Establishment Labs (ESTA) director takes 216 shares in lieu of cash

Rhea-AI Filing Summary

SCHUTTER EDWARD J reported acquisition or exercise transactions in this Form 4 filing.

Establishment Labs Holdings Inc. director Edward J. Schutter received a grant of 216 common shares on June 30, 2026, valued using a price of $85.81 per share. These shares were elected in lieu of a quarterly cash retainer under the company’s Outside Director Compensation Policy, bringing his direct holdings to 177,952 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SCHUTTER EDWARD J

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	216	$85.81	$19K

Holdings After Transaction: Common Shares — 177,952 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 216 shares Grant valuation price: $85.81 per share Post-transaction holdings: 177,952 shares +2 more

5 metrics

Shares granted 216 shares Common shares granted on June 30, 2026

Grant valuation price $85.81 per share Based on closing price on last trading day of the quarter

Post-transaction holdings 177,952 shares Common shares directly owned after the grant

Transaction type Grant/award acquisition (Code A) Non-derivative common shares

Role of reporting person Director Outside director receiving equity in lieu of cash retainer

Key Terms

Outside Director Compensation Policy, 2018 Equity Incentive Plan, quarterly cash retainer payment, grant, award, or other acquisition

4 terms

Outside Director Compensation Policy financial

"in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy"

2018 Equity Incentive Plan financial

"The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan"

quarterly cash retainer payment financial

"common shares elected to be received in lieu of a quarterly cash retainer payment"

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 06:06 PM Accepted by SEC EDGAR 07/01/2026 - 06:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHUTTER EDWARD J

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/30/2026		A(1)		216	A	$85.81	177,952	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Remarks:

	/s/ Cassandra "Sandra" Harris	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ESTA director Edward J. Schutter report?

Edward J. Schutter reported receiving 216 Establishment Labs common shares as a grant. The shares replaced a quarterly cash retainer under the Outside Director Compensation Policy and were valued using the closing share price on the last trading day of the quarter.

At what price were Edward J. Schutter’s Establishment Labs shares valued?

The 216 common shares granted to Edward J. Schutter were valued at $85.81 per share. This value was based on Establishment Labs’ closing share price on the last trading day of the quarter, as specified in the company’s 2018 Equity Incentive Plan.

How many Establishment Labs shares does Edward J. Schutter hold after this grant?

After the 216-share grant, Edward J. Schutter directly holds 177,952 Establishment Labs common shares. This updated total reflects his position following the non-cash, share-based payment elected instead of a quarterly cash retainer under the Outside Director Compensation Policy.

Was Edward J. Schutter’s ESTA Form 4 transaction a market purchase or sale?

The Form 4 transaction was a grant or award, not a market trade. Schutter received 216 common shares in lieu of a quarterly cash retainer, issued under Establishment Labs’ 2018 Equity Incentive Plan according to his prior election, rather than buying or selling shares on the market.

Under which plan were Edward J. Schutter’s new ESTA shares issued?

The 216 Establishment Labs common shares were issued under the company’s 2018 Equity Incentive Plan. They were granted pursuant to the Outside Director Compensation Policy, based on Schutter’s prior election to receive equity instead of a quarterly cash retainer payment.