STOCK TITAN

Canaccord Genuity (FILG) lists multiple Rule 144 resales and a 3,200-share private purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Canaccord Genuity Corp Rule 144 notice reports proposed and recent resale activity in its Common stock. The filing lists a privately negotiated purchase from the issuer of 3,200 shares on 01/18/2025 and multiple dispositions by DCG International Investments Ltd of 2,100; 1,950; 1,500; 1,500; and 1,875 shares on dates in 01/29/2026–02/05/2026 with per‑trade proceeds disclosed in the table.

Positive

  • None.

Negative

  • None.
Private purchase 3,200 shares purchased from issuer on 01/18/2025
Disposition 1 2,100 shares sold 01/29/2026 by DCG International Investments Ltd
Disposition 2 1,950 shares sold 01/30/2026 by DCG International Investments Ltd
Disposition 3 1,500 shares sold 02/02/2026 by DCG International Investments Ltd
Disposition 4 1,500 shares sold 02/03/2026 by DCG International Investments Ltd
Disposition 5 1,875 shares sold 02/05/2026 by DCG International Investments Ltd
Per-trade proceeds examples $3,412.08; $3,219.45 gross proceeds shown for 01/29/2026 and 01/30/2026 trades
Rule 144 regulatory
"Securities To Be Sold table and dispositions listed under 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Privately Negotiated Transaction market
"Described as purchase method for 3,200 shares on 01/18/2025"
A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.
OTCQB market
"Securities Information section lists market as OTCQB"
OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the FILG Form 144 show about recent share sales?

The Form 144 lists recent dispositions totaling multiple small lots by DCG International Investments Ltd between 01/29/2026 and 02/05/2026. The table shows individual trade sizes of 2,100; 1,950; 1,500; 1,500; 1,875 shares with corresponding gross proceeds per trade.

Who purchased the 3,200 shares listed on the filing (FILG)?

The filing records a privately negotiated purchase from the issuer of 3,200 shares on 01/18/2025. The entry identifies the transaction method as a private placement paid in cash on the noted date.

Which entity made multiple dispositions shown on the FILG Form 144?

The seller identified is DCG International Investments Ltd, with multiple dispositions reported on dates from 01/29/2026 through 02/05/2026. Each row in the table shows trade size and the gross dollar amount received.

Does the Form 144 specify where FILG common shares trade?

Yes; the filing lists the trading market as OTCQB. The securities are identified as Common stock with an OTCQB market designation shown in the securities information section.