shares Trust considered a 10% owner of Estée Lauder (EL)?

RSL Shares Trust is marked as a 10% owner because its 4,768,846 Class B shares represent a significant stake in Estée Lauder. As Class B is convertible into Class A one‑for‑one, the position reflects substantial voting and economic exposure within the company’s dual‑class share structure.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
RSL Shares Trust u/a/d March 2, 2026

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORK NEW YORK 10153

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/08/2026
3. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock (1) (1)Class A Common Stock4,768,846(1)D
Explanation of Responses:
1. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
Remarks:
Aerin Lauder, Trustee, by Annalisa Loeffler, attorney-in-law04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)