Figure Technology: 29,088 shares withheld for taxes

Class B shares are convertible one-for-one into Class A shares, with automatic conversion upon transfers except certain permitted transfers.

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) director and 10% owner June Ou reported that 29,088 Class B shares held indirectly by a spouse were withheld by the issuer on October 10, 2026, to satisfy tax liability on vesting of restricted stock units; the footnote states this was not a market sale. The reported price was $28.54 per share, and the resulting indirect Class B position was 4,483,789 shares. A separate holding entry lists 31,521,107 Class B shares held by a Family Trust.

Insider Trade Summary

Tax Withholding: 29,088 shares

Tax Withholding 2 txns

Insider Ou June

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Tax Withholding	Class B Common Stock F1, F2	29,088	$28.54	$830K
holding	Class B Common Stock F1	--	--	--

Holdings After Transaction: Class B Common Stock — 4,483,789 contracts (Indirect, By Spouse); Class B Common Stock — 31,521,107 contracts (Indirect, By Family Trust)

Footnotes (2)

1. F1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
2. F2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

Key Figures

Shares withheld for tax liability: 29,088 Class B shares Reported price per share: $28.54 per share Resulting indirect position: 4,483,789 Class B shares +1 more

4 metrics

Shares withheld for tax liability 29,088 Class B shares On October 10, 2026, for tax liability on vesting of restricted stock units

Reported price per share $28.54 per share Reported for the October 10, 2026 withholding

Resulting indirect position 4,483,789 Class B shares Held indirectly by spouse following the reported transaction

Family Trust holding 31,521,107 Class B shares Separate indirect holding entry dated October 10, 2026

Key Terms

restricted stock units, reportable pecuniary interest, permitted transfers

3 terms

restricted stock units financial

"tax liability on vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

reportable pecuniary interest financial

"does not have a reportable pecuniary interest in those shares"

permitted transfers technical

"except for certain permitted transfers"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FIGR shares were withheld for tax liability?

The issuer withheld 29,088 Class B shares held indirectly by June Ou's spouse on October 10, 2026, to satisfy tax liability on vesting of restricted stock units; the reported price was $28.54 per share, and the footnote says it was not a market sale.

What does the FIGR Family Trust holding entry show?

A separate holding entry lists 31,521,107 Class B shares held by a Family Trust. Each outstanding Class B share is convertible at any time at the holder's option into one Class A share. Class B shares also convert automatically upon any transfer, whether or not for value, except for certain permitted transfers.

Does June Ou control the previously reported children's trusts?

June Ou states that the reporting person does not have or share investment or voting control of the previously reported children's trusts and therefore does not have a reportable pecuniary interest in those shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/14/2026 - 04:30 PM EDT Accepted by SEC EDGAR 10/14/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ou June

(Last) (First) (Middle)

C/O FIGURE TECHNOLOGY SOLUTIONS, INC.

100 WEST LIBERTY STREET, SUITE 600

(Street)

RENO NEVADA 89501

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(1)	10/10/2026		F(2)			29,088	(1)	(1)	Class A Common Stock	29,088	$28.54	4,483,789	I	By Spouse
Class B Common Stock	(1)							(1)	(1)	Class A Common Stock	31,521,107		31,521,107	I	By Family Trust

Explanation of Responses:

1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.

2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

Remarks:

The reporting person does not have or share investment or voting control of the previously reported children's trusts. As a result, the reporting person does not have a reportable pecuniary interest in those shares for Section 16 reporting purposes.

	/s/ Macrina Kgil, Attorney-in-Fact	10/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)