STOCK TITAN

Fund tied to Figure (NYSE: FIGR) director lists 1,542,871 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. director Daniel Wayne Morehead filed an amended insider statement reporting indirect holdings of Class A common stock. The filing shows 1,542,871 shares held indirectly through Pantera BlockChain Venture Fund LP, an investment fund with which he is affiliated.

According to the disclosure, the shares are owned by Pantera BlockChain Venture Fund LP, and Morehead may be deemed to share beneficial ownership because of his roles at related Pantera entities. The amendment reflects ownership reporting rather than a new stock purchase or sale.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Morehead Daniel Wayne

(Last) (First) (Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600

(Street)
RENO NV 89501

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/10/2025
3. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
09/10/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 1,542,871 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Securities held by Pantera BlockChain Venture Fund LP. The Reporting Person is the Founder, Managing Partner and control person of Pantera Capital Partners LP, which is the investment manager of Pantera Blockchain Venture GP LLC, which is the general partner of Pantera BlockChain Venture Fund LP. As a result, the Reporting Person may be deemed to share beneficial ownership of the securities held by Pantera BlockChain Venture Fund LP.
/s/ Ronald Chillemi, Attorney-in-Fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the FIGR Form 3/A filing by Daniel Wayne Morehead report?

The Form 3/A reports indirect beneficial ownership of Figure Technology Solutions Class A common stock. It shows 1,542,871 shares held through Pantera BlockChain Venture Fund LP, reflecting an updated disclosure of existing holdings rather than a new transaction.

How many Figure Technology Solutions (FIGR) shares are reported in this Form 3/A?

The amended filing shows 1,542,871 shares of Figure Technology Solutions Class A common stock. These shares are reported as indirectly owned through Pantera BlockChain Venture Fund LP, rather than held directly by director Daniel Wayne Morehead personally.

Are the FIGR shares in the Form 3/A held directly by Daniel Wayne Morehead?

No, the shares are held by Pantera BlockChain Venture Fund LP. The filing states Morehead is a control person of related Pantera entities, so he may be deemed to share beneficial ownership, but the securities reside in the investment fund.

What role does Pantera BlockChain Venture Fund LP play in the FIGR holding disclosure?

Pantera BlockChain Venture Fund LP is the record holder of the 1,542,871 FIGR shares. Morehead’s affiliation comes through Pantera Capital Partners LP and Pantera Blockchain Venture GP LLC, which manage and act as general partner to the fund, linking him to the reported stake.

Does this FIGR Form 3/A indicate a recent insider buy or sell transaction?

The Form 3/A does not specify a buy or sell transaction. It characterizes the entry as a holding with an unknown transaction code, suggesting the focus is on reporting indirect ownership levels rather than documenting a new trade.

What is Daniel Wayne Morehead’s position at Figure Technology Solutions (FIGR)?

Daniel Wayne Morehead is disclosed as a director of Figure Technology Solutions, Inc. The Form 3/A links his board role with indirect beneficial ownership of 1,542,871 Class A common shares held through Pantera BlockChain Venture Fund LP.
FIGURE TECHNOLOGY SOLUTIO

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