STOCK TITAN

[Form 4] EnerSys, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Howard I. Hoffen, a director of EnerSys (ENS) and reporting through Metalm ark Capital, was granted 2,088 Deferred Stock Units (DSUs) on 08/08/2025 as disclosed on a Form 4. The DSUs were recorded at a $0.00 price and are described as vesting upon grant but payable no earlier than six months following termination of service, at the director's election.

The filing also shows an indirect beneficial ownership position of 47,396.4502 shares, while the reporting person disclaims direct pecuniary interest in the granted DSUs except to the extent ultimately realized. The company retains a one-year clawback right over DSU value following termination under specified events.

Howard I. Hoffen, consigliere di EnerSys (ENS) e che segnala tramite Metalm ark Capital, ha ricevuto 2,088 Deferred Stock Units (DSUs) in data 08/08/2025, come indicato in un Form 4. Le DSU sono state registrate al prezzo di $0.00 e risultano soggette a vesting al momento della concessione, ma sono pagabili non prima che siano trascorsi sei mesi dalla cessazione del servizio, a scelta del consigliere.

La comunicazione mostra inoltre una partecipazione a titolo di proprietà beneficiaria indiretta pari a 47,396.4502 azioni, mentre il soggetto segnalante rinuncia a qualsiasi interesse pecuniario diretto nelle DSU concesse, salvo per l'ammontare effettivamente realizzato. La società mantiene un diritto di clawback di un anno sul valore delle DSU dopo la cessazione in caso di eventi specificati.

Howard I. Hoffen, director de EnerSys (ENS) y que reporta a través de Metalm ark Capital, recibió 2,088 Deferred Stock Units (DSUs) el 08/08/2025, según consta en un Form 4. Las DSU se registraron a un precio de $0.00 y se describen como adquiridas (vesting) al otorgamiento, pero pagaderas no antes de seis meses tras la terminación del servicio, a elección del director.

El informe también muestra una posición de tenencia beneficiaria indirecta de 47,396.4502 acciones, mientras que la persona que informa renuncia a todo interés pecuniario directo en las DSU otorgadas, salvo en la medida en que se llegue a realizar. La compañía conserva un derecho de recuperación (clawback) de un año sobre el valor de las DSU tras la terminación bajo eventos especificados.

Howard I. Hoffen은 EnerSys(ENS)의 이사로 Metalm ark Capital을 통해 보고하면서 2,088개의 Deferred Stock Units (DSUs)08/08/2025에 부여받았다고 Form 4에 공시되었습니다. DSU는 $0.00로 계상되었고, 부여 시에 권리가 취득되나 서비스 종료 후 최소 6개월이 지나야 지급될 수 있으며 지급 시점은 이사의 선택에 따릅니다.

해당 서류는 또한 간접적 수익권 보유47,396.4502주의 포지션을 표시하고 있으며, 보고인은 부여된 DSU에 대해 궁극적으로 실현되는 범위를 제외하고 직접적인 금전적 이익을 부인합니다. 회사는 특정 사유가 발생할 경우 종료 후 1년 동안 DSU 가치에 대해 환수(clawback) 권리를 보유합니다.

Howard I. Hoffen, administrateur d'EnerSys (ENS) et déclarant via Metalm ark Capital, s'est vu attribuer 2,088 Deferred Stock Units (DSUs) le 08/08/2025, selon un Form 4. Les DSU ont été comptabilisées à $0.00 et sont décrites comme acquises à l'octroi, mais payables au plus tôt six mois après la cessation de service, au choix de l'administrateur.

Le dépôt indique également une position de participation bénéficiaire indirecte de 47,396.4502 actions, tandis que la personne déclarant décline tout intérêt pécuniaire direct dans les DSU attribuées, sauf dans la mesure où elles seraient finalement réalisées. La société conserve un droit de clawback d'un an sur la valeur des DSU après cessation en cas d'événements spécifiés.

Howard I. Hoffen, ein Direktor von EnerSys (ENS), der über Metalm ark Capital berichtet, erhielt laut Form 4 am 08/08/2025 2,088 Deferred Stock Units (DSUs). Die DSUs wurden mit einem Preis von $0.00 verbucht und sind als bei Gewährung vesting beschrieben, jedoch zahlbar frühestens sechs Monate nach Beendigung der Tätigkeit, nach Wahl des Direktors.

Die Meldung weist außerdem eine indirekte wirtschaftliche Eigentumsposition von 47,396.4502 Aktien aus, während die meldende Person ein direktes pecuniäres Interesse an den gewährten DSUs, außer in dem Maße, wie es letztlich realisiert wird, bestreitet. Das Unternehmen behält sich ein einjähriges Clawback‑Recht auf den Wert der DSUs nach Beendigung unter bestimmten Ereignissen vor.

Positive
  • Grant of 2,088 DSUs aligns the director's economic interest with shareholders through deferred equity compensation.
  • Disclosure of 47,396.4502 indirect shares increases transparency about the director's broader ownership stake.
Negative
  • DSU payout is deferred and payable only after termination (no earlier than six months), so there is limited immediate economic exposure.
  • DSUs are subject to a one-year clawback following termination under certain events, which may limit realized value.

Insights

TL;DR Routine director award of DSUs with limited immediate economic impact but clarifies current ownership.

The Form 4 reports a non-cash grant of 2,088 DSUs to Director Howard I. Hoffen on 08/08/2025, recorded at $0.00. Because DSUs are payable only after termination (no earlier than six months) and the filer expressly disclaims direct pecuniary interest, the transaction is compensatory rather than a market trade and is unlikely to move trading or valuation metrics. The disclosed 47,396.4502 indirect shares provide useful context on the director's broader economic exposure.

TL;DR Typical director retention/compensation design: deferred payout and clawback provisions align incentives while protecting the company.

The grant structure — DSUs that vest upon grant but are payable no earlier than six months after service ends, combined with a company clawback window of one year — is a standard governance tool to align long-term director incentives and allow recoupment for post-termination misconduct or other triggering events. The reporter's disclaimer of direct pecuniary interest is a factual disclosure that limits the asserted beneficial ownership to amounts ultimately realized.

Howard I. Hoffen, consigliere di EnerSys (ENS) e che segnala tramite Metalm ark Capital, ha ricevuto 2,088 Deferred Stock Units (DSUs) in data 08/08/2025, come indicato in un Form 4. Le DSU sono state registrate al prezzo di $0.00 e risultano soggette a vesting al momento della concessione, ma sono pagabili non prima che siano trascorsi sei mesi dalla cessazione del servizio, a scelta del consigliere.

La comunicazione mostra inoltre una partecipazione a titolo di proprietà beneficiaria indiretta pari a 47,396.4502 azioni, mentre il soggetto segnalante rinuncia a qualsiasi interesse pecuniario diretto nelle DSU concesse, salvo per l'ammontare effettivamente realizzato. La società mantiene un diritto di clawback di un anno sul valore delle DSU dopo la cessazione in caso di eventi specificati.

Howard I. Hoffen, director de EnerSys (ENS) y que reporta a través de Metalm ark Capital, recibió 2,088 Deferred Stock Units (DSUs) el 08/08/2025, según consta en un Form 4. Las DSU se registraron a un precio de $0.00 y se describen como adquiridas (vesting) al otorgamiento, pero pagaderas no antes de seis meses tras la terminación del servicio, a elección del director.

El informe también muestra una posición de tenencia beneficiaria indirecta de 47,396.4502 acciones, mientras que la persona que informa renuncia a todo interés pecuniario directo en las DSU otorgadas, salvo en la medida en que se llegue a realizar. La compañía conserva un derecho de recuperación (clawback) de un año sobre el valor de las DSU tras la terminación bajo eventos especificados.

Howard I. Hoffen은 EnerSys(ENS)의 이사로 Metalm ark Capital을 통해 보고하면서 2,088개의 Deferred Stock Units (DSUs)08/08/2025에 부여받았다고 Form 4에 공시되었습니다. DSU는 $0.00로 계상되었고, 부여 시에 권리가 취득되나 서비스 종료 후 최소 6개월이 지나야 지급될 수 있으며 지급 시점은 이사의 선택에 따릅니다.

해당 서류는 또한 간접적 수익권 보유47,396.4502주의 포지션을 표시하고 있으며, 보고인은 부여된 DSU에 대해 궁극적으로 실현되는 범위를 제외하고 직접적인 금전적 이익을 부인합니다. 회사는 특정 사유가 발생할 경우 종료 후 1년 동안 DSU 가치에 대해 환수(clawback) 권리를 보유합니다.

Howard I. Hoffen, administrateur d'EnerSys (ENS) et déclarant via Metalm ark Capital, s'est vu attribuer 2,088 Deferred Stock Units (DSUs) le 08/08/2025, selon un Form 4. Les DSU ont été comptabilisées à $0.00 et sont décrites comme acquises à l'octroi, mais payables au plus tôt six mois après la cessation de service, au choix de l'administrateur.

Le dépôt indique également une position de participation bénéficiaire indirecte de 47,396.4502 actions, tandis que la personne déclarant décline tout intérêt pécuniaire direct dans les DSU attribuées, sauf dans la mesure où elles seraient finalement réalisées. La société conserve un droit de clawback d'un an sur la valeur des DSU après cessation en cas d'événements spécifiés.

Howard I. Hoffen, ein Direktor von EnerSys (ENS), der über Metalm ark Capital berichtet, erhielt laut Form 4 am 08/08/2025 2,088 Deferred Stock Units (DSUs). Die DSUs wurden mit einem Preis von $0.00 verbucht und sind als bei Gewährung vesting beschrieben, jedoch zahlbar frühestens sechs Monate nach Beendigung der Tätigkeit, nach Wahl des Direktors.

Die Meldung weist außerdem eine indirekte wirtschaftliche Eigentumsposition von 47,396.4502 Aktien aus, während die meldende Person ein direktes pecuniäres Interesse an den gewährten DSUs, außer in dem Maße, wie es letztlich realisiert wird, bestreitet. Das Unternehmen behält sich ein einjähriges Clawback‑Recht auf den Wert der DSUs nach Beendigung unter bestimmten Ereignissen vor.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOFFEN HOWARD I

(Last) (First) (Middle)
C/O METALMARK CAPITAL
1177 AVENUE OF THE AMERICAS, 40TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 A 2,088(1) A $0.00 47,396.4502(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted as Deferred Stock Units (DSUs) and vest upon grant. These DSUs are payable no earlier than six months following termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the DSUs within one year following a termination of service upon the occurrence of certain events.
2. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.
Remarks:
John Yarbrough, by Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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