FCUV insider Edward Lee discloses stock sale, purchase and conversion

Rhea-AI Filing Summary

Focus Universal Inc. (FCUV) director and 10% owner Edward Lee reported significant equity changes. On 01/13/2025, an entity he controls, the Lee-Gu Private Foundation, disposed of 360,000 shares of common stock at $5.95 per share, leaving it with 364,000 shares held indirectly. On 11/17/2025, Lee acquired 550,000 shares of common stock at $3.63 per share, bringing his directly held common stock to 1,031,830 shares after this transaction.

The filing also shows activity in Series A Convertible Preferred Stock. On 10/20/2025, Lee purchased 500,000 Series A preferred shares at a conversion price of $3.63, which were linked to 550,000 underlying common shares at $4. On 11/17/2025, those 500,000 preferred shares were reported as disposed of, with no remaining preferred position shown.

Insider Trade Summary

Net Buyer: 500,000 shares ($2,000,000)

Net Buy 4 txns

Insider Lee Edward Shihai

Role Director, 10% Owner

Bought 500,000 shs ($2.00M)

Type	Security	Shares	Price	Value
Conversion	Series A Convertible Preferred Stock	500,000	$4.00	$2.00M
Conversion	Common Stock	550,000	$3.63	$2.00M
Purchase	Series A Convertible Preferred Stock	500,000	$4.00	$2.00M
Other	Common Stock	360,000	$5.95	$2.14M

Holdings After Transaction: Series A Convertible Preferred Stock — 0 shares (Direct); Common Stock — 1,031,830 shares (Direct); Common Stock — 364,000 shares (Indirect, By the Lee-Gu Private Foundation.)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Edward Shihai

(Last) (First) (Middle)

C/O FOCUS UNIVERSAL INC.

2311 LOCUST STREET

(Street)

ONTARIO CA 91761

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FOCUS UNIVERSAL INC. [ FCUV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/13/2025	01/13/2025	J		360,000	D	$5.95	364,000	I	By the Lee-Gu Private Foundation.
Common Stock	11/17/2025		C		550,000	A	$3.63	1,031,830	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Convertible Preferred Stock	$3.63	10/20/2025		P		500,000		(1)	(1)	Common Stock	550,000	$4	500,000	D
Series A Convertible Preferred Stock	$3.63	11/17/2025		C			500,000	(1)	(1)	Common Stock	550,000	$4	0	D

Explanation of Responses:

1. Not applicable

	/s/ Edward Lee	11/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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