Erie EVP logs small 401(k) stock transaction

Erie Indemnity Company executive vice president Douglas Edward Smith reported a small participant-directed 401(k) transaction involving 1.15 shares of Class A Common Stock at $251.31 per share.

Accepted by SEC EDGAR 04/01/2026 - 01:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Erie Indemnity Company executive vice president Douglas Edward Smith reported a small participant-directed 401(k) transaction involving 1.15 shares of Class A Common Stock at $251.31 per share. After this plan-related adjustment, he holds 5,164.686 shares directly, indicating a routine retirement-account reallocation rather than a traditional open-market trade.

Insider Trade Summary

Other: 1.15 shares

Other 1 txn

Insider Smith Douglas Edward

Role EVP

Type	Security	Shares	Price	Value
Other	Class A Common Stock	1.15	$251.31	$289.01

Holdings After Transaction: Class A Common Stock — 5,164.686 shares (Direct)

Footnotes (1)

1. F1. Participant directed transaction under 401(k) Plan.

Key Figures

Shares in transaction: 1.15 shares Transaction price: $251.31 per share Shares held after: 5,164.686 shares +1 more

4 metrics

Shares in transaction 1.15 shares Participant-directed 401(k) transaction

Transaction price $251.31 per share Price used for the 401(k) transaction

Shares held after 5,164.686 shares Direct Class A holdings after transaction

Transaction code J Other acquisition or disposition, 401(k) related

Key Terms

Class A Common Stock, 401(k) Plan, Other acquisition or disposition

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

401(k) Plan financial

"footnote: "Participant directed transaction under 401(k) Plan.""

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

Other acquisition or disposition financial

"transaction_code_description: "Other acquisition or disposition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Erie (ERIE) EVP Douglas Smith report in this Form 4?

Douglas Edward Smith reported a participant-directed 401(k) transaction involving 1.15 shares of Erie Indemnity Class A Common Stock. The transaction used a price of $251.31 per share and reflects an internal retirement-plan adjustment rather than a typical open-market trade.

How many Erie (ERIE) shares were involved in Douglas Smith’s 401(k) move?

The filing shows 1.15 shares of Erie Indemnity Class A Common Stock were affected in the participant-directed 401(k) transaction. This is a very small number of shares, indicating a minor adjustment within his retirement account rather than a large position change.

What is Douglas Smith’s Erie (ERIE) shareholding after this Form 4?

Following the reported 401(k) transaction, Douglas Edward Smith directly holds 5,164.686 shares of Erie Indemnity Class A Common Stock. This figure in the Form 4 represents his direct ownership position after the small retirement-plan-related share adjustment.

Was this Erie (ERIE) Form 4 a regular buy or sell transaction?

No, the Form 4 uses transaction code J, described as “Other acquisition or disposition,” and includes a footnote stating it was a participant-directed 401(k) Plan transaction. That means it reflects an internal retirement-plan change, not a standard open-market buy or sell.

What does the 401(k) footnote mean in Douglas Smith’s Erie (ERIE) filing?

The footnote states the entry is a “Participant directed transaction under 401(k) Plan.” This indicates Smith adjusted his investment choices within a qualified retirement plan, using Erie Indemnity stock, rather than executing a conventional brokerage trade on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Douglas Edward

(Last) (First) (Middle)

100 ERIE INSURANCE PLACE

(Street)

ERIE PENNSYLVANIA 16530

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/31/2026		J(1)		1.15	A	$251.31	5,164.686	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Participant directed transaction under 401(k) Plan.

Remarks:

	Cynthia R Crosby, Power of Attorney	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)