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Flushing Financial (NASDAQ: FFIC) Rule 144 notice lists 11,000 and 10,030-share rows

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Flushing Financial Corporation submitted a Rule 144 notice relating to planned sales of Common Stock. The excerpt lists a sale row of 11,000 shares tied to an equity grant vesting dated 10/31/2020 and a sale row of 10,030 shares tied to an employer contribution dated 02/01/2023. Broker entries include Charles Schwab & Co., Inc. and Empower with dates in May 2026.

Positive

  • None.

Negative

  • None.
Rule 144 rows 11,000 shares equity grant vesting dated 10/31/2020
Rule 144 rows 10,030 shares employer contribution dated 02/01/2023
Broker entry Charles Schwab & Co., Inc. listed with date 05/08/2026 in table
Broker entry Empower listed with date 05/07/2026 in table
Table numeric value 176,550.00 numeric field shown on same row as 11,000 shares
Table numeric value 161,000.00 numeric field shown on same row as 10,030 shares
Rule 144 regulatory
"144: Securities To Be Sold"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
equity grant vesting financial
"equity grant vesting, 401k payroll deferrals"
401k payroll deferrals financial
"equity grant vesting, 401k payroll deferrals"
Employer Contribution financial
"Employer Contribution | Flushing Financil Corporation"

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the FFIC Rule 144 filing disclose?

The filing discloses planned sales of Common Stock under Rule 144. It includes rows showing 11,000 shares (equity grant vesting, 10/31/2020) and 10,030 shares (employer contribution, 02/01/2023). Broker entries are listed.

Which brokers are named in the FFIC excerpt?

The excerpt names Charles Schwab & Co., Inc. and Empower with address fragments and dates in May 2026 (05/07/2026 and 05/08/2026 respectively). These appear in the broker/contact fields of the table.

Are transaction proceeds or prices provided in the FFIC excerpt?

No explicit sale prices or proceeds uses are stated in the excerpt. The table lists numeric values but does not label a sale price or aggregate proceeds; the excerpt only shows share counts and associated dates.

Do the listed share rows represent total shares being sold?

The filing shows individual rows of 11,000 and 10,030 shares tied to specific grant or contribution dates. The excerpt does not state an aggregate total or confirm that these are the final amounts to be sold.