Flushing Financial SEVP shifts 17,812 401(k) shares

Flushing Financial Corp senior executive vice president Maria A. Grasso reported a discretionary intraplan transfer involving 17,812 shares of common stock held in the Flushing Bank 401(k) Savings Plan at $15.64 per share under Rule 16b-3(f).

Rhea-AI Filing Summary

Flushing Financial Corp senior executive vice president Maria A. Grasso reported a discretionary intraplan transfer involving 17,812 shares of common stock held in the Flushing Bank 401(k) Savings Plan at $15.64 per share under Rule 16b-3(f). This transfer reduced that 401(k) plan position to zero, reflecting only a change in how shares are allocated within the plan rather than an open-market buy or sell. After the reported positions, she is shown with 94,218 shares held directly and 655 shares held indirectly through a spouse.

Insider Trade Summary

Discretionary: 17,812 shares

Discretionary 3 txns

Insider Grasso Maria A

Role SEVP

Type	Security	Shares	Price	Value
Discretionary	Common Stock	17,812	$15.64	$279K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Indirect, 401(k)); Common Stock — 94,218 shares (Direct); Common Stock — 655 shares (Indirect, Sposue)

Footnotes (1)

1. F1. Flushing Bank 401(k) Savings Plan intraplan transfer.

Key Figures

401(k) intraplan transfer shares: 17,812 shares Reported transaction price: $15.64 per share Direct holdings after transaction: 94,218 shares +2 more

5 metrics

401(k) intraplan transfer shares 17,812 shares Discretionary transaction under Rule 16b-3(f)

Reported transaction price $15.64 per share Value used for 17,812-share 401(k) transfer

Direct holdings after transaction 94,218 shares Common stock held directly by Maria A. Grasso

Indirect spousal holdings 655 shares Common stock held indirectly through spouse

401(k) plan position after transfer 0 shares Common stock in Flushing Bank 401(k) line item

Key Terms

Discretionary transaction under Rule 16b-3(f), Flushing Bank 401(k) Savings Plan, indirect ownership, Common Stock

4 terms

Discretionary transaction under Rule 16b-3(f) financial

"transaction code description: Discretionary transaction under Rule 16b-3(f)"

Flushing Bank 401(k) Savings Plan financial

"Flushing Bank 401(k) Savings Plan intraplan transfer."

indirect ownership financial

"ownership_type: indirect; nature_of_ownership: 401(k)"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did FFIC executive Maria A. Grasso report?

Maria A. Grasso reported a discretionary intraplan transfer of 17,812 shares of Flushing Financial common stock within the Flushing Bank 401(k) Savings Plan. The transaction was coded under Rule 16b-3(f), indicating a plan-related allocation change rather than an open-market trade.

Was the FFIC Form 4 transaction a stock purchase or sale?

The Form 4 describes a discretionary intraplan transfer in a 401(k) plan, not an open-market purchase or sale. The 17,812 shares moved under Rule 16b-3(f), which typically covers plan-related reallocations rather than traditional buy or sell trades.

How many FFIC shares were involved in the 401(k) transfer?

The filing shows 17,812 shares of Flushing Financial common stock were subject to a discretionary intraplan transfer. These shares were valued at $15.64 per share for reporting purposes, and the transfer brought the 401(k) plan position in this line item down to zero shares.

What are Maria A. Grasso’s reported FFIC share holdings after the filing?

After the reported transactions, Maria A. Grasso is shown with 94,218 Flushing Financial common shares held directly. She also has 655 shares reported as indirectly owned through a spouse, separate from the 401(k) position that was reduced to zero by the intraplan transfer.

What does a Rule 16b-3(f) discretionary transaction mean for FFIC stock?

A Rule 16b-3(f) discretionary transaction typically reflects changes within a benefit or retirement plan, like reallocating investments. For Flushing Financial, this means the 17,812-share move in the 401(k) plan is an internal plan adjustment, not a conventional market buy or sell order.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 05:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Grasso Maria A

(Last) (First) (Middle)

220 RXR PLAZA

(Street)

UNIONDALE NEW YORK 11556

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FLUSHING FINANCIAL CORP [ FFIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/04/2026		I		17,812(1)	D	$15.64	0	I	401(k)
Common Stock								94,218	D
Common Stock								655	I	Sposue

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Flushing Bank 401(k) Savings Plan intraplan transfer.

	Signed by Russell A. Fleishman under POA by Maria a. Grasso	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)