Emerson Electric CFO receives 28,177 performance shares

Available on EDGAR 11/04/2026 - 04:40 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:39 PM EST

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Form Type

Rhea-AI Filing Summary

Emerson Electric Co. executive vice president, CFO and CAO Michael J. Baughman acquired 28,177 shares through a performance-share payout on November 2, 2026, based on financial-target achievement for the period ended September 30, 2026, and received 13,838 restricted stock units. Required-minimum-tax withholdings were 4,406 shares at fair market value of $167.9500 per share on November 2 from a previously reported stock grant, 12,413 shares at that value from the performance award, and 2,000 shares at $166.4250 per share on November 3 from a previously reported stock grant.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Baughman Michael J

Role Exec VP, CFO & CAO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock ^{F1, F2}	2,000	$166.425	$333K
Tax Withholding	Common Stock ^{F1, F2}	4,406	$167.95	$740K
Grant/Award	Common Stock ^{F3, F4}	28,177	--	--
Tax Withholding	Common Stock ^{F5, F6}	12,413	$167.95	$2.08M
Grant/Award	Common Stock ^{F7, F8}	13,838	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 149,409 shares (Direct); Common Stock — 572.311 shares (Indirect, 401(k) excess plan)

Footnotes (8)

F1. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2. Fair market value on date of withholding described in Note 1.
F3. Acquisition of shares pursuant to Rule 16b-3 upon payout of 28,177 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.
F4. Price is not applicable to the acquisition described in Note 3.
F5. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 3.
F6. Fair market value on date of withholding described in Note 5.
F7. Grant to Reporting Person of 13,838 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).
F8. Price is not applicable to acquisitions resulting from grants of restricted stock units.

Key Figures

Performance-share payout: 28,177 shares Restricted stock unit grant: 13,838 units Tax-withholding shares: 4,406 shares +2 more

5 metrics

Performance-share payout 28,177 shares November 2, 2026; payout based on financial-target achievement for the period ended September 30, 2026

Restricted stock unit grant 13,838 units Granted November 2, 2026

Tax-withholding shares 4,406 shares November 2, 2026; fair market value of $167.9500 per share; previously reported stock grant

Tax-withholding shares 12,413 shares November 2, 2026; fair market value of $167.9500 per share; performance-share award

Tax-withholding shares 2,000 shares November 3, 2026; fair market value of $166.4250 per share; previously reported stock grant

Key Terms

performance share award, restricted stock units, Rule 16b-3

3 terms

restricted stock units technical

"Grant to Reporting Person of 13,838 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"Acquisition of shares pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What shares did EMR CFO Michael J. Baughman acquire?

Michael J. Baughman acquired 28,177 shares through a performance-share payout on November 2, 2026, based on achievement of financial targets for the performance period ended September 30, 2026. He also received a grant of 13,838 restricted stock units.

How many EMR shares were withheld for Michael J. Baughman's taxes?

On November 2, 2026, 4,406 shares were withheld for required minimum taxes upon vesting of a previously reported stock grant, and 12,413 shares were withheld upon vesting of performance-award units; each had a fair market value of $167.9500 per share. On November 3, 2,000 shares were withheld at $166.4250 per share upon vesting of a previously reported stock grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baughman Michael J

(Last)

(First)

(Middle)

C/O EMERSON ELECTRIC CO.

8027 FORSYTH BLVD.

(Street)

ST. LOUIS

MISSOURI

63105

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [ EMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Exec VP, CFO & CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/02/2026		F⁽¹⁾		4,406⁽¹⁾	D	$167.95⁽²⁾	121,807	D
Common Stock	11/02/2026		A⁽³⁾		28,177⁽³⁾	A	⁽⁴⁾	149,984	D
Common Stock	11/02/2026		F⁽⁵⁾		12,413⁽⁵⁾	D	$167.95⁽⁶⁾	137,571	D
Common Stock	11/02/2026		A⁽⁷⁾		13,838⁽⁷⁾	A	⁽⁸⁾	151,409	D
Common Stock	11/03/2026		F⁽¹⁾		2,000⁽¹⁾	D	$166.425⁽²⁾	149,409	D
Common Stock								572.311	I	401(k) excess plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

2. Fair market value on date of withholding described in Note 1.

3. Acquisition of shares pursuant to Rule 16b-3 upon payout of 28,177 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2026.

4. Price is not applicable to the acquisition described in Note 3.

5. Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 3.

6. Fair market value on date of withholding described in Note 5.

7. Grant to Reporting Person of 13,838 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).

8. Price is not applicable to acquisitions resulting from grants of restricted stock units.

Remarks:

	/s/ John A. Sperino, Attorney-in-Fact for Michael J. Baughman	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR