Escalade director proposes $42K share sale

The notice also reports an earlier 5,000-share sale on August 6, 2026, for $109,905.28.

Available on EDGAR 11/05/2026 - 03:51 PM EST Accepted by SEC EDGAR 11/05/2026 - 03:51 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Escalade Inc. director Richard F. Baalmann reported a proposed sale of 2,000 common shares, with an aggregate market value of $42,000 and an approximate sale date of November 5, 2026. He also reported selling 5,000 shares on August 6, 2026, for $109,905.28 during the prior three months. The notice identifies Merrill as the broker and lists 13,757,134 shares outstanding.

Key Figures

Proposed sale: 2,000 common shares Aggregate market value: $42,000 Shares outstanding: 13,757,134 shares +2 more

5 metrics

Proposed sale 2,000 common shares Approximate sale date: November 5, 2026

Aggregate market value $42,000 Proposed sale

Shares outstanding 13,757,134 shares Listed in the securities information

Shares sold 5,000 shares Sale on August 6, 2026, during the prior three months

Gross proceeds $109,905.28 Sale on August 6, 2026

Key Terms

Rule 144, Securities to Be Sold, shares in lieu of services

3 terms

Rule 144 regulatory

"sales are required by paragraph (e) of Rule 144 to be aggregated"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Securities to Be Sold regulatory

"144: Securities To Be Sold"

shares in lieu of services financial

"Shares in lieu of services"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ESCA shares does Richard F. Baalmann propose to sell?

Richard F. Baalmann, a director of Escalade Inc., reported a proposed sale of 2,000 common shares with an aggregate market value of $42,000, with an approximate sale date of November 5, 2026.

What ESCA shares did Richard F. Baalmann sell in the prior three months?

The prior-three-months section lists a sale of 5,000 shares on August 6, 2026, for $109,905.28.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001356214
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Escalade Inc
SEC File Number	000-06966
Address of Issuer	817 Maxwell Avenue Evansville INDIANA 47711
Phone	812-467-1334
Name of Person for Whose Account the Securities are To Be Sold	Richard F Baalmann
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 1630 S Lindbergh Blvd Saint Louis MO 63131	2000	42000	13757134	11/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/06/2015	Shares in lieu of services	Richard F Baalmann			44	04/06/2015	Shares in lieu of services
Common	02/27/2015	Shares in lieu of services	Richard F Baalmann			1000	02/27/2015	Shares in lieu of services
Common	05/12/2025	Shares in lieu of services	Richard F Baalmann			956	05/12/2025	Shares in lieu of services

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard F Baalmann JR 11634 Serama Dr Saint Louis MO 63131	Escalade Inc	08/06/2026	5000	109905.28

144: Remarks and Signature

Remarks
Date of Notice	11/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Richard F Baalmann JR
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)