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Emerson Electric COO receives 60,380 award shares

The award activity includes a performance-share payout and a separate restricted-stock-unit grant, alongside tax withholding and reported indirect holdings.

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Form Type
4

Rhea-AI Filing Summary

At Emerson Electric Co. (EMR), Executive Vice Pres & COO Ram R. Krishnan acquired 60,380 common shares on November 2, 2026, through payout of earned units under a performance share award tied to financial-target achievement for the period ended September 30, 2026; 26,598 shares were withheld for required minimum taxes. On November 3, 4,000 shares were withheld for required minimum taxes upon vesting of a previously reported stock grant. On November 4, he received a grant of 23,462 restricted stock units. Reported indirect holdings on November 2 included 159,639 shares by trust and 2,080 shares through a 401(k) plan.

Insider Krishnan Ram R.
Role Executive Vice Pres & COO
Type Security Shares Price Value
Grant/Award Common Stock F7, F8 23,462 -- --
Tax Withholding Common Stock F5, F6 4,000 $166.425 $666K
Grant/Award Common Stock F1, F2 60,380 -- --
Tax Withholding Common Stock F3, F4 26,598 $167.95 $4.47M
Holding Common Stock -- -- --
Holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 106,610 shares (Direct); Common Stock — 159,639 shares (Indirect, By Trust); Common Stock — 2,079.709 shares (Indirect, 401(k) plan)
Footnotes (8)
  1. F1. Acquisition of shares pursuant to Rule 16b-3 upon payout of 60,380 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.
  2. F2. Price is not applicable to the acquisition described in Note 1.
  3. F3. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.
  4. F4. Fair market value on date of withholding described in Note 3.
  5. F5. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
  6. F6. Fair market value on date of withholding described in Note 1.
  7. F7. Grant to Reporting Person of 23,462 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
  8. F8. Price is not applicable to acquisitions resulting from grants of restricted stock units.
Performance-share award payout 60,380 shares November 2, 2026; payout based on financial-target achievement for the period ended September 30, 2026
Shares withheld for required minimum taxes 26,598 shares November 2, 2026; upon vesting of performance-share units
Fair market value per share $167.9500 per share Date of withholding for the 26,598 shares
Shares withheld for required minimum taxes 4,000 shares November 3, 2026; upon vesting of a previously reported stock grant
Fair market value per share $166.4250 per share Date of withholding for the 4,000 shares
Restricted stock units granted 23,462 restricted stock units November 4, 2026
Indirect shares held by trust 159,639 shares November 2, 2026
Indirect shares held through 401(k) plan 2,080 shares November 2, 2026
performance share award technical
"earned units under a performance share award"
A performance share award is a type of executive or employee pay that grants company stock only if predefined performance goals are met over a set period. Think of it as a bonus paid in shares—similar to a savings payout that arrives only if certain targets are hit—so it aligns management incentives with company results and can affect future share count and shareholder value. Investors watch these awards because they influence executive behavior, potential dilution of shares, and signals about expected performance.
restricted stock units financial
"Grant to Reporting Person of 23,462 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"payout of 60,380 earned units under a performance share award"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did EMR executive Ram R. Krishnan receive?

Krishnan acquired 60,380 common shares on November 2, 2026, through payout of earned units under a performance share award, and received a grant of 23,462 restricted stock units on November 4, 2026. The performance payout was based on achievement of financial targets for the period ended September 30, 2026.

How many shares were withheld for taxes from Ram R. Krishnan's EMR awards?

A total of 26,598 shares were withheld on November 2, 2026, for required minimum taxes upon vesting of performance-share units, at a reported fair market value of $167.9500 per share. Another 4,000 shares were withheld on November 3, 2026, for required minimum taxes upon vesting of a previously reported stock grant, at $166.4250 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krishnan Ram R.

(Last)(First)(Middle)
C/O EMERSON ELECTRIC CO.
8027 FORSYTH BLVD.

(Street)
ST. LOUIS MISSOURI 63105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice Pres & COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/02/2026A(1)60,380(1)A(2)113,746D
Common Stock11/02/2026F(3)26,598(3)D$167.95(4)87,148D
Common Stock11/03/2026F(5)4,000(5)D$166.425(6)83,148D
Common Stock11/04/2026A(7)23,462(7)A(8)106,610D
Common Stock159,639IBy Trust
Common Stock2,079.709I401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquisition of shares pursuant to Rule 16b-3 upon payout of 60,380 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.
2. Price is not applicable to the acquisition described in Note 1.
3. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.
4. Fair market value on date of withholding described in Note 3.
5. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
6. Fair market value on date of withholding described in Note 1.
7. Grant to Reporting Person of 23,462 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
8. Price is not applicable to acquisitions resulting from grants of restricted stock units.
Remarks:
/s/ John A. Sperino, Attorney-in-Fact for Ram R. Krishnan11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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