Emerson Electric awards Sengupta 2,490-unit stock grant

The SVP Chief Tech and AI Officer received restricted stock units, while shares were withheld for required minimum taxes.

Available on EDGAR 11/04/2026 - 04:20 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:20 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Emerson Electric Co. reported that Rudra Sengupta, SVP Chief Tech and AI Officer, received 2,490 restricted stock units on November 2, 2026, under a shareholder-approved benefit plan pursuant to Rule 16b-3(d). On November 3, 2026, 201 shares were withheld for required minimum taxes upon vesting of a previously reported stock grant; the fair market value on the withholding date was $166.4250 per share.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Sengupta Rudra

Role SVP Chief Tech and AI Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F3, F4	201	$166.425	$33K
Grant/Award	Common Stock F1, F2	2,490	--	--

Holdings After Transaction: Common Stock — 9,995 shares (Direct)

Footnotes (4)

1. F1. Grant to Reporting Person of 2,490 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
2. F2. Price is not applicable to acquisitions resulting from grants of restricted stock units.
3. F3. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
4. F4. Fair market value on date of withholding described in Note 3.

Key Figures

Restricted stock units granted: 2,490 restricted stock units Shares withheld for required minimum taxes: 201 shares Fair market value: $166.4250 per share

3 metrics

Restricted stock units granted 2,490 restricted stock units November 2, 2026

Shares withheld for required minimum taxes 201 shares November 3, 2026; upon vesting of a previously reported stock grant

Fair market value $166.4250 per share On the November 3, 2026 withholding date

Key Terms

restricted stock units, Rule 16b-3(d), vesting, fair market value

4 terms

restricted stock units financial

"2,490 restricted stock units under shareholder approved benefit plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3(d) regulatory

"pursuance to Rule 16b-3(d)"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

vesting financial

"upon vesting of previously reported stock grant"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

fair market value financial

"Fair market value on date of withholding"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did Rudra Sengupta receive at EMR?

Rudra Sengupta received 2,490 restricted stock units on November 2, 2026, under a shareholder-approved benefit plan pursuant to Rule 16b-3(d).

How many EMR shares were withheld for taxes, and at what price?

On November 3, 2026, 201 shares were withheld for required minimum taxes upon vesting of a previously reported stock grant; the fair market value was $166.4250 per share on the withholding date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sengupta Rudra

(Last) (First) (Middle)

C/O EMERSON ELECTRIC CO

8027 FORSYTH BLVD.

(Street)

ST. LOUIS MISSOURI 63105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP Chief Tech and AI Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		A(1)		2,490(1)	A	(2)	10,196	D
Common Stock	11/03/2026		F(3)		201(3)	D	$166.425(4)	9,995	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant to Reporting Person of 2,490 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).

2. Price is not applicable to acquisitions resulting from grants of restricted stock units.

3. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

4. Fair market value on date of withholding described in Note 3.

Remarks:

	/s/ John A. Sperino, Attorney-in-Fact for Rudra Sengupta	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)