Emerson Electric CEO has 9,022 shares withheld for tax

The CEO’s reported direct holdings after withholding were 292,152 shares, and the withheld shares had a fair market value of $167.6150 each.

Available on EDGAR 11/06/2026 - 04:22 PM EST Accepted by SEC EDGAR 11/06/2026 - 04:21 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Emerson Electric Co. President & CEO Surendralal Lanca Karsanbhai had 9,022 shares withheld for required minimum taxes upon vesting of previously reported restricted stock units on November 4, 2026. The reported fair market value on the withholding date was $167.6150 per share. His direct holdings afterward were 292,152 shares. Reported indirect holdings included 271,743 shares by trust; 453 shares each in custodial accounts for his son and daughter; and 671 shares in a 401(k) plan, 50 shares in a 401(k) excess plan, and 2,525 shares in a 401(k) excess plan II.

Insider Trade Summary

Tax Withholding: 9,022 shares

Tax Withholding 1 txn

Insider Karsanbhai Surendralal Lanca

Role President & CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	9,022	$167.615	$1.51M
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 292,152.4016 shares (Direct); Common Stock — 271,743.0331 shares (Indirect, By Trust); Common Stock — 453.26 shares (Indirect, Custodian Account for Son); Common Stock — 453.26 shares (Indirect, Custodian Account for Daughter); Common Stock — 671.027 shares (Indirect, 401(k) plan); Common Stock — 50.22 shares (Indirect, 401(k) excess plan); Common Stock — 2,525.06 shares (Indirect, 401(k) excess plan II)

Footnotes (2)

1. F1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
2. F2. Fair market value on date of withholding described in Note 1.

Key Figures

Shares withheld for taxes: 9,022 shares Fair market value: $167.6150 per share Direct shares following withholding: 292,152 shares +5 more

8 metrics

Shares withheld for taxes 9,022 shares Upon vesting of previously reported restricted stock units on November 4, 2026

Fair market value $167.6150 per share On the withholding date

Direct shares following withholding 292,152 shares Reported after the November 4, 2026 transaction

Shares held by trust 271,743 shares Indirect holding reported November 4, 2026

Shares in each custodial account 453 shares Accounts for the CEO’s son and daughter

401(k) plan shares 671 shares Indirect holding reported November 4, 2026

401(k) excess plan II shares 2,525 shares Indirect holding reported November 4, 2026

401(k) excess plan shares 50 shares Indirect holding reported November 4, 2026

Key Terms

restricted stock units, Rule 16b-3, fair market value, required minimum taxes

4 terms

restricted stock units financial

"vesting of previously reported restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"exempt pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

fair market value financial

"Fair market value on date of withholding"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

required minimum taxes financial

"withheld for required minimum taxes upon vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EMR shares did the CEO have withheld, and why?

President & CEO Surendralal Lanca Karsanbhai had 9,022 shares withheld on November 4, 2026, for required minimum taxes upon vesting of previously reported restricted stock units. The reported fair market value was $167.6150 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Karsanbhai Surendralal Lanca

(Last) (First) (Middle)

C/O EMERSON ELECTRIC CO.

8027 FORSYTH BLVD.

(Street)

ST. LOUIS MISSOURI 63105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		F(1)		9,022(1)	D	$167.615(2)	292,152.4016	D
Common Stock								271,743.0331	I	By Trust
Common Stock								453.26	I	Custodian Account for Son
Common Stock								453.26	I	Custodian Account for Daughter
Common Stock								671.027	I	401(k) plan
Common Stock								50.22	I	401(k) excess plan
Common Stock								2,525.06	I	401(k) excess plan II

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

2. Fair market value on date of withholding described in Note 1.

Remarks:

	/s/ John A. Sperino, Attorney-in-Fact for Surendralal Lanca Karsanbhai	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)