Planned sale of 5,000 ESCA shares disclosed in Form 144 (ESCA)

Rhea-AI Filing Summary

ESCA has a planned sale under Form 144 involving up to 5,000 shares of its common stock to be traded on NASDAQ. The shares are held by Richard F Baalmann and were issued as "shares in lieu of services" on several dates, including 2015, 2021 and 2026. The proposed sale is targeted for 08/06/2026, covering only these previously awarded compensation shares.

Key Figures

Shares planned for sale: 5,000 shares Proposed sale date: 08/06/2026 Grant block: 555 shares +3 more

6 metrics

Shares planned for sale 5,000 shares Total ESCA common stock covered by the Form 144

Proposed sale date 08/06/2026 Date from which the holder may begin selling the covered shares

Grant block 555 shares One grant received as shares in lieu of services

Grant block 2,250 shares One grant received as shares in lieu of services

Grant block 2,150 shares One grant received as shares in lieu of services

Grant block 45 shares One grant received as shares in lieu of services

Key Terms

Form 144, shares in lieu of services, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"ESCA has a planned sale under Form 144 involving up to 5,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

shares in lieu of services financial

"The shares were issued as "shares in lieu of services" on several dates"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months 144: Remarks and Signature"

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Available on EDGAR 08/06/2026 - 01:30 PM Accepted by SEC EDGAR 08/06/2026 - 01:29 PM Learn about SEC filing dates

FAQ

What does ESCA's latest Form 144 filing disclose?

The filing discloses a planned sale of up to 5,000 shares of ESCA common stock on NASDAQ by Richard F Baalmann, consisting entirely of shares received in lieu of services on prior dates.

How many ESCA (ESCA) shares are covered by this Form 144?

The Form 144 covers up to 5,000 shares of ESCA common stock. These shares are broken into multiple grants, including 555, 2,250, 2,150 and 45 shares received for services.

Who is the selling security holder in ESCA's Form 144?

The selling security holder is Richard F Baalmann. All shares listed in the Form 144 were granted to him as shares in lieu of services on various historical dates.

When is the proposed sale date for the ESCA shares in this Form 144?

The Form 144 lists a proposed sale date of 08/06/2026 for up to 5,000 ESCA common shares. This date governs when the holder may begin effecting the registered sales.

What is meant by 'shares in lieu of services' in ESCA's Form 144?

“Shares in lieu of services” means the holder received ESCA common shares as compensation instead of cash payment for services. The Form 144 lists several such grants, later aggregated into the planned 5,000-share sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 1630 S Lindbergh Blvd Saint Louis MO 63131	5000	112550	13766074	08/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/14/2021	Shares in lieu of services	Richard F Baalmann			555	05/14/2021	Shares in lieu of services
Common	05/07/2026	Shares in lieu of services	Richard F Baalmann			2250	05/07/2026	Shares in lieu of services
Common	05/08/2026	Shares in lieu of services	Richard F Baalmann			2150	05/08/2026	Shares in lieu of services
Common	04/06/2015	Shares in lieu of services	Richard F Baalmann			45	01/05/2015	Shares in lieu of services

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)