Escalade Inc (ESCA) CFO sells 3,177 shares, retains 45,000

Rhea-AI Filing Summary

Escalade Inc reports that Chief Financial Officer Stephen Wawrin completed a sale of 3,177 shares of common stock on 2026-08-04 at $21.4035 per share in a sale described as an open market or private transaction, leaving him with 45,000 shares held directly. The transaction was not designated as pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 3,177 shares

Net Sell 1 txn

Insider Wawrin Stephen

Role CHIEF FINANCIAL OFFICER

Sold 3,177 shs ($68K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,177	$21.4035	$68K

Holdings After Transaction: Common Stock — 45,000 shares (Direct)

Key Figures

Shares sold: 3,177 shares Sale price per share: $21.4035 per share Shares owned after sale: 45,000 shares

3 metrics

Shares sold 3,177 shares Common Stock sold on 2026-08-04 by CFO Stephen Wawrin

Sale price per share $21.4035 per share Price for the 3,177 Escalade Inc common shares sold

Shares owned after sale 45,000 shares Direct common stock holdings of Stephen Wawrin following the transaction

Key Terms

Sale in open market or private transaction, Common Stock, direct ownership

3 terms

Sale in open market or private transaction market

"Transaction code description is "Sale in open market or private transaction""

Common Stock financial

"Security title for the reported transaction is "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct ownership financial

"Ownership type for the reported shares is listed as direct"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/06/2026 - 04:31 PM Accepted by SEC EDGAR 08/06/2026 - 04:30 PM Learn about SEC filing dates

FAQ

What insider transaction did Escalade (ESCA) report for CFO Stephen Wawrin?

Escalade reported that CFO Stephen Wawrin sold 3,177 shares of its common stock on 2026-08-04. The sale was reported as a sale in open market or private transaction, and Wawrin retained a direct ownership position after the trade.

How many Escalade (ESCA) shares did the CFO sell and at what price?

CFO Stephen Wawrin sold 3,177 Escalade shares at an average price of $21.4035 per share. This transaction involved Escalade’s common stock and was categorized as a sale in an open market or private transaction under the Form 4 coding.

How many Escalade (ESCA) shares does the CFO hold after this sale?

Following the reported transaction, CFO Stephen Wawrin directly owns 45,000 shares of Escalade common stock. This post-transaction holding reflects his remaining direct ownership after selling 3,177 shares on 2026-08-04 in the disclosed sale.

Was the Escalade (ESCA) CFO’s share sale under a Rule 10b5-1 trading plan?

The sale was not designated as being under a Rule 10b5-1 trading plan. The Form 4’s Rule 10b5-1 checkbox was not checked, indicating the company did not report this transaction as executed pursuant to a pre-arranged trading plan.

What type of security was involved in the Escalade (ESCA) insider transaction?

The transaction involved Common Stock of Escalade Inc. CFO Stephen Wawrin sold 3,177 shares of this common stock at an average price of $21.4035 per share, with 45,000 shares reported as directly owned after the sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wawrin Stephen

(Last) (First) (Middle)

817 MAXWELL AVENUE

(Street)

EVANSVILLE INDIANA 47711

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESCALADE INC [ ESCA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S		3,177	D	$21.4035	45,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ STEPHEN WAWRIN	08/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)