Establishment Labs (ESTA) director receives new stock unit awards

Rhea-AI Filing Summary

Harris Taylor C. reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Harris Taylor C. received two equity awards in the form of stock units representing common shares. One grant covers 1,773 common shares, and another covers 1,949 common shares, both awarded at no cash cost as director compensation under the company’s 2018 Equity Incentive Plan.

The 1,773-share award vests in three equal annual installments on each yearly anniversary of the grant date, subject to continued service. The 1,949-share award vests in full on the earlier of June 24, 2027 or the day before the next annual stockholder meeting, also contingent on ongoing service.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Harris Taylor C.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	1,949	$0.00	--
Grant/Award	Common Shares	1,773	$0.00	--

Holdings After Transaction: Common Shares — 1,949 shares (Direct, null)

Footnotes (1)

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Key Figures

Stock unit grant 1: 1,773 common shares Stock unit grant 2: 1,949 common shares Post-award holdings entry 1: 3,230 shares +2 more

5 metrics

Stock unit grant 1 1,773 common shares Award of stock units under 2018 Equity Incentive Plan

Stock unit grant 2 1,949 common shares Award of stock units under 2018 Equity Incentive Plan

Post-award holdings entry 1 3,230 shares Total shares following first stock unit award

Post-award holdings entry 2 1,949 shares Total shares following second stock unit award

Vesting date reference June 24, 2027 Latest possible vesting date for 1,949-share award

Key Terms

stock units, 2018 Equity Incentive Plan, vest in full, shares subject to the award vest as to 1/3

4 terms

stock units financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2018 Equity Incentive Plan financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

vest in full financial

"The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior"

shares subject to the award vest as to 1/3 financial

"The shares subject to the award vest as to 1/3 of the shares subject to the initial award"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 06:10 PM Accepted by SEC EDGAR 07/01/2026 - 06:10 PM Learn about SEC filing dates

FAQ

What insider transaction did ESTA director Harris Taylor C. report on this Form 4/A?

Harris Taylor C. reported receiving two stock unit awards as director compensation. The grants cover 1,773 and 1,949 common shares of Establishment Labs, issued at no cash cost under the company’s 2018 Equity Incentive Plan.

How many Establishment Labs (ESTA) shares were granted to the director in this filing?

The director received two separate stock unit grants: one for 1,773 common shares and another for 1,949 common shares. Both represent equity compensation rather than open-market purchases or sales, and each follows its own vesting schedule.

What are the vesting terms of the 1,773-share award to the ESTA director?

The 1,773-share stock unit award vests in three equal annual installments. Vesting occurs on each yearly anniversary of the grant date, provided Harris Taylor C. continues as a service provider through each applicable vesting date.

When do the 1,949 stock units granted to the ESTA director fully vest?

The 1,949-share stock unit award vests in full on the earlier of June 24, 2027 or the day before Establishment Labs’ next annual stockholder meeting, assuming the director continues as a service provider through that vesting date.

Are the ESTA director’s stock unit awards tied to a specific equity plan?

Yes. Both stock unit awards were granted under Establishment Labs’ 2018 Equity Incentive Plan. The plan provides for equity-based compensation, and each grant’s vesting is conditioned on the director’s continued service with the company.

Did Harris Taylor C. buy or sell ESTA shares on the open market in this Form 4/A?

No open-market buys or sells were reported. The Form 4/A shows only stock unit grants classified as acquisitions under transaction code A, reflecting equity compensation awards rather than discretionary market trades in Establishment Labs shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Taylor C.

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
06/29/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/24/2026		A(1)		1,949	A	$0	1,949	D
Common Shares	06/24/2026		A(2)		1,773	A	$0	3,230	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

2. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Remarks:

	/s/ Cassandra "Sandra" Harris, Chief Financial Officer, by power of attorney	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)