STOCK TITAN

[Form 4] EnerSys, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

EnerSys director Caroline Chan received a grant of 2,088 Deferred Stock Units (DSUs) reported as an acquisition of common stock on 08/08/2025, recorded at a price of $0.00. The grant increases Ms. Chan's reported beneficial ownership to 15,613.0927 shares. The DSUs vest upon grant but are payable only after the director's termination of service at the director's election.

The DSUs include a company right of clawback within one year following termination upon certain events. The filing treats the award as an acquired non-derivative security and discloses direct ownership form; no option exercise or convertible security activity is reported.

La direttrice di EnerSys, Caroline Chan, ha ricevuto una concessione di 2,088 Unità di Azioni Differite (DSU) segnalata come acquisizione di azioni ordinarie il 08/08/2025, registrata a un prezzo di $0.00. La concessione porta la partecipazione patrimoniale dichiarata della Sig.ra Chan a 15,613.0927 azioni. Le DSU maturano al momento della concessione ma sono pagabili solo dopo la cessazione dell'incarico della direttrice, a scelta di quest'ultima.

Le DSU prevedono il diritto aziendale di recupero (clawback) entro un anno dalla cessazione in caso di determinati eventi. La comunicazione tratta il premio come un titolo non derivato acquisito e indica la forma di proprietà diretta; non sono riportate esercitazioni di opzioni né attività relative a titoli convertibili.

La directora de EnerSys, Caroline Chan, recibió una concesión de 2,088 Unidades de Acciones Diferidas (DSU) registrada como adquisición de acciones ordinarias el 08/08/2025, contabilizada a un precio de $0.00. La concesión incrementa la participación beneficiaria declarada de la Sra. Chan a 15,613.0927 acciones. Las DSU se adquieren al otorgamiento pero solo se abonan después de la terminación del cargo de la directora, a elección de ésta.

Las DSU incluyen el derecho de la compañía a un clawback dentro del año siguiente a la terminación ante ciertos eventos. La presentación trata la concesión como un valor no derivado adquirido y declara la forma de propiedad directa; no se informa actividad de ejercicio de opciones ni de valores convertibles.

EnerSys 이사 Caroline Chan은 2,088개의 연기 주식 단위(DSU)를 수여받았으며, 이는 2025/08/08에 보통주 취득으로 신고되어 가격은 $0.00로 기재되었습니다. 이 수여로 Chan 이사의 신고된 실질 보유 주식 수는 15,613.0927주로 증가합니다. DSU는 부여 시 권리가 확정되지만, 이사는 퇴직 시점에만 지급을 선택할 수 있어 지급은 퇴직 후에만 이루어집니다.

DSU에는 특정 사건 발생 시 퇴직 후 1년 이내에 회사가 환수(clawback)할 수 있는 권리가 포함되어 있습니다. 제출 서류는 이 수여를 취득된 비파생 증권으로 처리하고 직접 소유 형태를 공시하며; 옵션 행사나 전환증권 관련 활동은 보고되지 않았습니다.

L'administratrice d'EnerSys, Caroline Chan, a reçu une attribution de 2,088 unités d'actions différées (DSU) déclarée comme une acquisition d'actions ordinaires le 08/08/2025, enregistrée à un prix de $0.00. L'attribution porte la participation bénéficiaire déclarée de Mme Chan à 15,613.0927 actions. Les DSU donnent droit dès l'attribution mais ne sont payables qu'après la cessation des fonctions de l'administratrice, à sa demande.

Les DSU incluent le droit pour la société d'opérer un clawback dans l'année suivant la cessation en cas de certains événements. Le dépôt traite l'attribution comme un titre non dérivé acquis et indique une forme de propriété directe ; aucun exercice d'option ni activité relative à des titres convertibles n'est signalé.

EnerSys-Direktorin Caroline Chan erhielt eine Zuteilung von 2,088 Deferred Stock Units (DSUs), die am 08/08/2025 als Erwerb von Stammaktien gemeldet und zu einem Preis von $0.00 verbucht wurde. Die Zuteilung erhöht das gemeldete wirtschaftliche Eigentum von Frau Chan auf 15,613.0927 Aktien. Die DSUs werden bei der Zuteilung unverfallbar, sind jedoch erst nach Beendigung der Dienstzeit der Direktorin und auf deren Verlangen zahlbar.

Die DSUs umfassen das Recht des Unternehmens auf Rückforderung (clawback) innerhalb eines Jahres nach Beendigung bei bestimmten Ereignissen. Die Meldung behandelt die Zuwendung als erworbenes nicht-derivates Wertpapier und legt die direkte Eigentumsform offen; es werden keine Ausübungen von Optionen oder Aktivitäten mit wandelbaren Wertpapieren gemeldet.

Positive
  • Director ownership increased by 2,088 DSUs, raising reported beneficial ownership to 15,613.0927, which can align director interests with shareholders
  • Grant was equity-settled (DSUs) with no immediate cash payout, preserving company liquidity
Negative
  • DSUs are payable only after termination, so the director does not receive immediate transferable shares
  • DSUs are subject to a one-year clawback following termination upon certain events, limiting the award's security

Insights

TL;DR: Routine director compensation through DSUs increases insider ownership but is deferred and subject to clawback, so immediate alignment is limited.

The reported grant of 2,088 DSUs to a director is consistent with standard board compensation practices where equity is deferred. The increase to 15,613.0927 shares raises insider stake numerically but the award is payable only after termination and includes a one-year clawback right, limiting immediate voting or liquid economic alignment. From a governance perspective this strengthens long-term alignment while preserving the company's recovery rights for post-termination events.

TL;DR: A zero-price DSU grant reported as a stock acquisition shows compensation was equity-settled and deferred; financial impact is non-cash at grant.

The Form 4 reports an acquisition coded as A with a reported price of $0.00, indicating a grant rather than a market purchase. The DSUs vest immediately but are payable only after service ends, which defers cash or share issuance. The clawback provision noted provides downside protection for the company. Overall, the disclosure reflects routine, non-cash director compensation with limited near-term financial impact.

La direttrice di EnerSys, Caroline Chan, ha ricevuto una concessione di 2,088 Unità di Azioni Differite (DSU) segnalata come acquisizione di azioni ordinarie il 08/08/2025, registrata a un prezzo di $0.00. La concessione porta la partecipazione patrimoniale dichiarata della Sig.ra Chan a 15,613.0927 azioni. Le DSU maturano al momento della concessione ma sono pagabili solo dopo la cessazione dell'incarico della direttrice, a scelta di quest'ultima.

Le DSU prevedono il diritto aziendale di recupero (clawback) entro un anno dalla cessazione in caso di determinati eventi. La comunicazione tratta il premio come un titolo non derivato acquisito e indica la forma di proprietà diretta; non sono riportate esercitazioni di opzioni né attività relative a titoli convertibili.

La directora de EnerSys, Caroline Chan, recibió una concesión de 2,088 Unidades de Acciones Diferidas (DSU) registrada como adquisición de acciones ordinarias el 08/08/2025, contabilizada a un precio de $0.00. La concesión incrementa la participación beneficiaria declarada de la Sra. Chan a 15,613.0927 acciones. Las DSU se adquieren al otorgamiento pero solo se abonan después de la terminación del cargo de la directora, a elección de ésta.

Las DSU incluyen el derecho de la compañía a un clawback dentro del año siguiente a la terminación ante ciertos eventos. La presentación trata la concesión como un valor no derivado adquirido y declara la forma de propiedad directa; no se informa actividad de ejercicio de opciones ni de valores convertibles.

EnerSys 이사 Caroline Chan은 2,088개의 연기 주식 단위(DSU)를 수여받았으며, 이는 2025/08/08에 보통주 취득으로 신고되어 가격은 $0.00로 기재되었습니다. 이 수여로 Chan 이사의 신고된 실질 보유 주식 수는 15,613.0927주로 증가합니다. DSU는 부여 시 권리가 확정되지만, 이사는 퇴직 시점에만 지급을 선택할 수 있어 지급은 퇴직 후에만 이루어집니다.

DSU에는 특정 사건 발생 시 퇴직 후 1년 이내에 회사가 환수(clawback)할 수 있는 권리가 포함되어 있습니다. 제출 서류는 이 수여를 취득된 비파생 증권으로 처리하고 직접 소유 형태를 공시하며; 옵션 행사나 전환증권 관련 활동은 보고되지 않았습니다.

L'administratrice d'EnerSys, Caroline Chan, a reçu une attribution de 2,088 unités d'actions différées (DSU) déclarée comme une acquisition d'actions ordinaires le 08/08/2025, enregistrée à un prix de $0.00. L'attribution porte la participation bénéficiaire déclarée de Mme Chan à 15,613.0927 actions. Les DSU donnent droit dès l'attribution mais ne sont payables qu'après la cessation des fonctions de l'administratrice, à sa demande.

Les DSU incluent le droit pour la société d'opérer un clawback dans l'année suivant la cessation en cas de certains événements. Le dépôt traite l'attribution comme un titre non dérivé acquis et indique une forme de propriété directe ; aucun exercice d'option ni activité relative à des titres convertibles n'est signalé.

EnerSys-Direktorin Caroline Chan erhielt eine Zuteilung von 2,088 Deferred Stock Units (DSUs), die am 08/08/2025 als Erwerb von Stammaktien gemeldet und zu einem Preis von $0.00 verbucht wurde. Die Zuteilung erhöht das gemeldete wirtschaftliche Eigentum von Frau Chan auf 15,613.0927 Aktien. Die DSUs werden bei der Zuteilung unverfallbar, sind jedoch erst nach Beendigung der Dienstzeit der Direktorin und auf deren Verlangen zahlbar.

Die DSUs umfassen das Recht des Unternehmens auf Rückforderung (clawback) innerhalb eines Jahres nach Beendigung bei bestimmten Ereignissen. Die Meldung behandelt die Zuwendung als erworbenes nicht-derivates Wertpapier und legt die direkte Eigentumsform offen; es werden keine Ausübungen von Optionen oder Aktivitäten mit wandelbaren Wertpapieren gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chan Caroline

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 A 2,088(1) A $0.00 15,613.0927 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted as Deferred Stock Units (DSUs) and vest upon grant. These DSUs are payable no earlier than six months following termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the DSUs within one year following a termination of service upon the occurrence of certain events.
Remarks:
John Yarbrough, by Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did EnerSys (ENS) report on the Form 4?

The Form 4 reports that director Caroline Chan was granted 2,088 Deferred Stock Units (DSUs) on 08/08/2025, recorded as an acquisition at $0.00.

How many shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the filing shows beneficial ownership of 15,613.0927 shares.

When are the DSUs payable and are there restrictions?

The DSUs vest upon grant but are payable no earlier than six months following termination of service at the director's election, and are subject to a clawback within one year following termination upon certain events.

What is the relationship of the reporting person to EnerSys (ENS)?

The reporting person, Caroline Chan, is listed in the filing as a Director of EnerSys.

Was this a cash purchase or a compensation grant?

The transaction is reported with a price of $0.00 and explained as a grant of DSUs, indicating an equity compensation award rather than a market purchase.
EnerSys

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