STOCK TITAN

EnerSys (ENS) director Chan receives dividend-linked DSU share award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director Caroline Chan reported an acquisition of 19.9451 shares of Common Stock through a stock award. The shares were granted as Deferred Stock Units (DSUs) in connection with a cash dividend paid on July 2, 2026, tied to 15,692 vested DSUs previously granted to her. These new DSUs are vested and payable at the same time as the underlying DSUs, bringing her direct holdings to 15,711.9451 shares after the transaction. This is a compensation-related award, not an open-market purchase or sale.

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Insider Chan Caroline
Role null
Type Security Shares Price Value
Grant/Award Common Stock 19.945 $0.00 --
Holdings After Transaction: Common Stock — 15,711.945 shares (Direct, null)
Footnotes (1)
  1. [object Object]
DSU award size 19.9451 shares Deferred Stock Units granted in connection with cash dividend
Price per awarded share $0.0000 per share Grant/award acquisition, non-cash compensation
Total holdings after transaction 15,711.9451 shares Common Stock directly owned by Caroline Chan following the award
Underlying vested DSUs 15,692 DSUs Previously granted DSUs to which the dividend-related award relates
Dividend payment date July 2, 2026 Cash dividend date that triggered the DSU grant
Deferred Stock Units ("DSUs") financial
"These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend..."
cash dividend financial
"in connection with the cash dividend paid on July 2, 2026, to stockholders of record..."
A cash dividend is a payment made by a company to its shareholders directly in money, usually on a regular schedule. It is a way for investors to receive a portion of the company's profits, similar to earning interest or a bonus for holding the company's stock. Cash dividends provide income to shareholders and can indicate the company's financial health and stability.
stockholders of record financial
"cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026..."
Stockholders of record are the people or entities whose names appear on a company's official shareholder list on a specific cutoff date set by the company or its transfer agent; only those listed are entitled to receive dividends, vote at shareholder meetings, or participate in other corporate actions. Think of it like a guest list for an event: being on the list on the set day determines who gets the benefits and rights, so investors must own shares before the cutoff to qualify.
vested financial
"with respect to 15,692 vested DSUs granted to the reporting person on various dates..."
payable concurrent financial
"These DSUs are vested and payable concurrent with the underlying DSUs."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chan Caroline

(Last)(First)(Middle)
2366 BERNVILLE ROAD

(Street)
READING PENNSYLVANIA 19605

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026A19.9451(1)A$015,711.9451D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on July 2, 2026, to stockholders of record as of June 19, 2026 (the "Dividend"), with respect to 15,692 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
/s/ John Yarbrough by Power of Attorney07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did EnerSys (ENS) disclose for Caroline Chan?

EnerSys disclosed that director Caroline Chan received 19.9451 shares of Common Stock as Deferred Stock Units. The award relates to a cash dividend and is compensation-based, not an open-market trade, slightly increasing her direct equity exposure in the company.

How many EnerSys shares does Caroline Chan hold after this Form 4 filing?

After the reported award, Caroline Chan directly holds 15,711.9451 EnerSys Common Stock shares. This total reflects the addition of 19.9451 Deferred Stock Units granted in connection with a cash dividend on previously vested DSUs granted to her on various dates.

Was the EnerSys (ENS) Form 4 transaction a stock purchase or sale?

The Form 4 does not show a purchase or sale in the market. Instead, it reports an acquisition coded as “A,” representing a grant or award of 19.9451 Deferred Stock Units tied to a cash dividend on existing vested DSUs held by the director.

Why did Caroline Chan receive additional EnerSys Deferred Stock Units (DSUs)?

She received the additional 19.9451 DSUs in connection with a cash dividend paid on July 2, 2026. The grant relates to 15,692 vested DSUs already held and is adjusted for previously declared and paid cash dividends, maintaining alignment with shareholder distributions.

Are Caroline Chan’s newly reported EnerSys DSUs vested?

Yes. The filing states the 19.9451 Deferred Stock Units are vested and payable concurrent with the underlying DSUs. This means they are already earned, and payment timing will match the existing vested DSUs they are associated with from earlier grants.