Equitable Holdings (NYSE: EQH) affiliate files Rule 144 notice of share sales

Rhea-AI Filing Summary

Equitable Holdings filed a Rule 144 notice reporting proposed sales of Common Stock. The filing lists compensation shares of 37,500 RSUs dated 02/28/2025 and a stock option exercise of 81,600 shares dated 05/18/2026 (cash). It also discloses recent sales by Mark Pearson: 38,313 shares on 04/08/2026, 1,387 shares on 04/15/2026, and 39,700 shares on 04/20/2026.

Insights

Securities Compliance Lawyer

Routine Rule 144 notice by an affiliate with recent dispositions disclosed.

The filing lists resale activity and issuances tied to compensation and option exercise. The presence of RSUs dated 02/28/2025 and an exercise dated 05/18/2026 indicates taxable/compensation events that generated shares available for sale.

Cash‑flow treatment is described as Cash for the option exercise; further details on any lockups or transfer restrictions are not included in the excerpt. Subsequent filings would show if these shares are actually offered under Rule 144 resale mechanics.

Corporate Governance Analyst

Disclosure documents routine affiliate sales and recent small open‑market dispositions.

The excerpt itemizes three dispositions by Mark Pearson totaling 79,400 shares across April 2026 dates. These entries are reporting of past sales rather than a definitive new financing or dilutive event.

Verify transfer restrictions and whether any future sales are conditioned on volume or holding periods; timing and aggregate registration amount are not specified in the provided excerpt.

Key Figures

RSUs: 37,500 shares Stock option exercise: 81,600 shares Sale on 04/08/2026: 38,313 shares +2 more

5 metrics

RSUs 37,500 shares dated <date>02/28/2025</date>

Stock option exercise 81,600 shares dated <date>05/18/2026</date> (Cash)

Sale on 04/08/2026 38,313 shares Sale by Mark Pearson on <date>04/08/2026</date>

Sale on 04/15/2026 1,387 shares Sale by Mark Pearson on <date>04/15/2026</date>

Sale on 04/20/2026 39,700 shares Sale by Mark Pearson on <date>04/20/2026</date>

Key Terms

RSU, Stock Option Exercise, Rule 144

3 terms

RSU financial

"Common Stock | 02/28/2025 | RSU | Issuer | 37500"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Stock Option Exercise financial

"Stock Option Exercise | Issuer | 81600 | 05/18/2026 | Cash"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Rule 144 regulatory

"form_type: "144" (filing type indicating affiliate resale mechanics)"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	119100	5071278	281519390	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/28/2025	RSU	Issuer			37500	02/28/2025	Compensation
Common Stock	05/18/2026	Stock Option Exercise	Issuer			81600	05/18/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Pearson C/o Equitable Holdings, Inc. 1345 Avenue of the Americas New York NY 10105	Common Stock	04/08/2026	38313	1534559
Mark Pearson C/o Equitable Holdings, Inc. 1345 Avenue of the Americas New York NY 10105	Common Stock	04/15/2026	1387	55518
Mark Pearson C/o Equitable Holdings, Inc. 1345 Avenue of the Americas New York NY 10105	Common Stock	04/20/2026	39700	1652640

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the EQH Rule 144 filing disclose about share issuances?

The filing shows 37,500 RSUs dated 02/28/2025 and a stock option exercise of 81,600 shares dated 05/18/2026, indicating compensation and exercise events generating share issuance.

How many EQH shares did Mark Pearson sell recently according to the filing?

Mark Pearson reported sales of 38,313 shares on 04/08/2026, 1,387 shares on 04/15/2026, and 39,700 shares on 04/20/2026, per the disclosure in the excerpt.

Does the filing state how proceeds will be used for the EQH option exercise?

The filing indicates the stock option exercise on 05/18/2026 was by cash, which describes the exercise payment method; it does not specify broader use of proceeds in the provided excerpt.

Is the Rule 144 notice evidence of a registered shelf or public offering for EQH?

No; the excerpt is a Rule 144 notice reporting affiliate resale and recent dispositions. It does not identify a shelf registration, aggregate registered offering amount, or an underwritten public offering in the provided text.