Welcome to our dedicated page for Escalade SEC filings (Ticker: ESCA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Escalade, Inc. (NASDAQ: ESCA) files a range of reports and disclosures with the U.S. Securities and Exchange Commission as a public company in the sporting and athletic goods manufacturing sector. From its base in Evansville, Indiana, the company designs, manufactures, and sells sporting goods, fitness products, and indoor/outdoor recreation equipment, and its SEC filings provide detailed insight into this business.
Current reports on Form 8-K feature prominently in Escalade’s regulatory history. These filings include announcements of quarterly financial results, where the company discusses net sales, gross margin, operating income, net income, cash flow, and debt levels. They also document board decisions on quarterly cash dividends, describing per-share amounts and record and payment dates approved by the board.
Escalade’s 8-K filings also cover corporate governance and executive changes, such as the appointment of an interim president and chief executive officer, related compensation arrangements, and amendments to severance or transition agreements. These disclosures provide detail on leadership transitions and compensation structures for key executives.
Another important category of Escalade’s filings relates to strategic transactions. The company has filed 8-Ks describing the acquisition of substantially all assets of Gold Tip and Bee Stinger in the archery market, as well as the AllCornhole assets in the cornhole market. In these reports, Escalade explains that the transactions involve assets that are not material for financial reporting purposes but are significant for category expansion, and it often incorporates related press releases as exhibits.
On this SEC filings page, users can access real-time updates from EDGAR along with AI-powered summaries that explain the contents of key filings. These include annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide comprehensive discussions of Escalade’s business, risk factors, financial statements, and segment information, as well as current reports on Form 8-K covering earnings releases, dividends, acquisitions, and executive changes. The platform also offers convenient access to insider transaction disclosures on Form 4 and proxy materials related to executive compensation and corporate governance, with AI-generated explanations to help interpret complex regulatory language.
Patrick J. Griffin, President & CEO of Escalade Inc, filed a Schedule 13D reporting beneficial ownership of 2,826,733.858 shares of common stock, or 20.64% of the class, based on 13,696,311 shares outstanding as of February 18, 2026. He owns 580,455.229 shares directly and may be deemed to beneficially own additional shares held by a family limited partnership, family members and related trusts, while disclaiming such ownership beyond his pecuniary interest. Recent increases came from shares received in lieu of cash incentive bonuses and from vesting of Restricted Stock Units under the company’s 2017 Incentive Plan.
Escalade Inc. President & CEO Patrick J. Griffin exercised 2,100 Restricted Stock Units into 2,100 shares of common stock on April 3, 2026, at an exercise price of $0.00 per share under the Escalade, Incorporated 2017 Incentive Plan.
Following the transaction, he holds 580,455.229 Escalade common shares directly. The filing also lists indirect holdings attributed to family members and various trusts and a family limited partnership, where he largely disclaims beneficial ownership except for any pecuniary interest.
Escalade Inc.’s chief financial officer Stephen Wawrin exercised restricted stock units into common shares as part of his equity compensation. On April 3, 2026, 2,400 restricted stock units converted into 2,400 shares of common stock at a conversion price of $0.00 per share.
Following this transaction, Wawrin directly holds 48,177 shares of Escalade common stock. The RSUs stem from a 7,200-unit grant under the Escalade, Incorporated 2017 Incentive Plan, of which 2,400 vested on April 3, 2025 and 2,400 vested on April 3, 2026; the remaining 2,400 RSUs are scheduled to vest on April 3, 2027 if he continues in eligible service.
Escalade Inc director Walter P. Glazer Jr. exercised 19,150 Restricted Stock Units (RSUs) into an equal number of common shares on April 3, 2026 at a price of $0.00 per share. These RSUs converted to common stock on a one-for-one basis under the Escalade, Incorporated 2017 Incentive Plan.
The RSUs came from a 57,450-unit grant on April 3, 2024, with 19,150 units vesting and settling on each of April 3, 2025 and April 3, 2026. The remaining 19,150 RSUs are scheduled to vest on April 3, 2027 if he continues as an employee, director or consultant.
Following the transaction, Glazer directly owns 392,130 shares of Escalade common stock. He also reports indirect holdings of 140,000 shares and 44,000 shares held by trusts and 8,500 shares held by his spouse.
Escalade, Incorporated is asking stockholders to vote at its 2026 annual meeting on May 5, 2026 at the company’s Evansville, Indiana headquarters. Each of the 13,696,311 common shares outstanding as of February 24, 2026 is entitled to one vote.
Stockholders are being asked to elect five directors for one-year terms, ratify Grant Thornton LLP as independent registered public accounting firm for fiscal 2026, and approve on a non-binding basis the compensation of the company’s named executive officers. The Board has determined that three of the five nominees are independent and unanimously recommends voting FOR all three proposals.
The proxy discusses board leadership with former CEO Walter P. Glazer Jr. serving as non-executive Chairman, Patrick J. Griffin as President and CEO, and Edward E. Williams as Lead Independent Director. It also details committee structures, director and executive compensation (including restricted stock unit grants and incentive bonuses), and the company’s clawback and anti-hedging policies.
Escalade, Inc. President and CEO Patrick J. Griffin, also a more than 10% owner, acquired 1,840 shares of common stock on March 11, 2026 through the vesting and conversion of 1,840 restricted stock units on a one-for-one basis at a price of $0.00 per share.
These RSUs were part of a grant of 5,520 units awarded on March 11, 2025, with an additional 1,840 RSUs scheduled to vest on March 11, 2027 and 1,840 on March 11, 2028 if he continues in eligible service. Following the transaction, he directly holds 578,355.229 shares of Escalade common stock and has various indirect holdings through family members, trusts and a family limited partnership, with beneficial ownership in those entities disclaimed except to the extent of his pecuniary interest.
Escalade Inc.’s chief financial officer, Stephen Wawrin, reported the vesting and conversion of restricted stock units into common shares. On March 11, 2026, 2,000 RSUs converted into 2,000 shares of common stock at no cost, increasing his direct holdings to 45,777 common shares.
The RSUs come from a March 11, 2025 grant of 6,000 units under the Escalade 2017 Incentive Plan. Of that grant, 2,000 RSUs vested on March 11, 2026, with an additional 2,000 scheduled to vest on March 11, 2027 and 2,000 on March 11, 2028, contingent on his continued service with Escalade.
Escalade Inc. director Walter P. Glazer Jr. exercised 2,782 Restricted Stock Units (RSUs) into the same number of common shares on March 11, 2026, at a $0.00 exercise price. Following the transaction, he holds 372,980 common shares directly and maintains indirect holdings of 140,000 and 44,000 shares through trusts and 8,500 shares held by his spouse. The RSUs converted on a one-for-one basis under Escalade’s 2017 Incentive Plan, and he continues to have 5,564 RSUs scheduled to vest in equal installments in 2027 and 2028, subject to continued service.
Griffin Patrick J reported acquisition or exercise transactions in this Form 4 filing.
Escalade, Inc. director, president and CEO Patrick J. Griffin received a grant of 18,480 restricted stock units (RSUs) on March 5, 2026 under the Escalade 2017 Incentive Plan. Each RSU represents one share of ESCA common stock, vesting in three equal annual installments from 2027 to 2029 if he continues in service.