ESTA director receives stock grant as board retainer

Gillin Leslie reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Gillin Leslie reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Leslie Gillin received 196 common shares as a stock grant on June 30, 2026. The shares were elected in lieu of a quarterly cash retainer under the company’s Outside Director Compensation Policy and issued under the 2018 Equity Incentive Plan, based on a closing price of $85.81 per share. Following this compensation-related award, Gillin directly holds 18,594 common shares.

Insider Trade Summary

Grant/Award: 196 shares

Grant/Award 1 txn

Insider Gillin Leslie

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	196	$85.81	$17K

Holdings After Transaction: Common Shares — 18,594 shares (Direct)

Footnotes (1)

1. F1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Key Figures

Shares granted: 196 shares Reference price per share: $85.81 per share Shares owned after grant: 18,594 shares

3 metrics

Shares granted 196 shares Common shares granted on June 30, 2026

Reference price per share $85.81 per share Closing price used to determine grant size

Shares owned after grant 18,594 shares Total direct common share holdings after transaction

Key Terms

Outside Director Compensation Policy, 2018 Equity Incentive Plan, quarterly cash retainer payment

3 terms

Outside Director Compensation Policy financial

"in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy"

2018 Equity Incentive Plan financial

"The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan"

quarterly cash retainer payment financial

"common shares elected to be received in lieu of a quarterly cash retainer payment"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ESTABLISHMENT LABS (ESTA) director Leslie Gillin report on this Form 4?

Director Leslie Gillin reported receiving 196 common shares of ESTABLISHMENT LABS as a stock grant. The award was compensation for board service rather than an open-market purchase and increased her direct holdings to 18,594 common shares after the transaction.

Was Leslie Gillin’s ESTABLISHMENT LABS (ESTA) Form 4 a stock purchase or a grant?

The Form 4 shows a stock grant, not a market purchase. Code “A” indicates a grant, award, or other acquisition, reflecting director compensation under established policies instead of Gillin buying shares on the open market.

How many ESTABLISHMENT LABS (ESTA) shares does Leslie Gillin hold after this transaction?

After receiving 196 common shares, Leslie Gillin directly holds 18,594 ESTABLISHMENT LABS common shares. This figure reflects her position immediately following the compensation-related grant reported in the Form 4 filing for the transaction dated June 30, 2026.

At what price was the ESTABLISHMENT LABS (ESTA) share grant to Leslie Gillin calculated?

The 196-share grant to Leslie Gillin was determined using a reference price of $85.81 per share. The number of shares corresponded to her quarterly cash retainer amount divided by the issuer’s closing share price on the last trading day of the quarter.

Why did ESTABLISHMENT LABS (ESTA) issue shares instead of cash to director Leslie Gillin?

Gillin elected to receive common shares instead of a quarterly cash retainer under the Outside Director Compensation Policy. As a result, ESTABLISHMENT LABS issued 196 shares under its 2018 Equity Incentive Plan as compensation aligned with her prior election.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 06:08 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gillin Leslie

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/30/2026		A(1)		196	A	$85.81	18,594	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Remarks:

	/s/ Cassandra "Sandra" Harris	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)