Every Form 4 that Escalade (ESCA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ESCA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ESCA filings page.
Escalade Inc. director Edward E. Williams reported open-market sales of 33,050 shares of Common Stock over three days. On August 11, 2026 he sold 30,315 shares at a weighted average price of $20.9751 per share, with trades ranging from $20.95 to $21.21. He then sold 362 shares on August 12 at $20.9632 per share, with trades from $20.95 to $20.9875, and 2,373 shares on August 13 at $20.9880 per share, with trades from $20.95 to $21.15. An indirect holding of 289,487 shares is reported as held by KPW Family Limited Partnership; Williams is one of three partners and disclaims beneficial ownership except to the extent of his pecuniary interest.
Escalade director Baalmann Richard Fenton JR sold 5,000 shares of Common Stock on August 6, 2026 at a weighted average price of $22.2718, in trades ranging from $22.16 to $22.45, and now directly holds 97,794 shares.
Escalade Inc director Walter P. Glazer Jr. sold 16,374 shares of common stock on 2026-08-04 at a weighted average price of $21.0766 per share, in open-market or private transactions executed between $21.00 and $21.41. Following the sale he held 344,380 shares directly, plus additional indirect interests through a trust benefiting his son and 8,500 shares reported as held by his spouse.
Escalade Inc reports that Chief Financial Officer Stephen Wawrin completed a sale of 3,177 shares of common stock on 2026-08-04 at $21.4035 per share in a sale described as an open market or private transaction, leaving him with 45,000 shares held directly. The transaction was not designated as pursuant to a Rule 10b5-1 trading plan.
Escalade Inc. President & CEO Patrick J. Griffin reported gift transactions and updated indirect holdings of company common stock. On June 11, 2026, he made two bona fide gifts totaling 2,000 shares of Escalade common stock, one from direct holdings and one associated with an adult son.
Following these gifts, Griffin’s reported positions include 579,455.229 direct shares and several indirect holdings: 300,000 shares held by a revocable trust, 1,326,736 shares by a family limited partnership, 614,964.629 shares by an irrevocable trust, and 1,289 shares held via a UTMA custodial account for an adult daughter. Footnotes state he disclaims beneficial ownership of many of these indirect holdings except to the extent of any pecuniary interest.
Escalade Inc. director Richard Fenton Baalmann Jr. reported two bona fide gifts of Common Stock. He transferred 1,000 shares on May 28, 2026 and another 1,000 shares on June 1, 2026, both at no consideration. Following these gifts, he directly owns 102,794 Common Stock shares.
Escalade Inc. director Walter P. Glazer Jr. reported open-market sales of 33,626 shares of common stock in early May 2026. He sold 32,578 shares on May 7, 2026 at an average price of $19.8335 per share and 1,048 shares on May 8, 2026 at $19.8047 per share.
Following these transactions, he holds 360,754 shares directly, plus additional indirect holdings of 8,500 shares held by his spouse and 44,000 and 140,000 shares held by trusts.
Escalade Inc. director Katherine F. Franklin reported equity compensation activity involving Restricted Stock Units (RSUs) and common stock. On May 6, 2026, she was granted 5,000 RSUs under the Escalade 2017 Plan; half vest on May 6, 2027 and half on May 6, 2028 if she remains a director.
Previously granted RSUs vested and converted one-for-one into common stock, adding 2,150 shares on May 8, 2026 and 2,250 shares on May 7, 2026. Following these conversions, she holds 34,979.783 Escalade common shares directly. The filing also notes 309,213 and 223,842 shares held by revocable trusts owned by her father and mother; she disclaims beneficial ownership of those trust-held shares except for any pecuniary interest.
Williams Edward E reported acquisition or exercise transactions in this Form 4 filing.
Escalade Inc. director Edward E. Williams reported compensation-related equity activity, including new Restricted Stock Units (RSUs) and RSU vesting into common stock. On May 6, 2026, he was granted 5,000 RSUs that vest in two equal installments in 2027 and 2028, subject to continued board service.
RSUs granted in prior years vested and settled into 4,400 shares of common stock on May 7 and May 8, 2026, increasing his directly held common shares to 162,502. A separate line shows 289,487 common shares held indirectly by the KPW Family Limited Partnership, where he disclaims beneficial ownership except for his pecuniary interest.
Escalade, Inc. director Richard Fenton Baalmann Jr. reported equity compensation activity involving restricted stock units (RSUs) and common stock. On May 6, 2026, he received a grant of 5,000 RSUs under the Escalade 2017 Incentive Plan, with half scheduled to vest on May 6, 2027 and half on May 6, 2028, contingent on continued board service.
On May 7 and May 8, 2026, previously granted RSUs vested and converted on a one-for-one basis into a total of 4,400 shares of common stock through derivative exercises. Following these conversions, he directly owns 104,794 shares of Escalade common stock, reflecting routine compensation-related equity activity with no open-market purchases or sales.
Escalade director Walter P. Glazer Jr. reported routine equity compensation activity. On May 7, 2026, 2,250 previously awarded Restricted Stock Units (RSUs) converted into 2,250 shares of Escalade common stock on a one-for-one basis, increasing his direct common stock holdings to 394,380 shares.
On May 6, 2026, he was granted 5,000 RSUs under the Escalade 2017 Incentive Plan. Half of this grant is scheduled to vest on May 6, 2027 and the other half on May 6, 2028, contingent on his continued service as a non-employee director. In addition to his direct holdings, indirect common stock holdings include 8,500 shares held by his spouse and 44,000 and 140,000 shares held in trusts.
Escalade Inc. President & CEO Patrick J. Griffin exercised 2,100 Restricted Stock Units into 2,100 shares of common stock on April 3, 2026, at an exercise price of $0.00 per share under the Escalade, Incorporated 2017 Incentive Plan.
Following the transaction, he holds 580,455.229 Escalade common shares directly. The filing also lists indirect holdings attributed to family members and various trusts and a family limited partnership, where he largely disclaims beneficial ownership except for any pecuniary interest.
Escalade Inc.’s chief financial officer Stephen Wawrin exercised restricted stock units into common shares as part of his equity compensation. On April 3, 2026, 2,400 restricted stock units converted into 2,400 shares of common stock at a conversion price of $0.00 per share.
Following this transaction, Wawrin directly holds 48,177 shares of Escalade common stock. The RSUs stem from a 7,200-unit grant under the Escalade, Incorporated 2017 Incentive Plan, of which 2,400 vested on April 3, 2025 and 2,400 vested on April 3, 2026; the remaining 2,400 RSUs are scheduled to vest on April 3, 2027 if he continues in eligible service.
Escalade Inc director Walter P. Glazer Jr. exercised 19,150 Restricted Stock Units (RSUs) into an equal number of common shares on April 3, 2026 at a price of $0.00 per share. These RSUs converted to common stock on a one-for-one basis under the Escalade, Incorporated 2017 Incentive Plan.
The RSUs came from a 57,450-unit grant on April 3, 2024, with 19,150 units vesting and settling on each of April 3, 2025 and April 3, 2026. The remaining 19,150 RSUs are scheduled to vest on April 3, 2027 if he continues as an employee, director or consultant.
Following the transaction, Glazer directly owns 392,130 shares of Escalade common stock. He also reports indirect holdings of 140,000 shares and 44,000 shares held by trusts and 8,500 shares held by his spouse.
Escalade, Inc. President and CEO Patrick J. Griffin, also a more than 10% owner, acquired 1,840 shares of common stock on March 11, 2026 through the vesting and conversion of 1,840 restricted stock units on a one-for-one basis at a price of $0.00 per share.
These RSUs were part of a grant of 5,520 units awarded on March 11, 2025, with an additional 1,840 RSUs scheduled to vest on March 11, 2027 and 1,840 on March 11, 2028 if he continues in eligible service. Following the transaction, he directly holds 578,355.229 shares of Escalade common stock and has various indirect holdings through family members, trusts and a family limited partnership, with beneficial ownership in those entities disclaimed except to the extent of his pecuniary interest.
Escalade Inc.’s chief financial officer, Stephen Wawrin, reported the vesting and conversion of restricted stock units into common shares. On March 11, 2026, 2,000 RSUs converted into 2,000 shares of common stock at no cost, increasing his direct holdings to 45,777 common shares.
The RSUs come from a March 11, 2025 grant of 6,000 units under the Escalade 2017 Incentive Plan. Of that grant, 2,000 RSUs vested on March 11, 2026, with an additional 2,000 scheduled to vest on March 11, 2027 and 2,000 on March 11, 2028, contingent on his continued service with Escalade.
Escalade Inc. director Walter P. Glazer Jr. exercised 2,782 Restricted Stock Units (RSUs) into the same number of common shares on March 11, 2026, at a $0.00 exercise price. Following the transaction, he holds 372,980 common shares directly and maintains indirect holdings of 140,000 and 44,000 shares through trusts and 8,500 shares held by his spouse. The RSUs converted on a one-for-one basis under Escalade’s 2017 Incentive Plan, and he continues to have 5,564 RSUs scheduled to vest in equal installments in 2027 and 2028, subject to continued service.
Griffin Patrick J reported acquisition or exercise transactions in this Form 4 filing.
Escalade, Inc. director, president and CEO Patrick J. Griffin received a grant of 18,480 restricted stock units (RSUs) on March 5, 2026 under the Escalade 2017 Incentive Plan. Each RSU represents one share of ESCA common stock, vesting in three equal annual installments from 2027 to 2029 if he continues in service.
Wawrin Stephen reported acquisition or exercise transactions in this Form 4 filing.
Escalade Inc.'s chief financial officer, Stephen Wawrin, received an equity award of 9,822 restricted stock units (RSUs). Each RSU represents the right to receive one share of Escalade common stock under the Escalade 2017 Incentive Plan.
According to the grant terms, one third of the 9,822 RSUs will vest on March 5, 2027, one third on March 5, 2028, and one third on March 5, 2029, as long as he continues as an employee, director, or consultant of Escalade.
Escalade, Inc. director Walter P. Jr. Glazer reported the vesting and conversion of 27,770 restricted stock units into 27,770 shares of common stock on March 3, 2026. The RSUs converted on a one-for-one basis at a price of $0.00 per share under the Escalade 2017 Incentive Plan.
Following this derivative exercise, he directly holds 370,198 shares of Escalade common stock. Additional indirect holdings are reported as 44,000 and 140,000 shares held by trusts and 8,500 shares held by his spouse as of the same date.
Escalade, Inc. interim president and CEO Patrick J. Griffin reported stock-based compensation and equity vesting. On February 27, 2026, he acquired 11,263 shares of common stock at $14.40 per share as a grant in lieu of his 2025 annual cash incentive bonus under the Escalade 2017 Incentive Plan. On March 3, 2026, 1,850 restricted stock units converted into 1,850 common shares on a one-for-one basis as the final tranche of a 5,550-RSU award granted in 2023. After these transactions, he directly held 576,515.229 common shares.
The filing also lists indirect holdings in shares held by his adult children, an irrevocable trust, a family limited partnership, and a revocable trust owned by his mother. Griffin disclaims beneficial ownership of these indirect positions except to the extent of any pecuniary interest.
Escalade, Inc. chief financial officer Stephen Wawrin reported the vesting and conversion of 2,777 Restricted Stock Units (RSUs) into an equal number of shares of common stock at a price of $0.00 per share. These RSUs were part of an 8,331‑unit grant on March 3, 2023 under the Escalade 2017 Incentive Plan, which vested in three equal annual installments. Following this latest conversion on March 3, 2026, Wawrin directly owns 43,777 shares of Escalade common stock.
Escalade Inc. director Richard Fenton Baalmann Jr. disclosed selling Escalade common stock in two December 2025 transactions. He sold 4,224 shares on 12/10/2025 at $13 per share and 5,490 shares on 12/11/2025 at $13 per share. After these sales, he directly beneficially owned 100,394 shares of Escalade common stock.
Escalade Inc. (ESCA) reported an insider transaction by its Chief Financial Officer, Stephen R. Wawrin. On 11/21/2025, the CFO sold 2,000 shares of Escalade common stock at a price of $13 per share. After this sale, he beneficially owned 41,000 shares, held directly. This Form 4 filing simply discloses the change in his ownership position for investors tracking insider activity.
Insider sale by Escalade director: Director Richard F. Baalmann Jr. reported a sale of 4,800 shares of Escalade Inc. (ESCA) executed on 09/15/2025. The weighted average sale price was $12.2892, with individual trade prices ranging from $12.2802 to $12.55. After the reported sale, the reporting person beneficially owned 110,394 shares, held directly. The Form 4 identifies the transaction as a sale (code S) and states the sale was executed in multiple trades; the filer offers to provide trade-level details on request.