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Equitable Holdings (NYSE: EQH) CAO awarded RSU dividend equivalents

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eckert William James IV reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. reported that Chief Accounting Officer William James Eckert IV received an automatic grant of 47.93 common-share-equivalent RSUs on August 10, 2026. These RSUs represent dividend equivalents that accrue on previously awarded Restricted Stock Units and vest and settle on the same terms as the related RSUs. Following this grant, his directly held common stock and RSUs total 8,467.3856 shares.

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Insider Eckert William James IV
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 47.93 $0.00 $0.00
Holdings After Transaction: Common Stock — 8,467.3856 shares (Direct)
Footnotes (2)
  1. F1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
  2. F2. Total includes RSUs.
RSU dividend equivalents granted 47.93 shares Common-stock-equivalent RSUs granted on August 10, 2026
Price per share for grant $0.00 Compensation-related award, not a market purchase
Holdings after transaction 8,467.3856 shares Direct holdings of common stock and RSUs after the August 10, 2026 grant
Dividend equivalents financial
"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Restricted Stock Units financial
"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"each of which represents a contingent right to receive one share of common stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did EQH report for William James Eckert IV?

Equitable Holdings, Inc. reported that Chief Accounting Officer William James Eckert IV received a grant of 47.93 RSUs on August 10, 2026 as dividend equivalents on previously awarded RSUs.

How many Equitable Holdings (EQH) shares does Eckert hold after this Form 4?

After the August 10, 2026 grant, William James Eckert IV’s reported direct holdings, including RSUs, total 8,467.3856 shares of Equitable Holdings, Inc. common stock.

What was the price per share for the EQH RSU dividend equivalents granted to Eckert?

The reported price per share for the 47.93 RSUs was $0.00, reflecting a compensation-related grant of dividend equivalents rather than a market purchase of Equitable Holdings, Inc. common shares.

What are dividend equivalents on RSUs at Equitable Holdings (EQH)?

Dividend equivalents on RSUs accrue when dividends are paid on EQH common shares, are issued as additional RSUs, and vest and settle on the same terms as the underlying RSUs.

Was the EQH Form 4 transaction under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked as affirmative. The reported transaction is a compensation-related RSU dividend-equivalent grant, not an open-market trade under a trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eckert William James IV

(Last)(First)(Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NEW YORK 10105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026A47.93(1)A$08,467.3856(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
Remarks:
/s/ Stella Lee as attorney-in-fact for William Eckert08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)