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[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) Form 4 shows multiple related DCM reporting persons reporting transactions dated 09/12/2025 and signed 09/16/2025. Immediately prior to the issuer's IPO, each share of preferred stock automatically converted into one share of Class A Common Stock. The filing reports two non-derivative acquisitions of Class A Common Stock: 15,022,618 shares (resulting in 16,456,952 shares beneficially owned) and 183,763 shares (resulting in 201,309 shares beneficially owned). The filing also reports conversion of multiple series of preferred stock into Class A Common Stock totaling 15,206,381 underlying shares held indirectly by Figure Investments, LLC and DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4 mostra molte persone di riferimento DCM che riportano transazioni datate 09/12/2025 e firmate 09/16/2025. Poco prima dell'IPO dell’emittente, ogni azione preferenziale è automaticamente convertita in un'azione ordinaria di Classe A. La comunicazione riporta due acquisizioni non derivate di Class A Common Stock: 15,022,618 azioni (che comportano 16,456,952 azioni possedute beneficiariamente) e 183,763 azioni (che comportano 201,309 azioni possedute beneficiariamente). La comunicazione riporta anche la conversione di multiple serie di azioni privilegiate in Class A Common Stock per un totale di 15,206,381 azioni sottostanti detenute indirettamente da Figure Investments, LLC e DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4 muestra a varias personas reportadas de DCM que registran transacciones con fecha 09/12/2025 y firmadas el 09/16/2025. Justo antes de la OPI del emisor, cada acción preferente se convirtió automáticamente en una acción ordinaria de Clase A. El archivo informa dos adquisiciones de Class A Common Stock no derivados: 15,022,618 acciones (convirtiéndose en 16,456,952 acciones beneficiosamente poseídas) y 183,763 acciones (convirtiéndose en 201,309 acciones beneficiosamente poseídas). El archivo también reporta la conversión de varias series de acciones preferentes en Class A Common Stock por un total de 15,206,381 acciones subyacentes poseídas indirectamente por Figure Investments, LLC y DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4는 DCM 보고 대상자들과 관련된 다수의 거래자가 2025/09/12에 보고하고 2025/09/16에 서명된 거래를 보여줍니다. 발행사의 IPO 직전에 각 우선주 주식이 자동으로 Class A 보통주 1주로 전환되었습니다. 파일에는 비파생적(Class A 보통주)에 해당하는 두 건의 취득이 보고됩니다: 15,022,618주(결과적으로 16,456,952주 보유 이익 주주)와 183,763주(결과적으로 201,309주 보유 이익 주주). 또한 Figure Investments, LLC와 DCM Opportunity Fund III, L.P.가 간접적으로 보유한 15,206,381주를 합산한 다수의 우선주 시리즈가 Class A 보통주로 전환된 사실도 보고합니다.

Figure Technology Solutions, Inc. (FIGR) Le formulaire 4 montre plusieurs personnes de DCM rendant compte de transactions datées du 09/12/2025 et signées le 16/09/2025. Juste avant l’IPO de l’émetteur, chaque action privilégiée a été automatiquement convertie en une action ordinaire de Classe A. Le dépôt indique deux acquisitions de Classe A Common Stock non dérivées : 15 022 618 actions (portant le total à 16 456 952 actions détenues bénéficiairement) et 183 763 actions (portant le total à 201 309 actions détenues bénéficiairement). Le dépôt rapporte également la conversion de plusieurs séries d’actions privilégiées en Classe A Common Stock pour un total de 15 206 381 actions sous-jacentes détenues indirectement par Figure Investments, LLC et DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4 zeigt mehrere mit dem DCM verbundenen Berichts-Personen, die Transaktionen mit dem Datum 09/12/2025 und unterschriebenem Datum 09/16/2025 melden. Kurz vor dem IPO des Emittenten wurde jede Vorzugsaktie automatisch in eine Class A Stammaktie umgewandelt. Die Einreichung meldet zwei nicht derivative Zukäufe von Class A Common Stock: 15.022.618 Aktien (was zu 16.456.952 berechtigterweise gehaltenen Aktien führt) und 183.763 Aktien (was zu 201.309 berechtigterweise gehaltenen Aktien führt). Die Einreichung meldet auch die Umwandlung mehrerer Serie von Vorzugsaktien in Class A Common Stock mit insgesamt 15.206.381 zugrunde liegenden Aktien, die indirekt von Figure Investments, LLC und DCM Opportunity Fund III, L.P. gehalten werden.

Figure Technology Solutions, Inc. (FIGR) يبيّن النموذج 4 عدّة أشخاص تقريريين في DCM يذكرون معاملات بتاريخ 09/12/2025 وموقّعة في 09/16/2025. قبل الاكتتاب العام للشركة، تحوّلت كل أسهم التفضيل تلقائيًا إلى سهم عادي من فئة A. يُبلغ التقرير عن عمليّتي اكتساب من نوع غير مشتق من أسهم Class A Common Stock: 15,022,618 سهمًا (مما يؤدي إلى امتلاك مفيد لـ 16,456,952 سهمًا) و 183,763 سهمًا (مما يؤدي إلى امتلاك مفيد لـ 201,309 سهمًا). كما يُبلغ التقرير عن تحويل عدة سلاسل من الأسهم التفضيلية إلى Class A Common Stock بمُجمّع 15,206,381 سهمًا أساسيًا تمتلكها بشكل غير مباشر Figure Investments, LLC و DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) 的 Form 4 显示与 DCM 相关的多名报道人报告了日期为 2025/09/12 且签署日为 2025/09/16 的交易。在发行人首次公开发行前，每股优先股自动换成一股 A 类普通股。该备案报告两笔非衍生的 A 类普通股收购：15,022,618 股（最终持有受益股数为 16,456,952 股）和 183,763 股（最终持有受益股数为 201,309 股）。备案还报告将多系列优先股转换为 A 类普通股，总计 15,206,381 股基础股，通过 Figure Investments, LLC 和 DCM Opportunity Fund III, L.P. 间接持有。

Positive
  • Automatic conversion of preferred shares into Class A Common Stock is explicitly disclosed, clarifying post-IPO capital structure.
  • Detailed share counts are provided: 15,022,618 and 183,763 Class A shares acquired on 09/12/2025, with resulting beneficial ownership figures.
  • Breakdown of converted preferred series into Class A equivalents is itemized (Series Seed, A, B, C, D) with underlying share amounts.
Negative
  • None.

Insights

TL;DR: Related DCM entities converted preferred stock to Class A shares at IPO, consolidating substantial indirect ownership.

The filing documents a routine post-IPO conversion where each preferred share automatically became one Class A common share. Multiple DCM-related entities report indirect beneficial ownership through Figure Investments, LLC and DCM Opportunity Fund III, L.P. The transactions are recorded as acquisitions on 09/12/2025 and signed on 09/16/2025 by an attorney-in-fact. This is a governance disclosure of ownership structure and does not state any sales or open-market trades.

TL;DR: Large block conversions increased Class A share holdings reported by DCM entities but no cash transactions or option exercises are reported.

The Form 4 lists non-derivative acquisitions and the conversion of Series Seed, A, B, C and D preferred shares into Class A common stock with explicit share counts for each converted series and resulting beneficial ownership figures. All ownership is reported as indirect (I) through specified entities. The filing provides clear counts and legal relationships but contains no price-per-share cash purchases or sales to assess valuation impact.

Figure Technology Solutions, Inc. (FIGR) Form 4 mostra molte persone di riferimento DCM che riportano transazioni datate 09/12/2025 e firmate 09/16/2025. Poco prima dell'IPO dell’emittente, ogni azione preferenziale è automaticamente convertita in un'azione ordinaria di Classe A. La comunicazione riporta due acquisizioni non derivate di Class A Common Stock: 15,022,618 azioni (che comportano 16,456,952 azioni possedute beneficiariamente) e 183,763 azioni (che comportano 201,309 azioni possedute beneficiariamente). La comunicazione riporta anche la conversione di multiple serie di azioni privilegiate in Class A Common Stock per un totale di 15,206,381 azioni sottostanti detenute indirettamente da Figure Investments, LLC e DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4 muestra a varias personas reportadas de DCM que registran transacciones con fecha 09/12/2025 y firmadas el 09/16/2025. Justo antes de la OPI del emisor, cada acción preferente se convirtió automáticamente en una acción ordinaria de Clase A. El archivo informa dos adquisiciones de Class A Common Stock no derivados: 15,022,618 acciones (convirtiéndose en 16,456,952 acciones beneficiosamente poseídas) y 183,763 acciones (convirtiéndose en 201,309 acciones beneficiosamente poseídas). El archivo también reporta la conversión de varias series de acciones preferentes en Class A Common Stock por un total de 15,206,381 acciones subyacentes poseídas indirectamente por Figure Investments, LLC y DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4는 DCM 보고 대상자들과 관련된 다수의 거래자가 2025/09/12에 보고하고 2025/09/16에 서명된 거래를 보여줍니다. 발행사의 IPO 직전에 각 우선주 주식이 자동으로 Class A 보통주 1주로 전환되었습니다. 파일에는 비파생적(Class A 보통주)에 해당하는 두 건의 취득이 보고됩니다: 15,022,618주(결과적으로 16,456,952주 보유 이익 주주)와 183,763주(결과적으로 201,309주 보유 이익 주주). 또한 Figure Investments, LLC와 DCM Opportunity Fund III, L.P.가 간접적으로 보유한 15,206,381주를 합산한 다수의 우선주 시리즈가 Class A 보통주로 전환된 사실도 보고합니다.

Figure Technology Solutions, Inc. (FIGR) Le formulaire 4 montre plusieurs personnes de DCM rendant compte de transactions datées du 09/12/2025 et signées le 16/09/2025. Juste avant l’IPO de l’émetteur, chaque action privilégiée a été automatiquement convertie en une action ordinaire de Classe A. Le dépôt indique deux acquisitions de Classe A Common Stock non dérivées : 15 022 618 actions (portant le total à 16 456 952 actions détenues bénéficiairement) et 183 763 actions (portant le total à 201 309 actions détenues bénéficiairement). Le dépôt rapporte également la conversion de plusieurs séries d’actions privilégiées en Classe A Common Stock pour un total de 15 206 381 actions sous-jacentes détenues indirectement par Figure Investments, LLC et DCM Opportunity Fund III, L.P.

Figure Technology Solutions, Inc. (FIGR) Form 4 zeigt mehrere mit dem DCM verbundenen Berichts-Personen, die Transaktionen mit dem Datum 09/12/2025 und unterschriebenem Datum 09/16/2025 melden. Kurz vor dem IPO des Emittenten wurde jede Vorzugsaktie automatisch in eine Class A Stammaktie umgewandelt. Die Einreichung meldet zwei nicht derivative Zukäufe von Class A Common Stock: 15.022.618 Aktien (was zu 16.456.952 berechtigterweise gehaltenen Aktien führt) und 183.763 Aktien (was zu 201.309 berechtigterweise gehaltenen Aktien führt). Die Einreichung meldet auch die Umwandlung mehrerer Serie von Vorzugsaktien in Class A Common Stock mit insgesamt 15.206.381 zugrunde liegenden Aktien, die indirekt von Figure Investments, LLC und DCM Opportunity Fund III, L.P. gehalten werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DCM International VIII, Ltd.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/12/2025 C 15,022,618 A (1) 16,456,952 I By Figure Investments, LLC(2)
Class A Common Stock 09/12/2025 C 183,763 A (1) 201,309 I By DCM Opportunity Fund III, L.P.(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series Seed Preferred Stock (1) 09/12/2025 C 9,500,375 (1) (1) Class A Common Stock 9,500,375 (1) 0 I By Figure Investments, LLC(2)
Series A Preferred Stock (1) 09/12/2025 C 2,303,584 (1) (1) Class A Common Stock 2,303,584 (1) 0 I By Figure Investments, LLC(2)
Series B Preferred Stock (1) 09/12/2025 C 2,557,564 (1) (1) Class A Common Stock 2,557,564 (1) 0 I By Figure Investments, LLC(2)
Series C Preferred Stock (1) 09/12/2025 C 661,095 (1) (1) Class A Common Stock 661,095 (1) 0 I By Figure Investments, LLC(2)
Series D Preferred Stock (1) 09/12/2025 C 183,763 (1) (1) Class A Common Stock 183,763 (1) 0 I By DCM Opportunity Fund III, L.P.(3)
1. Name and Address of Reporting Person*
DCM International VIII, Ltd.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Investment Management VIII, L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM VIII, L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Ventures China Fund (DCM VIII), L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Affiliates Fund VIII, L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Opportunity Fund International III, Ltd.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Opportunity Fund Investment Management III, L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
1. Name and Address of Reporting Person*
DCM Opportunity Fund III, L.P.
(Last) (First) (Middle)
2420 SAND HILL ROAD, SUITE 200
(Street)
MENLO PARK CA 94025
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
Explanation of Responses:
1. Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.
2. Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
3. The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd.
Remarks:
Matthew C. Bonner signs as attorney-in-fact for the Reporting Persons pursuant to a Power of Attorney that is included on filings made by DCM with the Securities and Exchange Commission.
DCM International VIII, Ltd., By: /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Investment Management VIII, L.P., By: DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM VIII, L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Ventures China Fund (DCM VIII), L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Affiliates Fund VIII, L.P., By: DCM Investment Management VIII, L.P., its GP, DCM International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Opportunity Fund International VIII, Ltd., By: /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Opportunity Fund Investment Management III, L.P., By: DCM Opportunity Fund International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
DCM Opportunity Fund III, L.P., By: DCM Opportunity Fund Investment Management III, L.P., its GP, DCM Opportunity Fund International VIII, Ltd., its GP, /s/ Matthew C. Bonner, Attorney-in-Fact 09/16/2025
Figure Investments, LLC, By: /s/ Matthew C. Bonner, President 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transactions does the FIGR Form 4 report?

The Form 4 reports non-derivative acquisitions on 09/12/2025 of 15,022,618 and 183,763 Class A common shares resulting from automatic conversion of preferred stock.

Who holds the shares reported on the FIGR Form 4?

Reported beneficial owners are DCM-related entities indirectly through Figure Investments, LLC and DCM Opportunity Fund III, L.P. as disclosed in the filing.

Did the Form 4 report any cash purchases or sales for FIGR?

No. The filing records automatic conversions and acquisitions resulting from conversion; it does not report any price-per-share cash purchases or open-market sales.

When were the Form 4 transactions signed and filed?

The reporting persons signed the Form 4 on 09/16/2025, reporting transactions dated 09/12/2025.

Which preferred series were converted into Class A shares in the FIGR filing?

The filing lists conversions of Series Seed, Series A, Series B, Series C, and Series D preferred stock into Class A Common Stock with specified underlying share counts.
Stock FIGR logo
FIGURE TECHNOLOGY SOLUTIO

NASDAQ:FIGR

FIGR Rankings

#1031 Ranked by Market Cap
N/A Ranked by Dividends

FIGR Latest SEC Filings

Sep 16, 2025
[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity
Sep 16, 2025
[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity
Sep 16, 2025
[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity
Sep 16, 2025
[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity
Aug 25, 2025
[S-1/A] Figure Technology Solutions, Inc. Amends IPO Registration Statement

FIGR Stock Data

8.37B
31.50M