STOCK TITAN
  1. Home
  2. Sec-filings
  3. ESTA
  4. [Form 4] ESTABLISHMENT LABS HOLDINGS INC. Insider Trading Activity

ESTABLISHMENT LABS (ESTA) director takes equity grant of 189 shares in lieu of cash

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Slotkin Bryan reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Bryan Slotkin reported receiving 189 common shares as compensation. These shares were granted in lieu of a quarterly cash retainer under the company’s Outside Director Compensation Policy, based on a closing share price of $85.81. Following this award, Slotkin directly holds 32,799 common shares.

Positive

  • None.

Negative

  • None.

Insights

Routine equity grant to director in lieu of cash fees.

Director Bryan Slotkin received 189 common shares of ESTABLISHMENT LABS HOLDINGS INC. as a grant under the 2018 Equity Incentive Plan. The footnote explains this was an election to take a quarterly board retainer in stock instead of cash.

This is a non-market, compensation-related acquisition, not an open-market purchase. After the award, Slotkin holds 32,799 common shares directly. The scale and nature of the transaction appear routine and do not, by themselves, signal a change in the company’s outlook.

Insider Slotkin Bryan
Role null
Type Security Shares Price Value
Grant/Award Common Shares 189 $85.81 $16K
Holdings After Transaction: Common Shares — 32,799 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 189 shares Equity grant in lieu of quarterly cash retainer
Grant valuation price $85.81 per share Closing price on last trading day of the quarter
Shares held after grant 32,799 shares Total common shares directly owned after transaction
Outside Director Compensation Policy financial
"in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy"
2018 Equity Incentive Plan financial
"The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan"
quarterly cash retainer payment financial
"common shares elected to be received in lieu of a quarterly cash retainer payment"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Slotkin Bryan
(Last)(First)(Middle)
C/O MOTIVA USA LLC
16192 COASTAL HIGHWAY
(Street)
LEWES DELAWARE 19958
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares06/30/2026A(1)189A$85.8132,799D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.
Remarks:
/s/ Cassandra "Sandra" Harris07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ESTABLISHMENT LABS (ESTA) director Bryan Slotkin report on this Form 4?

Director Bryan Slotkin reported receiving 189 ESTABLISHMENT LABS common shares. The shares were granted as part of his director compensation instead of a quarterly cash retainer, under the company’s Outside Director Compensation Policy.

Was the ESTABLISHMENT LABS (ESTA) Form 4 a stock purchase or a compensation grant?

The Form 4 shows a compensation grant, not an open-market purchase. Slotkin received 189 common shares as a grant in lieu of a quarterly cash retainer, issued under the 2018 Equity Incentive Plan.

At what price were the 189 ESTABLISHMENT LABS (ESTA) shares valued in the Form 4 grant?

The 189 common shares were valued at $85.81 per share. The number of shares was determined using the closing price of ESTABLISHMENT LABS’ common shares on the last trading day of the quarter.

How many ESTABLISHMENT LABS (ESTA) shares does Bryan Slotkin hold after this transaction?

After the reported grant, Bryan Slotkin directly holds 32,799 ESTABLISHMENT LABS common shares. This total reflects his position following receipt of the 189-share equity award in lieu of cash compensation.

What plan governs the ESTABLISHMENT LABS (ESTA) shares granted to director Bryan Slotkin?

The 189-share grant was issued under ESTABLISHMENT LABS’ 2018 Equity Incentive Plan. It was made according to the Outside Director Compensation Policy, following Slotkin’s prior election to receive stock instead of a quarterly cash retainer.