Proposed 3,200-share sales reported for Canaccord Genuity Corp (FILG)

Rhea-AI Filing Summary

Canaccord Genuity Corp. related securities were reported on a Form 144 for proposed sales of 3,200 shares on multiple dates, with listed trade amounts such as 5656.96, 5688.00 and 5676.16. The filing lists prior sales by DCG International Investments Ltd across January–April 2026, and identifies the transactions as Privately Negotiated Transaction and Purchased from Issuer.

Key Figures

Proposed shares per date: 3,200 shares Listed amount example: 5656.96 Listed amount example: 5688.00 +3 more

6 metrics

Proposed shares per date 3,200 shares listed for 04/27/2026, 04/28/2026, 04/29/2026

Listed amount example 5656.96 amount shown for 04/27/2026 row

Listed amount example 5688.00 amount shown for 04/28/2026 row

Prior sale — 01/29/2026 2,100 shares sale by DCG International Investments Ltd on 01/29/2026

Prior sale — 02/05/2026 1,875 shares sale by DCG International Investments Ltd on 02/05/2026

Transaction type Privately Negotiated Transaction method described for securities to be sold

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB, Purchased from Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"OTCQB Common | Canaccord Genuity Corp"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

Purchased from Issuer financial

"Privately Negotiated Transaction | Purchased from Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5656.96	2633200	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5688.00	2633200	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5676.16	2633200	04/29/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2025	Privately Negotiated Transaction	Purchased from Issuer			3200	01/19/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	2100	3412.08
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	1950	3219.45
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	1500	2287.95
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	1500	2281.95
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	1875	2610.19
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	3200	5656.96
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	3200	5688.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FILG Form 144 report?

The Form 144 reports proposed sales of securities, including 3,200 shares listed on several dates with amounts such as 5656.96. It also lists completed sales by DCG International Investments Ltd earlier in 2026.

Who is shown as the seller in the FILG Form 144?

The filing shows transactions connected to DCG International Investments Ltd and references Canaccord Genuity Corp. as the issuer or intermediary. The table lists multiple sales and proposed sales tied to these entities.

What types of transactions are disclosed on this Form 144 (FILG)?

The record describes a Privately Negotiated Transaction and notes securities were Purchased from Issuer. It also enumerates separate sales executed in January–April 2026 by the named holder.

Which dates and quantities are included in the filing for FILG?

The filing lists proposed sales dated 04/27/2026, 04/28/2026, and 04/29/2026 for 3,200 shares each, and prior sales on 01/29/2026, 01/30/2026, 02/02/2026, 02/03/2026, 02/05/2026, and 04/27–04/28/2026.