Figure Technology Solutions (FIGR) withholds shares for RSU tax payment

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. Chief Capital Officer David Todd Stevens reported a tax-related share withholding tied to restricted stock units. The issuer withheld 21,795 shares of Class A Common Stock at a value of $38.97 per share to satisfy tax liabilities on vesting, which is explicitly described as not a market sale. Following this withholding, Stevens directly owns 414,294 shares.

Insights

Insider transactions analyst

Routine tax withholding, not an open-market sale.

The transaction shows Figure Technology Solutions Chief Capital Officer David Todd Stevens having 21,795 shares withheld to cover taxes on vesting restricted stock units. The filing labels this as a tax-withholding disposition at $38.97 per share, not a market trade.

After the withholding, Stevens holds 414,294 shares of Class A Common Stock directly. Because this is a compensation-driven, non-market event without buying or selling decisions, it usually carries limited informational value about the insider’s view of FIGR shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Stevens David Todd

Role Chief Capital Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock	21,795	$38.97	$849K

Holdings After Transaction: Class A Common Stock — 414,294 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares withheld for taxes: 21,795 shares Per-share value for withholding: $38.97 per share Shares held after transaction: 414,294 shares +1 more

4 metrics

Shares withheld for taxes 21,795 shares Class A Common Stock withheld to satisfy tax liability on RSU vesting

Per-share value for withholding $38.97 per share Value used for tax-withholding disposition

Shares held after transaction 414,294 shares Direct Class A Common Stock ownership by David Todd Stevens after withholding

Transaction code F Payment of tax liability by delivering securities, not an open-market sale

Key Terms

restricted stock units, tax-withholding disposition, Class A Common Stock, Form 4

4 terms

restricted stock units financial

"satisfy tax liability on vesting of restricted stock units. Not a market sale."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stevens David Todd

(Last) (First) (Middle)

C/O FIGURE TECHNOLOGY SOLUTIONS, INC.

100 WEST LIBERTY STREET, SUITE 600

(Street)

RENO NEVADA 89501

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Capital Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/11/2026		F(1)		21,795	D	$38.97	414,294	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

	/s/ Ronald Chillemi, Attorney-in-Fact	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FIGR executive David Todd Stevens report?

David Todd Stevens reported a tax-withholding disposition of 21,795 Class A Common shares. These shares were withheld by Figure Technology Solutions to cover tax liabilities on vesting restricted stock units and were not sold in the open market, according to the filing footnote.

Was the FIGR insider transaction a market sale of shares?

No, the filing states the transaction was not a market sale. Shares were withheld by Figure Technology Solutions to satisfy tax liabilities from restricted stock unit vesting, meaning there was no open-market selling decision by Chief Capital Officer David Todd Stevens in this specific event.

How many FIGR shares were withheld for taxes and at what value?

The company withheld 21,795 shares of Figure Technology Solutions Class A Common Stock. The filing reports a value of $38.97 per share for this tax-withholding disposition, reflecting the amount used to cover the executive’s tax liability when restricted stock units vested.

How many FIGR shares does David Todd Stevens hold after this transaction?

After the tax-withholding transaction, David Todd Stevens directly holds 414,294 shares of Class A Common Stock. This post-transaction holding figure comes from the Form 4 and shows his remaining equity position following the restricted stock unit vesting-related share withholding.

What does transaction code F mean in the FIGR Form 4 filing?

In this FIGR Form 4, transaction code F represents payment of tax liability by delivering securities. The filing clarifies that 21,795 shares were withheld to satisfy taxes on restricted stock unit vesting, and it specifically notes that this event is not a market sale of shares.