STOCK TITAN

Equitable (NYSE: EQH) CEO granted 1,660 dividend-equivalent RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. President and CEO Mark Pearson received an automatic award of 1,660.390 shares of Common Stock on March 12, 2026, reported as a grant or other acquisition rather than an open-market trade. The award reflects dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan and are issued as additional RSUs.

Each dividend-equivalent RSU represents a contingent right to receive one share of common stock and will vest, settle, and expire on the same terms as the underlying RSUs. Following this award, Pearson’s direct holdings, including RSUs, total 814,183.2978 shares of Equitable Holdings common stock.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pearson Mark

(Last) (First) (Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 1,660.39(1) A $0 814,183.2978(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Swathi Padmanabhan as attorney-in-fact for Mark Pearson 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Equitable Holdings (EQH) report for Mark Pearson?

Equitable Holdings reported that President and CEO Mark Pearson received a grant of 1,660.390 common shares as dividend-equivalent Restricted Stock Units. These RSUs stem from previously awarded units and mirror the vesting, settlement, and expiration terms of the original equity awards.

Was the EQH transaction by Mark Pearson a market purchase or sale?

The EQH transaction was not a market purchase or sale; it was reported as a grant or other acquisition of stock-based awards. Pearson received additional RSUs as dividend equivalents, with no cash price per share and no open-market trading involved in this filing.

How many Equitable Holdings (EQH) shares does Mark Pearson hold after this Form 4?

After this reported award, Mark Pearson directly holds 814,183.2978 shares of Equitable Holdings common stock, including RSUs. This total reflects his position following receipt of 1,660.390 dividend-equivalent Restricted Stock Units tied to earlier equity grants under the company’s incentive plan.

What are dividend-equivalent RSUs in the Equitable Holdings (EQH) filing?

Dividend-equivalent RSUs are additional units that accrue when dividends are paid on shares underlying existing RSUs. For EQH, they vest proportionally with the related RSUs and settle or expire on the same terms, each representing a contingent right to one share of common stock.

Does the Mark Pearson EQH Form 4 indicate a change in ownership control?

The Form 4 indicates a routine compensation-related grant, not a change in control. Pearson’s holdings increased by 1,660.390 RSUs through dividend equivalents, bringing his total direct position, including RSUs, to 814,183.2978 shares of Equitable Holdings common stock.
Equitable Holdings Inc

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