Every 8-K that Focus Universal Inc. (FCUV) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow FCUV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FCUV filings page.
Focus Universal Inc. (FCUV) reported that holders exercised warrants to purchase 279,330 shares of its common stock at an exercise price of $13.32 per share, originally issued in an April 2026 private placement. The cash exercise generated $3,720,675.60 in gross proceeds for the company.
The company stated it will use the net proceeds to fund continuing development of forthcoming product lines and for working capital and general corporate purposes. Following the warrant exercise and share issuance on September 8, 2026, total common shares outstanding are 982,012.
FOCUS UNIVERSAL INC. (FCUV) reported the results of its 2026 annual stockholder meeting held on August 18, 2026. Stockholders elected five directors: Desheng Wang, Irving Kau, Michael Pope, Carine Clark, and Sean Warren, each receiving between 457,948 and 878,385 votes for, with no broker non-votes.
Stockholders ratified Weinberg & Company, P.A. as independent registered public accounting firm for the year ending December 31, 2026, with 879,837 votes for and 1,642 against. They also approved the potential issuance of up to $250,000,000 of securities in one or more non-public offerings, with 871,975 votes for and 9,484 against. On a non-binding advisory basis, stockholders approved executive compensation, with 876,487 votes for, 4,005 against, and 1,000 abstentions.
Focus Universal Inc. reported that its 2026 annual meeting of stockholders was convened and immediately adjourned on June 19, 2026 because there were not enough shares represented to reach a quorum. No business was conducted at the meeting.
The annual meeting is scheduled to reconvene at 2:00 p.m. Pacific Daylight Time on August 18, 2026 at the company’s principal offices in Monterey Park, California. Stockholders of record as of April 21, 2026 remain entitled to vote, and previously submitted proxies will continue to be valid unless revoked.
Focus Universal Inc. is implementing a 4-for-1 reverse stock split of its common stock to help satisfy Nasdaq’s $1.00 minimum bid price requirement for continued listing on the Nasdaq Capital Market.
The split becomes effective at 12:01 a.m. Eastern Time on June 23, 2026, with shares trading on a split-adjusted basis that day under the same "FCUV" symbol and a new CUSIP 34417J609. Every four existing shares will be combined into one new share, and no fractional shares will be issued; instead, holders will receive cash based on the most recent closing price for any fractional entitlements.
Authorized capital remains unchanged at 1,000,000,000 common and 100,000,000 preferred shares, with the par value unaffected. As of May 13, 2026, 2,811,244 common shares were outstanding, which will become approximately 702,811 shares after the split, with ownership percentages and voting power largely unchanged apart from rounding. Outstanding options, convertible securities, and warrants will be proportionately adjusted in share count and exercise or conversion price.
Focus Universal Inc. reports that it now believes it meets Nasdaq’s minimum stockholders’ equity requirement of at least $2.5 million for continued listing under Nasdaq Listing Rule 5550(b)(1).
The company previously sold 8,236 shares of Series B Convertible Preferred Stock. Holders converted 5,216 of those shares into 665,328 shares of common stock, and the remaining preferred shares held by Great Point Capital LLC were redeemed under an April 13, 2026 agreement for $961,860 in cash.
Separately, Focus Universal closed a $4,000,000 private placement with Armistice Capital Master Fund Ltd., issuing a Pre-Funded Warrant for up to 1,117,318 common shares at a nominal exercise price of $0.00001 per share, plus Series A and Series B Common Warrants for up to 1,117,318 shares each at an exercise price of $3.33. As of this filing, the Pre-Funded Warrant has been fully exercised, further increasing common shares outstanding and contributing to the company’s equity position. The company believes it is currently in compliance with Nasdaq’s listing standards.
Focus Universal Inc., through subsidiary Lusher Holding LLC, closed the acquisition of a Class A office and commercial property in Monterey Park, California for $17,700,000. The purchase was funded with an $11,050,000 term loan from East West Bank and $5,797,151.82 in cash at closing after an earlier $525,000 deposit.
The property spans about 10.73 acres with roughly 100,743 square feet of rentable space and is 99.2% occupied by approximately 16 tenants, most under 5–8 year leases. The Los Angeles County Assessor valued the land and improvements at about $28,424,982 in 2026.
The East West Bank loan carries a 6.25% interest rate for the first three years, then floats at the Wall Street Journal Prime Rate plus 0.25%, with monthly principal and interest payments and a final balloon payment due in 2036. Focus Universal guarantees the loan, with its Chief Executive Officer as secondary guarantor.
Focus Universal Inc. completed a private placement raising approximately $4.0 million through the sale of 1,117,318 Common Units to accredited investors. Each unit was priced at $3.58 (or $3.57999 for a Pre-Funded Unit) and includes either one share of common stock or one Pre-Funded Warrant, plus two investor warrants.
Each unit also carries a Series A PIPE Common Warrant and a Series B PIPE Common Warrant, both exercisable immediately at $3.33 per share, expiring in 24 months and 60 months respectively. Pre-Funded Warrants have a nominal exercise price of $0.00001 and remain exercisable until fully exercised.
The company expects to use the net proceeds for general corporate purposes and working capital. Aegis Capital Corp. acted as exclusive placement agent, earning a 7% commission on gross proceeds. The securities were issued under Section 4(a)(2) in an unregistered private placement, with registration rights granted for resale of the underlying shares.
Focus Universal Inc. approved a 1-for-10 reverse stock split of its common stock to help satisfy Nasdaq’s $1.00 minimum bid price requirement for continued listing. The split becomes effective on February 9, 2026, when shares will begin trading on a split-adjusted basis under the same symbol, FCUV, but with a new CUSIP number 34417J 500.
As of the January 27, 2026 record date, the company had 9,865,249 common shares outstanding, which will become approximately 986,524 shares after the split, excluding effects from eliminating fractional shares. Authorized common shares remain 1,000,000,000, and all options, warrants, and convertible securities will be proportionally adjusted.
Focus Universal Inc. reports steps it believes have brought the company back into compliance with Nasdaq listing standards by boosting stockholders’ equity. After previously receiving notice that its market value of listed securities had fallen below the $35,000,000 minimum, the company was granted until the Compliance Date to regain compliance, including through alternative financial metrics.
On October 27, 2025, Focus Universal completed a private placement of 750,000 shares of Series A Preferred Stock for an aggregate $3,000,000, or $4.00 per share, led by Chairman Edward Lee. By mid-November, all Series A Preferred shares were converted into 825,000 restricted common shares, including 550,000 to the chairman. Based on these transactions, the company believes its stockholders’ equity is at least $2.5 million, satisfying Nasdaq Listing Rule 5550(b)(1), and it believes it is currently in compliance with Nasdaq’s listing standards while awaiting Nasdaq’s formal confirmation.
Focus Universal Inc. reported that all holders of its Series B Convertible Preferred Stock approved an amendment to the series’ certificate of designation. The company then filed this amendment in Nevada. The change rewrites how the conversion price and floor price of the Series B Preferred Stock are adjusted if the common stock is split, combined in a reverse split, or otherwise restructured.
The new language requires the conversion and floor prices to be recalculated as if any stock subdivision or reverse split had occurred before the volume-weighted pricing dates, helping keep the economic terms consistent through such corporate actions. The amendment also adds voluntary redemption rights, allowing holders of Series B Preferred Stock to choose redemption under the conditions described in the amended designation.
Focus Universal Inc. reported that all outstanding shares of its Series A Preferred Stock have been converted into Common Stock. The company previously sold 750,000 shares of Series A Preferred Stock in a private placement for an aggregate purchase price of $3,000,000, or $4.00 per share, to Chairman Edward Lee and other accredited investors. Each preferred share was convertible into 1.1 shares of restricted Common Stock at the option of the holder. On or about November 17, 2025, holders, including Chairman Edward Lee, elected to convert, and the company issued an aggregate 825,000 shares of restricted Common Stock, including 550,000 shares to Edward Lee. Following this transaction, there are no Series A Preferred shares outstanding.
Focus Universal (FCUV) announced the closing of $10,000,000 in preferred equity. The company completed a private placement of 750,000 shares of Series A Convertible Preferred Stock for $3,000,000 at $4.00 per share, led by Chairman Edward Lee. Each Series A share is convertible into 1.1 shares of restricted common stock, carries voting rights on an as‑converted basis, ranks senior to common in liquidation, and has no redemption rights.
The company also entered into a private placement of up to $7,000,000 (or 8,236 shares) of Series B Convertible Preferred Stock at $850.00 per share, reflecting a 15% original issuance discount. Funding is staged: $3,000,000 at closing; $1,000,000 upon filing an S‑1 and an information statement; and $3,000,000 within two business days after SEC effectiveness and Rule 14c‑2 effectiveness. Series B has no voting rights, ranks senior to common, includes conversion price protection, a 4.99% beneficial ownership cap, and six‑month participation rights up to 30% of subsequent financings. Executives and 5% holders agreed to a lock‑up through December 29, 2025.
Focus Universal, Inc. disclosed the entry into a material definitive agreement: an At the Market Sales Agreement dated September 22, 2025, with Ladenburg Thalman & Co. Inc. The filing lists legal opinion and consent from Corporate Securities Legal LLP as exhibits and includes the interactive XBRL cover page. The document is signed by CEO Desheng Wang.
Focus Universal (Nasdaq: FCUV) reported results of its June 20 2025 annual shareholders’ meeting.
The quorum covered 5.56 M shares (78% of outstanding).
- Directors: all five nominees re-elected (>98% support).
- Auditor: Weinberg & Company ratified (99% approval).
- Common stock authorization: raised from 15 M to 25 M (67% increase).
- Preferred stock: new class of 5 M shares created.
- Say-on-pay: compensation approved; investors chose annual vote.
The expanded share capital provides funding flexibility but introduces potential dilution for current holders.