Emerson Electric CEO receives 140,886 award shares

Emerson Electric Co. President & CEO Surendralal Lanca Karsanbhai acquired 140,886 shares on November 2, 2026, through the payout of earned units under a performance-share award and received a grant of 47,050 restricted stock units.

Available on EDGAR 11/04/2026 - 04:43 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:42 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Emerson Electric Co. President & CEO Surendralal Lanca Karsanbhai acquired 140,886 shares on November 2, 2026, through the payout of earned units under a performance-share award and received a grant of 47,050 restricted stock units.

He had 62,061 shares withheld for required minimum taxes on November 2 at a fair market value of $167.95 per share, and 7,999 shares withheld on November 3 at $166.425 per share for taxes on a previously reported grant. Neither withholding transaction was reported under a Rule 10b5-1 plan. Reported indirect holdings included shares in a trust, custodial accounts, and retirement plans.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Karsanbhai Surendralal Lanca

Role President & CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F7, F8	7,999	$166.425	$1.33M
Grant/Award	Common Stock F1, F2	140,886	--	--
Tax Withholding	Common Stock F3, F4	62,061	$167.95	$10.42M
Grant/Award	Common Stock F5, F6	47,050	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 301,174.4016 shares (Direct); Common Stock — 453.26 shares (Indirect, Custodian Account for Son); Common Stock — 453.26 shares (Indirect, Custodian Account for Daughter); Common Stock — 271,743.0331 shares (Indirect, By Trust); Common Stock — 671.027 shares (Indirect, 401(k) plan); Common Stock — 50.22 shares (Indirect, 401(k) excess plan); Common Stock — 2,525.06 shares (Indirect, 401(k) excess plan II)

Footnotes (8)

1. F1. Acquisition of shares pursuant to Rule 16b-3 upon payout of 140,886 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.
2. F2. Price is not applicable to the acquisition described in Note 1.
3. F3. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.
4. F4. Fair market value on date of withholding described in Note 3.
5. F5. Grant to Reporting Person of 47,050 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
6. F6. Price is not applicable to acquisitions resulting from grants of restricted stock units.
7. F7. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
8. F8. Fair market value on date of withholding described in Note 7.

Key Figures

Shares acquired through performance-share payout: 140,886 shares Restricted stock units granted: 47,050 restricted stock units Shares withheld for required minimum taxes: 62,061 shares +3 more

6 metrics

Shares acquired through performance-share payout 140,886 shares November 2, 2026

Restricted stock units granted 47,050 restricted stock units November 2, 2026

Shares withheld for required minimum taxes 62,061 shares November 2, 2026

Fair market value per share $167.95 per share Date of withholding: November 2, 2026

Shares withheld for required minimum taxes 7,999 shares November 3, 2026

Fair market value per share $166.425 per share Date of withholding: November 3, 2026

Key Terms

performance share award, restricted stock units, required minimum taxes, Rule 16b-3

4 terms

performance share award financial

"earned units under a performance share award"

A performance share award is a type of executive or employee pay that grants company stock only if predefined performance goals are met over a set period. Think of it as a bonus paid in shares—similar to a savings payout that arrives only if certain targets are hit—so it aligns management incentives with company results and can affect future share count and shareholder value. Investors watch these awards because they influence executive behavior, potential dilution of shares, and signals about expected performance.

restricted stock units financial

"Grant to Reporting Person of 47,050 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

required minimum taxes financial

"Shares withheld for required minimum taxes upon vesting"

Rule 16b-3 regulatory

"Acquisition of shares pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EMR shares were withheld for taxes?

62,061 shares were withheld on November 2, 2026, at a fair market value of $167.95 per share, and 7,999 shares were withheld on November 3 at $166.425 per share. The November 2 withholding related to vesting of units under a performance-share award; the November 3 withholding related to a previously reported stock grant.

What stock awards did EMR's President & CEO report?

On November 2, 2026, he acquired 140,886 shares through payout of earned units under a performance-share award. The payout was based on achievement of financial targets for the performance period ended September 30, 2026. He also received a grant of 47,050 restricted stock units under a shareholder-approved benefit plan.

What indirect EMR shareholdings are listed?

Reported indirect positions included 271,743 shares by trust, 671 shares in a 401(k) plan, 50 shares in a 401(k) excess plan, and 2,525 shares in a 401(k) excess plan II. Custodial accounts for his son and daughter each held 453 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Karsanbhai Surendralal Lanca

(Last) (First) (Middle)

C/O EMERSON ELECTRIC CO.

8027 FORSYTH BLVD.

(Street)

ST. LOUIS MISSOURI 63105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		A(1)		140,886(1)	A	(2)	324,184.4016	D
Common Stock	11/02/2026		F(3)		62,061(3)	D	$167.95(4)	262,123.4016	D
Common Stock	11/02/2026		A		47,050(5)	A	(6)	309,173.4016	D
Common Stock	11/03/2026		F(7)		7,999(7)	D	$166.425(8)	301,174.4016	D
Common Stock								453.26	I	Custodian Account for Son
Common Stock								453.26	I	Custodian Account for Daughter
Common Stock								271,743.0331	I	By Trust
Common Stock								671.027	I	401(k) plan
Common Stock								50.22	I	401(k) excess plan
Common Stock								2,525.06	I	401(k) excess plan II

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquisition of shares pursuant to Rule 16b-3 upon payout of 140,886 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.

2. Price is not applicable to the acquisition described in Note 1.

3. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

4. Fair market value on date of withholding described in Note 3.

5. Grant to Reporting Person of 47,050 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).

6. Price is not applicable to acquisitions resulting from grants of restricted stock units.

7. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

8. Fair market value on date of withholding described in Note 7.

Remarks:

	/s/ John A. Sperino, Attorney-in-Fact for Surendralal Lanca Karsanbhai	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)