Welcome to our dedicated page for Espey Mfg & Elec SEC filings (Ticker: ESP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Espey Mfg. & Electronics Corp. (ESP) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. Espey is a New York corporation whose common stock trades on the NYSE American under the symbol ESP, and its filings offer detailed information on governance, compensation, and corporate actions.
Investors can review current reports on Form 8-K, where Espey discloses material events such as dividend declarations, contract-related press releases, changes in its independent registered public accounting firm, and employment agreements with key executives. For example, recent 8-K filings describe the engagement of WithumSmith+Brown, PC as auditor, a new employment agreement with the President and Chief Executive Officer, and press releases announcing regular and special cash dividends.
The company’s definitive proxy statements on Schedule 14A provide further detail on its board structure, director elections, advisory votes on executive compensation, and the frequency of say-on-pay votes. These documents explain the classified board framework, voting procedures, and the matters presented to shareholders at the annual meeting, as well as information about the appointment and ratification of the independent public accountants.
On Stock Titan, Espey’s filings are updated as they are made available through EDGAR. AI-powered summaries help explain the key points in lengthy documents, so users can quickly understand the significance of items such as compensation arrangements, auditor changes, and shareholder voting results without reading every page. Users interested in ESP can use this page to follow the company’s regulatory disclosures, including 8-Ks, proxy materials, and other filings that outline its corporate governance and material events.
Espey Mfg. & Electronics Corp. reported higher profitability for the quarter and six months ended December 31, 2025, despite lower sales. Quarterly net sales were $12.1 million versus $13.6 million a year earlier, while net income rose to $2.8 million from $1.9 million, reflecting stronger margins and higher interest income.
For the six-month period, net sales were $21.2 million compared with $24.1 million, but net income increased to $5.0 million from $3.5 million. Gross margin improved to about 35%, helped by product mix, labor efficiencies, and process improvements. The backlog reached $134.7 million, and management expects higher fiscal 2026 revenue than in 2025 and similar full‑year net income, supported by funded defense and industrial power electronics contracts.
Espey Mfg & Electronics Corp director Michael W. Wool reported an option exercise into common stock. On January 27, 2026, a stock option for 2,000 shares with an exercise price of $21.75 per share was exercised, resulting in acquisition of 2,000 shares of common stock.
Following the transactions, Wool directly held 18,400 shares of common stock and 14,542 derivative securities (stock options). The filing classifies all reported holdings as directly owned.
Espey Mfg. & Electronics Corp.’s Employee Retirement Plan and Trust reports beneficial ownership of 537,345 shares of the company’s common stock as of 12/31/2025, representing 18% of the outstanding shares. The ESOP has sole voting and dispositive power over 189,817 unallocated shares and shared voting and dispositive power over 537,345 shares allocated to participant accounts.
Participants in the ESOP can instruct the trustees on how to vote allocated shares, while unallocated shares are voted by the trustees as directed by the company’s board of directors, currently in the same proportion as allocated share instructions. Jennifer Pickering and Kaitlyn O’Neil serve as ESOP trustees and each disclaims beneficial ownership of ESOP shares, other than 670 shares allocated to Ms. Pickering’s account.
Espey Mfg & Electronics Corp insider David O'Neil, who is a director and the company’s President & CEO, reported selling a total of 2,000 shares of common stock. He sold 1,000 shares on 12/26/2025 at $46.78 per share and another 1,000 shares on 12/29/2025 at $45.76 per share. After these sales, he directly owns 17,431 shares of common stock and indirectly owns 15,544 shares through an ESOP account. The filing also notes that he holds 9,175 stock options.
Espey Mfg & Electronics Corp's President & CEO and Director reported selling a total of 2,000 shares of common stock. On December 18, 2025, he sold 1,000 shares at $43.50 per share, and on December 19, 2025, he sold another 1,000 shares at $44.00 per share. After these open-market sales, he directly owns 19,431 shares of common stock and indirectly owns 15,544 shares through an ESOP account. The filing also notes that he holds 9,175 stock options, highlighting additional equity exposure beyond his directly owned shares.
Espey Mfg & Electronics Corp director Carl Helmetag reported an insider sale of company stock. On 12/16/2025, he sold 1,000 shares of common stock at $ 44.99 per share.
After this transaction, he directly owns 20,569 shares of Espey common stock and indirectly holds 1,504 shares through an IRA. He also has 18,142 stock options, which are separate derivative securities giving him the right to acquire additional shares.
Espey Mfg. & Electronics Corp. (ESP) has a Form 144 notice indicating a proposed sale of 1,000 shares of its common stock through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/12/2025. The shares have an aggregate market value of $43,610, based on the data provided, and there were 2,935,093 shares of this class outstanding at the time referenced. The seller originally acquired the 1,000 common shares on 09/01/1999 via an open market purchase paid in cash. By signing the notice, the person for whose account the securities are to be sold represents that they are not aware of undisclosed material adverse information about the issuer.
Espey Mfg. & Electronics Corp. reported the results of its 2025 Annual Meeting of Stockholders held on December 5, 2025. Stockholders elected Nancy Patzwahl as the Class B Director for a three-year term ending at the 2028 annual meeting, with 1,566,288 votes for, 25,831 withheld, and 654,536 broker non-votes.
On an advisory basis, stockholders approved the compensation of the Company’s named executive officers, with 1,064,634 votes for, 472,064 against, and 55,421 abstentions, plus 654,536 broker non-votes. They also expressed a preference to hold this advisory vote every three years, and the Board decided to follow this schedule, with the next vote planned for 2028.
Stockholders ratified the appointment of Withum, successor to Freed Maxick, P.C., as independent registered public accounting firm for the fiscal year ending June 30, 2026, with 2,108,397 votes for, 17,505 against, and 120,753 abstentions. The Company later announced that Nancy Patzwahl was appointed Chair of the Audit Committee effective December 5, 2025, succeeding Paul Corr, who remains a director and Audit Committee member.
ESP has a notice of proposed sale of restricted stock under Rule 144. The filing person plans to sell 5,181 common shares through Fidelity Brokerage Services LLC on the AMEX, with an indicated aggregate market value of $202,465.00. These shares were acquired on 09/17/2025 through an ESOP compensation transaction from the issuer. The filing lists 2,935,093 common shares outstanding, giving context for the size of this planned sale relative to the total share base.
Espey Mfg. & Electronics (ESP) reported stronger profitability for the three months ended September 30, 2025 despite lower sales. Net sales were $9,092,876 versus $10,443,218 a year ago, while gross profit rose to $3,217,002 as gross margin improved to 35.4% from 26.8%. Operating income was $2,065,736 and other income increased to $491,782 on higher interest income. Net income reached $2,169,836, with EPS of $0.80 basic and $0.76 diluted. Management cites product mix, labor efficiencies, and material savings on major programs, partially offset by higher costs on certain fixed‑price engineering contracts.
Cash generation and backlog were solid. Net cash provided by operating activities was $5,720,090. Cash and cash equivalents were $22,220,227, with investment securities of $24,688,473. Contract liabilities rose to $27,974,103, reflecting advances on specific contracts. The order backlog was approximately $141.1 million, with deliveries spread across fiscal 2026 and later years. Espey paid $1.00 per share in dividends during the quarter (including a $0.75 special) and invested $1,290,569 in plant and equipment, partially reimbursed by a Navy-related funding award.