First Business Financial (NASDAQ: FBIZ) director discloses 200 shares on Form 3

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FIRST BUSINESS FINANCIAL SERVICES, INC. director Ferris Scott M. filed a Form 3 reporting initial beneficial ownership of the company’s common stock. The filing shows indirect ownership of 200 shares of Common Stock held "By Trust," rather than directly in his own name.

The Form 3 does not report any new purchases, sales, or option exercises; it simply establishes this indirect trust position as of the reported date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Ferris Scott M.

Role null

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 200 shares (Indirect, By Trust.)

Footnotes (1)

Key Figures

Indirect common shares: 200 shares

1 metrics

Indirect common shares 200 shares Indirectly owned by trust as reported on Form 3

Key Terms

Form 3, Common Stock, indirect ownership, By Trust

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect ownership financial

""ownership_type": "indirect""

By Trust financial

""nature_of_ownership": "By Trust.""

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06/02/2026 - 04:12 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ferris Scott M.

(Last)

(First)

(Middle)

401 CHARMANY DRIVE

(Street)

MADISON

WISCONSIN

53719

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
FIRST BUSINESS FINANCIAL SERVICES, INC. [ FBIZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	200	I	By Trust.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

	Peter J. Wilder (Pursuant to Power of Attorney)	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the FBIZ Form 3 filing by Ferris Scott M. report?

The Form 3 reports initial beneficial ownership of FBIZ common stock. It shows Ferris Scott M., a director, indirectly owning 200 shares held by a trust, establishing his reported position without indicating any recent purchase or sale activity.

How many FBIZ shares are reported in the Ferris Scott M. Form 3?

The Form 3 reports 200 shares of FIRST BUSINESS FINANCIAL SERVICES, INC. common stock. These shares are listed as indirectly owned through a trust, rather than held directly, and represent his disclosed beneficial ownership at the time of the filing.

Is the FBIZ Form 3 for Ferris Scott M. a buy or sell transaction?

The FBIZ Form 3 does not show a buy or sell transaction. It is an initial ownership report, listing 200 common shares held indirectly by a trust, with no transaction code or share price information indicating recent trading activity.

How are the FBIZ shares held in the Ferris Scott M. Form 3?

The 200 FBIZ common shares are reported as indirectly owned "By Trust." This means the shares are held in a trust associated with Ferris Scott M., rather than being registered directly in his personal name in the ownership records.

What role does Ferris Scott M. have at FIRST BUSINESS FINANCIAL SERVICES, INC.?

Ferris Scott M. is identified as a director of FIRST BUSINESS FINANCIAL SERVICES, INC. in the Form 3. The filing links his board role with disclosure of 200 common shares indirectly owned through a trust structure, as required for insiders.