FIGURE TECHNOLOGY SOLUTIO SEC Filings

Figure Technology Solutions, Inc. (FIGR) reported insider share sales by its Chief Executive Officer and director on 11/18/2025. The reporting person sold a total of 908,000 shares of Class A common stock in multiple open-market transactions at weighted average prices of $38.4181, $39.2655, $39.9712, and $41.117, with individual trades occurring within specified price ranges for each block. After these sales, the insider continued to beneficially own 3,921,366 Class A shares. A portion of the shares sold was used to satisfy the insider’s tax liability arising from the vesting of restricted stock units.

Figure Technology Solutions, Inc. (FIGR) filed an amended Form 4 to correct a prior insider ownership report for its Chief Executive Officer, who is also a director. The earlier filing dated September 16, 2025 mistakenly reported a transaction involving shares withheld by the company that did not actually occur.

As of September 12, 2025, the reporting person beneficially owned 4,829,366 shares of Class A Common Stock, held directly. This amendment clarifies the CEO’s true ownership position without recording any new acquisition or disposition of FIGR shares.

Figure Technology Solutions, Inc. furnished an 8-K announcing its financial results for the quarter ended September 30, 2025. The results were disclosed via a press release attached as Exhibit 99.1 and dated November 13, 2025.

The company stated the information in this report, including Exhibit 99.1, is being furnished and is not deemed filed under Section 18 of the Exchange Act. The Class A common stock trades on Nasdaq under the symbol FIGR.

Figure Technology Solutions, Inc. (FIGR) reported strong Q3 performance. Net revenue for the quarter reached $156.4 million, up from $101.0 million a year ago, driven by higher ecosystem and technology fees of $35.7 million, origination fees of $21.4 million, and a $63.6 million gain on loan sales. Operating income rose to $52.7 million from $26.1 million, and net income increased to $89.6 million from $27.3 million. Diluted EPS was $0.34.

The balance sheet strengthened with cash and cash equivalents of $1,097.1 million and total assets of $2,156.8 million as of September 30, 2025. Stockholders’ equity increased to $1,176.6 million, reflecting the initial public offering, which provided $663.4 million in net proceeds and the conversion of preferred stock to common. For the nine months, net revenue was $346.9 million versus $257.0 million, with net income of $118.7 million versus $11.7 million.

As of November 10, 2025, the company had 176,100,512 Class A and 37,893,047 Class B shares outstanding.

Figure Technology Solutions, Inc. (FIGR) filed a Form S-8 reoffer prospectus registering 7,356,705 shares of Class A common stock for potential resale by certain current and former directors, officers, employees, and consultants who acquired equity under the company’s 2018 and 2024 Equity Incentive Plans. The company states it will not receive any proceeds from sales by the selling stockholders.

The resale amount is subject to Rule 144(e) limits for any three‑month period. Examples include Michael Cagney 5,372,312 and Michael Tannenbaum 1,622,674. Shares outstanding were 176,100,512 as of October 31, 2025; this is a baseline figure, not the amount being offered. FIGR is listed on Nasdaq; on November 5, 2025, the last sale price was $38.69 per share. The plan of distribution permits sales via exchanges, negotiated transactions, or through underwriters, with selling stockholders bearing sales commissions.

Jaitly Sachin Chand, a director of Figure Technology Solutions, Inc. (FIGR), reported multiple acquisitions of the issuer's securities on Form 4. On 08/29/2025 he acquired 16,189 and 2,700 shares of Class A common stock indirectly through Tessera Venture Capital Fund I, LP and Tessera Venture Capital Fund II, LP, respectively, in exchange for securities of a predecessor entity. On 09/12/2025 he reported additional acquisitions: 169,553 and 28,271 shares of Class A common stock via the same funds, and related derivative-to-common conversions showing Series B, C and D preferred stock converting into a total of 197,824 Class A shares. The filings state these holdings are indirect through Tessera entities and note automatic conversion of preferred into Class A at IPO.

Figure Technology Solutions, Inc. (FIGR) reporting person Adam Boyden, a director, disclosed transactions tied to the issuer's initial public offering. Preferred shares automatically converted into Class A common stock on 09/12/2025, producing 6,499,459 newly acquired Class A shares reported as acquired. The filing also reports a sale of 468,860 Class A shares on 09/12/2025 at $25.00 per share. After these transactions the reporting person is shown as beneficially owning 7,120,018 Class A shares (indirectly) and holds no derivative securities exercisable into additional shares. Disclosures indicate holdings are held through several venture partnership entities for which the reporting person is a managing member.

Figure Technology Solutions insider award: Director Lesley Goldwasser was granted 9,514 restricted stock units (RSUs) on 09/12/2025, each representing the contingent right to one share of Class A Common Stock. The RSUs were issued at $0 and vest in full on September 10, 2026. Following the reported transaction, Goldwasser beneficially owns 9,514 shares directly. The Form 4 was executed by attorney-in-fact Ronald Chillemi and filed on 09/16/2025.