Emerson Electric CFO has 1,937 shares withheld for tax

Emerson Electric Co. (EMR) executive vice president, CFO and CAO Michael J. Baughman had 1,937 common shares withheld on November 4, 2026, for required minimum taxes upon vesting of previously reported restricted stock units.

Available on EDGAR 11/06/2026 - 04:21 PM EST Accepted by SEC EDGAR 11/06/2026 - 04:21 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Emerson Electric Co. (EMR) executive vice president, CFO and CAO Michael J. Baughman had 1,937 common shares withheld on November 4, 2026, for required minimum taxes upon vesting of previously reported restricted stock units. The shares’ fair market value that day was $167.615 per share. After the transaction, he directly held 147,472 shares and held about 572 shares indirectly through a 401(k) excess plan. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Tax Withholding: 1,937 shares

Tax Withholding 1 txn

Insider Baughman Michael J

Role Exec VP, CFO & CAO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	1,937	$167.615	$325K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 147,472 shares (Direct); Common Stock — 572.311 shares (Indirect, 401(k) excess plan)

Footnotes (2)

1. F1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
2. F2. Fair market value on date of withholding described in Note 1.

Key Figures

Shares withheld for required minimum taxes: 1,937 shares Fair market value per share: $167.615 per share Direct shares held after transaction: 147,472 shares +1 more

4 metrics

Shares withheld for required minimum taxes 1,937 shares Upon vesting of previously reported restricted stock units on November 4, 2026

Fair market value per share $167.615 per share On November 4, 2026

Direct shares held after transaction 147,472 shares After the November 4, 2026 transaction

Indirect 401(k) excess plan holding About 572 shares Reported on November 4, 2026

Key Terms

restricted stock units, Rule 16b-3, 401(k) excess plan

3 terms

restricted stock units financial

"vesting of previously reported restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"exempt pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

401(k) excess plan financial

"401(k) excess plan"

FAQ

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How many EMR shares were withheld from the CFO, and why?

Michael J. Baughman, Emerson Electric’s executive vice president, CFO and CAO, had 1,937 common shares withheld on November 4, 2026, for required minimum taxes upon vesting of previously reported restricted stock units. The reported fair market value was $167.615 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baughman Michael J

(Last) (First) (Middle)

C/O EMERSON ELECTRIC CO.

8027 FORSYTH BLVD.

(Street)

ST. LOUIS MISSOURI 63105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec VP, CFO & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		F(1)		1,937(1)	D	$167.615(2)	147,472	D
Common Stock								572.311	I	401(k) excess plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld for required minimum taxes upon vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

2. Fair market value on date of withholding described in Note 1.

Remarks:

	/s/ John A. Sperino, Attorney-in-Fact for Michael J. Baughman	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)