Figure Technology (NYSE: FIGR) CCO sells 49,708 shares after option exercise

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Figure Technology Solutions Chief Capital Officer David Todd Stevens exercised stock options and sold shares in a planned transaction. On March 19, 2026, he exercised options to acquire 38,281 shares of Class A Common Stock at an exercise price of $4.82 per share.

That same day he sold a total of 49,708 shares of Class A Common Stock in open-market transactions, including 19,998 shares at a weighted average price of $31.4548, 24,630 shares at $32.2824, and 5,080 shares at $33.0043. The sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on December 10, 2025, and he held 436,089 shares directly after these transactions.

Insider Trade Summary 10b5-1

Net Seller: 49,708 shares ($1,591,810)

Net Sell 5 txns

Insider Stevens David Todd

Role Chief Capital Officer

Sold 49,708 shs ($1.59M)

Type	Security	Shares	Price	Value
Exercise	Stock Option	38,281	$0.00	--
Exercise	Class A Common Stock	38,281	$4.82	$185K
Sale	Class A Common Stock	19,998	$31.4548	$629K
Sale	Class A Common Stock	24,630	$32.2824	$795K
Sale	Class A Common Stock	5,080	$33.0043	$168K

Holdings After Transaction: Stock Option — 574,219 shares (Direct); Class A Common Stock — 485,797 shares (Direct)

Footnotes (1)

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.89 to $31.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.89 to $32.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.89 to $33.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vests with respect to one quarter of the underlying shares on November 11, 2025, and with respect to the remaining shares in 36 monthly installments thereafter.

Form 4 Insider Transactions: What Each Field Means →

03/23/2026 - 04:49 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stevens David Todd

(Last)

(First)

(Middle)

C/O FIGURE TECHNOLOGY SOLUTIONS, INC.

100 WEST LIBERTY STREET, SUITE 600

(Street)

RENO

NEVADA

89501

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Capital Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	03/19/2026		M		38,281	A	$4.82	485,797	D
Class A Common Stock	03/19/2026		S⁽¹⁾		19,998	D	$31.4548⁽²⁾	465,799	D
Class A Common Stock	03/19/2026		S⁽¹⁾		24,630	D	$32.2824⁽³⁾	441,169	D
Class A Common Stock	03/19/2026		S⁽¹⁾		5,080	D	$33.0043⁽⁴⁾	436,089	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option	$4.82	03/19/2026		M			38,281	⁽⁵⁾	11/11/2034	Class A Common Stock	38,281	$0	574,219	D

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.89 to $31.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.89 to $32.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.89 to $33.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. The option vests with respect to one quarter of the underlying shares on November 11, 2025, and with respect to the remaining shares in 36 monthly installments thereafter.

	/s/ Ronald Chillemi, Attorney-in-Fact	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did FIGR Chief Capital Officer David Todd Stevens report on this Form 4?

David Todd Stevens reported an option exercise and related share sales. He exercised 38,281 stock options at $4.82 and sold 49,708 Class A shares in open-market trades, all under a pre-arranged Rule 10b5-1 trading plan adopted in December 2025.

How many Figure Technology (FIGR) options did David Todd Stevens exercise?

He exercised stock options covering 38,281 shares of Class A Common Stock. The exercise price was $4.82 per share, converting the derivative position into common shares as part of his compensation. This option grant vests over time, with initial vesting beginning November 11, 2025.

How many FIGR shares did David Todd Stevens sell and at what prices?

He sold a total of 49,708 Class A shares in three weighted-average price blocks. These included 19,998 shares at $31.4548, 24,630 shares at $32.2824, and 5,080 shares at $33.0043, all executed in multiple open-market transactions on March 19, 2026.

Was David Todd Stevens’ FIGR stock sale made under a Rule 10b5-1 plan?

Yes. The filing states the sales were executed pursuant to a Rule 10b5-1 trading plan. That plan was adopted on December 10, 2025, indicating the transactions were pre-scheduled rather than timed in response to short-term market or company developments.

How many Figure Technology (FIGR) shares does David Todd Stevens hold after the transactions?

After the March 19, 2026 transactions, he directly owned 436,089 shares of Class A Common Stock. This reflects his position following the option exercise of 38,281 shares and the open-market sale of 49,708 shares reported in this Form 4 filing.

What is David Todd Stevens’ role at Figure Technology Solutions (FIGR)?

He is identified as the Chief Capital Officer of Figure Technology Solutions, Inc. This officer role is noted in the Form 4 reporting his option exercise and subsequent sales of Class A Common Stock made under a Rule 10b5-1 trading plan.