Equitable Holdings (EQH) executive gains dividend-equivalent RSUs, total holdings near 56K shares

Rhea-AI Filing Summary

Equitable Holdings, Inc. reported that Head of Asset Management Seth P. Bernstein acquired 103.73 shares of common stock on 2026-08-10 through dividend equivalents on previously awarded Restricted Stock Units (RSUs) under the company’s incentive plan. Following this grant, Bernstein holds 55,969.5603 shares in total, including RSUs that vest and settle on the same terms as the underlying awards.

Insider Trade Summary

Net Buyer: 103.73 shares

Net Buy 1 txn

Insider BERNSTEIN SETH P

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	103.73	$0.00	$0.00

Holdings After Transaction: Common Stock — 55,969.5603 shares (Direct)

Footnotes (2)

1. F1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. F2. Total includes RSUs.

Key Figures

Shares acquired: 103.7300 shares Total holdings after transaction: 55,969.5603 shares Reported price per share: $0.0000

3 metrics

Shares acquired 103.7300 shares Dividend equivalents on RSUs credited on 2026-08-10

Total holdings after transaction 55,969.5603 shares Direct ownership, total includes RSUs

Reported price per share $0.0000 Grant of dividend-equivalent RSUs coded as award (A)

Key Terms

Dividend equivalents, Restricted Stock Units, contingent right, incentive plan

4 terms

Dividend equivalents financial

"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Restricted Stock Units financial

"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"each of which represents a contingent right to receive one share of common stock"

incentive plan financial

"RSUs previously awarded pursuant to Issuer's incentive plan"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 04:49 PM Accepted by SEC EDGAR 08/11/2026 - 04:48 PM Learn about SEC filing dates

FAQ

What insider transaction did Equitable Holdings (EQH) report for Seth P. Bernstein?

Equitable Holdings reported that Seth P. Bernstein acquired 103.73 common shares via dividend equivalents on RSUs. These additional RSUs were credited under the company’s incentive plan and increase his total holdings, including RSUs, to 55,969.5603 shares.

How many EQH shares does Seth P. Bernstein hold after the latest Form 4?

After the reported transaction, Seth P. Bernstein holds 55,969.5603 EQH shares in total. This figure includes RSUs, which are contingent rights to receive shares that vest and settle under the same terms as the underlying awards.

What was the nature of the 103.73-share acquisition reported for EQH on 2026-08-10?

The 103.73 shares reflect dividend equivalents credited as additional RSUs on previously awarded units. Dividend equivalents accrue when EQH pays dividends on the underlying common shares and vest proportionally with, and settle on, the same terms as the related RSUs.

Did Seth P. Bernstein buy EQH shares on the open market in this Form 4?

No, the Form 4 shows a code A grant, not an open-market purchase. The 103.73 shares arose from dividend equivalents on existing RSUs, with a reported per-share price of $0.0000, typical for equity awards rather than market trades.

Are the new RSUs for Equitable Holdings (EQH) immediately owned as common stock?

The new units are RSUs, each a contingent right to one EQH share. They vest proportionally with the underlying RSUs and are subject to the same settlement and expiration terms before becoming actual common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BERNSTEIN SETH P

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		A		103.73(1)	A	$0	55,969.5603(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

2. Total includes RSUs.

Remarks:

Reporting person's title is Head of Asset Management

	/s/ Stella Lee as attorney-in-fact for Seth Bernstein	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)