Fiserv (FI) chief legal officer uses stock to cover RSU taxes

Rhea-AI Filing Summary

Fiserv Inc. executive Adam L. Rosman disposed of shares to cover taxes on vested stock units. On February 21, 2026, he surrendered 1,455 shares of common stock at $61.47 per share, followed by 2,202 shares on February 22, 2026, also at $61.47 per share.

According to the footnote, both transactions reflect payment of tax liabilities by withholding shares when restricted stock units vested, rather than open-market sales. After these tax-withholding dispositions, Rosman directly owned 126,574 Fiserv common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosman Adam L.

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WI 53203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Admin. and Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/21/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/21/2026		F		1,455(1)	D	$61.47	128,776	D
Common Stock	02/22/2026		F		2,202(1)	D	$61.47	126,574	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	02/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Fiserv (FI) executive Adam Rosman report in this Form 4?

Adam Rosman reported disposing of Fiserv shares to cover tax liabilities from restricted stock unit vesting. The transactions involved withholding shares rather than open-market selling, and his direct ownership remained above 120,000 common shares after these events.

How many Fiserv (FI) shares were used for Adam Rosman’s tax withholding?

Rosman used 1,455 Fiserv common shares on February 21, 2026 and 2,202 shares on February 22, 2026. These shares were withheld to satisfy tax liabilities triggered by the vesting of restricted stock units, not sold in open-market transactions.

At what price were Adam Rosman’s Fiserv (FI) tax-withholding shares valued?

Both tax-withholding dispositions were valued at $61.47 per Fiserv common share. This price applied to 1,455 shares on February 21, 2026 and 2,202 shares on February 22, 2026, reflecting the fair value used for satisfying the related tax obligations.

How many Fiserv (FI) shares does Adam Rosman own after these transactions?

Following the February 2026 tax-withholding dispositions, Adam Rosman directly owned 126,574 Fiserv common shares. This figure reflects his remaining stake after shares were withheld to cover tax liabilities associated with the vesting of restricted stock units.

Were Adam Rosman’s Fiserv (FI) Form 4 transactions open-market sales?

No. The Form 4 states these were tax-withholding dispositions, coded “F,” where shares were withheld to pay tax liabilities from restricted stock unit vesting. The footnote confirms they were not discretionary open-market sales of Fiserv common stock.

What does transaction code “F” mean in Adam Rosman’s Fiserv (FI) Form 4?

Transaction code “F” indicates payment of exercise price or tax liability by delivering securities. In Rosman’s case, Fiserv shares were withheld when restricted stock units vested, covering his tax obligations instead of using cash or selling shares on the open market.