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ENS Insider Forfeits 307.5804 Shares From 2021 RSUs

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

EnerSys insider reported forfeiture of shares tied to vested restricted stock units. The filing shows a disposition on 08/16/2025 of 307.5804 shares at a reported price of $98.33, leaving the reporting person with 21,190.0707 shares beneficially owned. The form identifies the reporting person as Chad C. Uplinger, President, Motive Power Global, and indicates the shares were forfeited in connection with the vesting of restricted stock units originally granted on 08/16/2021. The form is signed by John Yarbrough by power of attorney on 08/19/2025. All details are recorded as a single-person Form 4 filing for EnerSys (ENS).

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine reporting of RSU-related forfeiture; no indication of unusual insider activity.

The Form 4 documents a modest-sized disposition of 307.5804 shares tied to the forfeiture of restricted stock units upon vesting. The filing explicitly links the transaction to RSUs granted on 08/16/2021, and leaves the reporting person with 21,190.0707 shares. This appears to be an administrative compensation event rather than a market-driven sale or purchase; the filing includes standard attestations and a power-of-attorney signature. Based solely on the disclosed facts, there are no material governance concerns or anomalous timing evident in the record.

TL;DR: Compensation-related share forfeiture recorded; size is small relative to typical executive holdings.

The disclosure states that 307.5804 shares were forfeited in connection with RSU vesting from a 2021 grant. The reported price of $98.33 is included in the record, and beneficial ownership after the transaction is 21,190.0707 shares. The note clarifies the disposition arose from plan mechanics rather than voluntary sale. From a compensation accounting perspective, this is a routine adjustment to equity holdings associated with grant vesting and withholding obligations; the transaction is documented as required.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uplinger Chad C

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres., Motive Power Global
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/16/2025 F 307.5804(1) D $98.33 21,190.0707 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 16, 2021.
Remarks:
John Yarbrough, by Power of Attorney 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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