Establishment Labs director awarded stock units

Harris Taylor C. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Harris Taylor C. reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Harris Taylor C. reported two equity awards of stock units under the company’s 2018 Equity Incentive Plan. One award covers 1,281 stock units, vesting in three equal annual installments on each yearly anniversary of the grant date, subject to continued service. A separate award covers 1,949 stock units, vesting in full on the earlier of June 24, 2027 or the day prior to the company’s next annual meeting of stockholders, also subject to continued service. Following the first transaction, Taylor’s reported direct holdings in common shares were 3,230 shares, and following the second, 1,949 shares are reported in that line item.

Insider Trade Summary

Grant/Award: 3,230 shares

Grant/Award 2 txns

Insider Harris Taylor C.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	1,949	$0.00	$0.00
Grant/Award	Common Shares	1,281	$0.00	$0.00

Holdings After Transaction: Common Shares — 3,230 shares (Direct)

Footnotes (2)

1. F1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.
2. F2. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Key Figures

Stock unit award 1: 1,281 stock units Stock unit award 2: 1,949 stock units Price per share (awards): $0.00 per share +4 more

7 metrics

Stock unit award 1 1,281 stock units Award under 2018 Equity Incentive Plan; vests in three annual installments

Stock unit award 2 1,949 stock units Award under 2018 Equity Incentive Plan; vests by June 24, 2027 or before next annual meeting

Price per share (awards) $0.00 per share Reported transaction price for both stock unit awards

Shares after first award 3,230 common shares Total shares following the 1,281-unit transaction, held directly

Shares after second award 1,949 common shares Total shares following the 1,949-unit transaction, held directly

Vesting anniversary schedule 1/3 annually 1,281-unit award vests one-third each year on grant anniversary

Outer vesting date June 24, 2027 Latest vesting date for the 1,949-unit award, subject to earlier annual meeting trigger

Key Terms

stock units, 2018 Equity Incentive Plan, vest, annual meeting of stockholders

4 terms

stock units financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2018 Equity Incentive Plan financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

vest financial

"The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

annual meeting of stockholders financial

"The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Harris Taylor C. report for ESTA?

Harris Taylor C., a director of Establishment Labs Holdings Inc., reported receiving two awards of stock units under the 2018 Equity Incentive Plan, covering 1,281 units and 1,949 units, both subject to vesting conditions tied to continued service as a company service provider.

How many Establishment Labs (ESTA) stock units were granted in the awards?

The Form 4 shows two separate stock unit awards: one for 1,281 stock units and another for 1,949 stock units. Both relate to common shares and are granted at a reported price of $0.00 per share as compensation rather than open-market purchases.

What are the vesting terms for the 1,281-unit award at ESTA?

The 1,281-unit award vests in three equal installments. One-third of the shares vest on each yearly anniversary of the grant date, as long as Harris Taylor C. continues as a service provider to Establishment Labs through each applicable vesting date.

When do the 1,949 Establishment Labs stock units vest?

The 1,949-unit award vests in full on the earlier of June 24, 2027, or the day before Establishment Labs’ next annual meeting of stockholders, assuming Harris Taylor C. continues as a service provider up to that vesting date under the plan terms.

Were Harris Taylor C.’s ESTA awards open-market purchases or compensation grants?

The Form 4 classifies both transactions with code “A” as grants or awards. They are stock unit awards under the 2018 Equity Incentive Plan at $0.00 per share, indicating compensation-related equity rather than open-market buying of Establishment Labs common shares.

What share holdings does the ESTA Form 4 show after these transactions?

For the 1,281-unit award, the Form 4 reports 3,230 common shares held directly following that transaction. For the separate 1,949-unit award, the filing shows 1,949 common shares following the transaction in that line, each figure tied to its respective award entry.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/29/2026 - 05:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Taylor C.

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/24/2026		A(1)		1,949	A	$0	1,949	D
Common Shares	06/24/2026		A(2)		1,281	A	$0	3,230	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

2. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Remarks:

	/s/ Cassandra "Sandra" Harris, Chief Financial Officer, by power of attorney	06/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)