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  4. [Form 4] Equitable Holdings, Inc. Insider Trading Activity

Equitable Holdings (NYSE: EQH) CAO sells 6,200 shares after RSU grant

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. Chief Accounting Officer William James Eckert IV reported two stock transactions. On June 8, 2026, he acquired 60.66 shares of common stock as a grant, including dividend equivalents on previously awarded RSUs. On June 10, 2026, he executed an open-market sale of 6,200 shares at $41.83 per share. After these transactions, he directly holds about 9,366.4556 common shares, with totals including RSUs.

Positive

  • None.

Negative

  • None.
Insider Eckert William James IV
Role Chief Accounting Officer
Sold 6,200 shs ($259K)
Type Security Shares Price Value
Sale Common Stock 6,200 $41.83 $259K
Grant/Award Common Stock 60.66 $0.00 --
Holdings After Transaction: Common Stock — 9,366.456 shares (Direct, null)
Footnotes (1)
  1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. Total includes RSUs. All shares were sold at a price of $41.83, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.
Shares sold 6,200 shares Open-market sale of common stock on June 10, 2026
Sale price $41.83 per share Price for all shares in June 10, 2026 sale
Shares granted 60.66 shares Grant tied to dividend equivalents on RSUs on June 8, 2026
Holdings after grant 15,566.4556 shares Total common shares directly held after June 8, 2026 acquisition
Holdings after sale 9,366.4556 shares Common shares directly held after June 10, 2026 sale
Dividend equivalents financial
"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Restricted Stock Units ("RSUs") financial
"Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Sale in open market or private transaction financial
"transaction_code_description: "Sale in open market or private transaction""
contingent right to receive one share of common stock financial
"each of which represents a contingent right to receive one share of common stock."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eckert William James IV
(Last)(First)(Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS
(Street)
NEW YORK NEW YORK 10105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/08/2026A60.66(1)A$015,566.4556(2)D
Common Stock06/10/2026S6,200D$41.83(3)9,366.4556(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
2. Total includes RSUs.
3. All shares were sold at a price of $41.83, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.
Remarks:
/s/ Stella Lee as attorney-in-fact for William Eckert06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did EQH executive William Eckert report?

William James Eckert IV reported one grant and one sale of Equitable Holdings common stock. He received 60.66 shares as a grant, then sold 6,200 shares in an open-market transaction at $41.83 per share.

How many Equitable Holdings (EQH) shares did the CAO sell?

The Chief Accounting Officer sold 6,200 shares of Equitable Holdings common stock. The sale occurred on June 10, 2026 at a reported price of $41.83 per share, and was classified as an open-market sale.

What stock award did the EQH CAO receive before the sale?

On June 8, 2026, the CAO acquired 60.66 shares of Equitable Holdings common stock through a grant. The award reflects dividend equivalents on previously granted RSUs that vest and settle on the same terms as the underlying RSUs.

How many EQH shares does William Eckert hold after these transactions?

After the June 10, 2026 sale, William Eckert directly holds 9,366.4556 shares of Equitable Holdings common stock. The filing notes that his total includes Restricted Stock Units, which represent contingent rights to receive common shares.

What are dividend equivalents on RSUs mentioned in the EQH Form 4?

Dividend equivalents on RSUs are additional units that accrue when dividends are paid on the underlying common shares. They vest proportionally with the related RSUs and are settled under the same terms, each representing a contingent right to one share.

Were all 6,200 EQH shares sold at the same price?

Yes. The filing states all 6,200 Equitable Holdings shares were sold at $41.83 each. Because the price was uniform, only a single sale price is reported, with further trade details available upon request to the parties listed.