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Stock gifts by Brice Carson H in First Citizens (NASDAQ: FCNCA)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First Citizens BancShares (FCNCA) insider Brice Carson H, a 10% owner, reported multiple bona fide gifts of Class A and Class B Common stock. The Form 4 shows several small, non-cash dispositions coded “G” on 2026-03-02 and 2026-03-03 through various trusts and family-related accounts. Footnotes state that the listed shares are held by trusts and other entities for the benefit of the reporting person’s children, that she does not have or share investment control over certain trust-held shares, and that she disclaims beneficial ownership of these securities for Section 16 purposes.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brice Carson H

(Last) (First) (Middle)
POST OFFICE BOX 1352

(Street)
SMITHFIELD NC 27577

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 03/02/2026 G 10 A $0 235,863 I Carson Holding Brice Revocable Trust
Class A Common 03/02/2026 G 10 A $0 900 I(1) By Spouse
Class A Common 03/02/2026 G 10 A $0 99,157 I(2) Brice Trust fbo Stephen B. Brice
Class A Common 03/02/2026 G 10 A $0 99,167 I(2) Brice Trust fbo Stephen B. Brice
Class A Common 03/03/2026 G 20 A $0 99,187 I(2) Brice Trust fbo Stephen B. Brice
Class A Common 03/02/2026 G 10 A $0 99,756 I(2) Brice Trust fbo Elizabeth M. Brice
Class A Common 03/02/2026 G 10 A $0 99,766 I(2) Brice Trust fbo Elizabeth M. Brice
Class A Common 03/03/2026 G 20 A $0 99,786 I(2) Brice Trust fbo Elizabeth M. Brice
Class A Common 03/02/2026 G 10 A $0 99,756 I(2) Brice Trust fbo Cordelia A. Brice
Class A Common 03/02/2026 G 10 A $0 99,766 I(2) Brice Trust fbo Cordelia A. Brice
Class A Common 03/03/2026 G 20 A $0 99,786 I(2) Brice Trust fbo Cordelia A. Brice
Class B Common 03/02/2026 G 168 A $0 54,803 I Carson Holding Brice Revocable Trust
Class A Common 16,890 I(1) As custodian for Stephen Brice
Class A Common 16,289 I(1) As custodian for Cordelia Brice
Class A Common 16,289 I(1) As custodian for Elizabeth Brice
Class A Common 10,652 I As beneficiary of a trust
Class B Common 563 I(1) By Spouse
Class B Common 2,347 I(1) As custodian for Stephen Brice
Class B Common 2,348 I(1) As custodian for Elizabeth Brice
Class B Common 2,348 I(1) As cusodian for Cordelia Brice
Class B Common 1,250 I As beneficiary of a trust
Class B Common 4,409 I(2) Brice Trust fbo Stephen B. Brice
Class B Common 4,491 I(2) Brice Trust fbo Elizabeth M. Brice
Class B Common 4,491 I(2) Brice Trust fbo Cordelia A. Brice
Class B Common 44,940 I Carson Holding Brice 2025 GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
2. The listed shares are held by a trust for the benefit of the Reporting Person's children. The Reporting person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trust, she disclaims beneficial ownership of the shares held by the trust, and this report shall not be deemed an admission that the Reporting Perrson is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Carson H. Brice, By: E. Knox Proctor V , Attorney-in-fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did FCNCA reporting person Brice Carson H disclose?

Brice Carson H disclosed multiple bona fide gifts of First Citizens BancShares common stock. The Form 4 reports several small, non-cash dispositions of Class A and Class B Common shares via trusts and family-related accounts on March 2 and March 3, 2026.

Were the FCNCA insider transactions reported by Brice Carson H buys or sells?

The reported FCNCA insider transactions are dispositions classified as bona fide gifts, not open-market buys or sells. They are coded “G” and show a price of $0.0000 per share, indicating non-cash transfers of ownership rather than ordinary trading activity.

How are trusts involved in the FCNCA Form 4 filed for Brice Carson H?

Many reported FCNCA transactions involve shares held in trusts and similar entities for the benefit of the reporting person’s children. The filing notes that some issuer shares are held by these trusts, and that the reporting person does not serve as trustee or have investment control over certain trust-held shares.

Does Brice Carson H claim beneficial ownership of all FCNCA shares reported?

No, the filing states that Brice Carson H disclaims beneficial ownership of the reported securities. Footnotes explain that, for shares held in certain trusts and related entities, the report should not be deemed an admission of beneficial ownership for Section 16 or any other purpose.

What types of FCNCA securities are included in the reported gifts?

The reported gifts involve Class A Common and Class B Common shares of First Citizens BancShares. Each transaction entry specifies the security title, with multiple small transfers of both classes made through trusts, spouse accounts, and other indirect ownership arrangements associated with the reporting person.
First Ctzns Bancshares Inc N C

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